REGENT HOLDING COMPANY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan REGENT HOLDING COMPANY LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $4,852,590 |
| Total of all expenses incurred | 2023-12-31 | $2,590,441 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $2,585,841 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,142,848 |
| Value of total assets at end of year | 2023-12-31 | $16,033,613 |
| Value of total assets at beginning of year | 2023-12-31 | $13,771,464 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $4,600 |
| Total interest from all sources | 2023-12-31 | $7,967 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $444,567 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $444,567 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,189,867 |
| Participant contributions at end of year | 2023-12-31 | $155,126 |
| Participant contributions at beginning of year | 2023-12-31 | $157,638 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $304,087 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,262,149 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $16,033,613 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $13,771,464 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $15,040,153 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $13,075,275 |
| Interest on participant loans | 2023-12-31 | $7,967 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $838,334 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $538,551 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,257,208 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $648,894 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $2,585,841 |
| Contract administrator fees | 2023-12-31 | $4,600 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CBIZ CPAS P.C. |
| Accountancy firm EIN | 2023-12-31 | 431947695 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,852,590 |
| Total of all expenses incurred | 2023-01-01 | $2,590,441 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $2,585,841 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,142,848 |
| Value of total assets at end of year | 2023-01-01 | $16,033,613 |
| Value of total assets at beginning of year | 2023-01-01 | $13,771,464 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $4,600 |
| Total interest from all sources | 2023-01-01 | $7,967 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $444,567 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $444,567 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,189,867 |
| Participant contributions at end of year | 2023-01-01 | $155,126 |
| Participant contributions at beginning of year | 2023-01-01 | $157,638 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $304,087 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,262,149 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $16,033,613 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $13,771,464 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $15,040,153 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $13,075,275 |
| Interest on participant loans | 2023-01-01 | $7,967 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $838,334 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $538,551 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,257,208 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $648,894 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $2,585,841 |
| Contract administrator fees | 2023-01-01 | $4,600 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CBIZ CPAS P.C. |
| Accountancy firm EIN | 2023-01-01 | 431947695 |
| 2022 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total transfer of assets to this plan | 2022-12-31 | $2,152,219 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,161,164 |
| Total of all expenses incurred | 2022-12-31 | $2,412,426 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,408,326 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,955,951 |
| Value of total assets at end of year | 2022-12-31 | $13,771,464 |
| Value of total assets at beginning of year | 2022-12-31 | $15,192,835 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $4,100 |
| Total interest from all sources | 2022-12-31 | $8,486 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $517,637 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $517,637 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,253,463 |
| Participant contributions at end of year | 2022-12-31 | $157,638 |
| Participant contributions at beginning of year | 2022-12-31 | $166,202 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $28,698 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,573,590 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $13,771,464 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $15,192,835 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $13,075,275 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $14,727,498 |
| Interest on participant loans | 2022-12-31 | $8,486 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $538,551 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $299,135 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,643,238 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $673,790 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,408,326 |
| Contract administrator fees | 2022-12-31 | $4,100 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2022-12-31 | 431947695 |
| Total transfer of assets to this plan | 2022-01-01 | $2,152,219 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,161,164 |
| Total of all expenses incurred | 2022-01-01 | $2,412,426 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,408,326 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,955,951 |
| Value of total assets at end of year | 2022-01-01 | $13,771,464 |
| Value of total assets at beginning of year | 2022-01-01 | $15,192,835 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $4,100 |
| Total interest from all sources | 2022-01-01 | $8,486 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $517,637 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $517,637 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,253,463 |
| Participant contributions at end of year | 2022-01-01 | $157,638 |
| Participant contributions at beginning of year | 2022-01-01 | $166,202 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $28,698 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,573,590 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $13,771,464 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $15,192,835 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $13,075,275 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $14,727,498 |
| Interest on participant loans | 2022-01-01 | $8,486 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $538,551 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $299,135 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,643,238 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $673,790 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,408,326 |
| Contract administrator fees | 2022-01-01 | $4,100 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2022-01-01 | 431947695 |
| 2021 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $3,951,452 |
| Total of all expenses incurred | 2021-12-31 | $1,750,785 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,744,530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,734,080 |
| Value of total assets at end of year | 2021-12-31 | $15,192,835 |
| Value of total assets at beginning of year | 2021-12-31 | $12,992,168 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $6,255 |
| Total interest from all sources | 2021-12-31 | $8,306 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,253,061 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,253,061 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,024,762 |
| Participant contributions at end of year | 2021-12-31 | $166,202 |
| Participant contributions at beginning of year | 2021-12-31 | $172,949 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $142,797 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,200,667 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $15,192,835 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $12,992,168 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $14,727,498 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $12,690,297 |
| Interest on participant loans | 2021-12-31 | $8,306 |
| Interest earned on other investments | 2021-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $299,135 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $128,922 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $956,005 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $566,521 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,744,530 |
| Contract administrator fees | 2021-12-31 | $6,255 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2021-12-31 | 431947695 |
| 2020 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $3,470,266 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $1,323,369 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,290,591 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $26,318 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,558,113 |
| Value of total assets at end of year | 2020-12-31 | $12,992,168 |
| Value of total assets at beginning of year | 2020-12-31 | $10,845,271 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,460 |
| Total interest from all sources | 2020-12-31 | $10,916 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $339,282 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $339,282 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $997,775 |
| Participant contributions at end of year | 2020-12-31 | $172,949 |
| Participant contributions at beginning of year | 2020-12-31 | $169,176 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $37,183 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,146,897 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $12,992,168 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,845,271 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $12,690,297 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $10,495,085 |
| Interest on participant loans | 2020-12-31 | $9,300 |
| Interest earned on other investments | 2020-12-31 | $1,616 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $128,922 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $181,010 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,561,955 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $523,155 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,290,591 |
| Contract administrator fees | 2020-12-31 | $6,460 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2020-12-31 | 431947695 |
| 2019 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $3,991,792 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,029,751 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,020,996 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,002,646 |
| Value of total assets at end of year | 2019-12-31 | $10,845,271 |
| Value of total assets at beginning of year | 2019-12-31 | $7,883,230 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,755 |
| Total interest from all sources | 2019-12-31 | $9,935 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $306,023 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $306,023 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,130,108 |
| Participant contributions at end of year | 2019-12-31 | $169,176 |
| Participant contributions at beginning of year | 2019-12-31 | $150,440 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $287,441 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $-1,841 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,962,041 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,845,271 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,883,230 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $10,495,085 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,573,739 |
| Interest on participant loans | 2019-12-31 | $9,935 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $181,010 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $159,051 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,675,029 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $585,097 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,020,996 |
| Contract administrator fees | 2019-12-31 | $8,755 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2019-12-31 | 431947695 |
| 2018 : REGENT HOLDING COMPANY LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $4,479,404 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $12,441 |
| Total income from all sources (including contributions) | 2018-12-31 | $857,795 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $731,202 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $721,717 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,619,274 |
| Value of total assets at end of year | 2018-12-31 | $7,883,230 |
| Value of total assets at beginning of year | 2018-12-31 | $3,289,674 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,485 |
| Total interest from all sources | 2018-12-31 | $7,214 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,040,579 |
| Participant contributions at end of year | 2018-12-31 | $150,440 |
| Participant contributions at beginning of year | 2018-12-31 | $26,220 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $10,452 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $12,441 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $126,593 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $7,883,230 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,277,233 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $7,573,739 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $144,820 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $3,114,461 |
| Interest on participant loans | 2018-12-31 | $5,589 |
| Interest earned on other investments | 2018-12-31 | $1,625 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $159,051 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-847,790 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $79,097 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $568,243 |
| Employer contributions (assets) at end of year | 2018-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $4,173 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $721,717 |
| Contract administrator fees | 2018-12-31 | $9,485 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MAYER HOFFMAN MCCANN PC. |
| Accountancy firm EIN | 2018-12-31 | 431947695 |
