401k Plan data: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN plan

ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	ALTEON HEALTH LLC 401(K) RETIREMENT PLAN
Plan identification number	003

ALTEON HEALTH LLC 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Life insurance

401k Sponsoring company profile

ALTEON HEALTH LLC has sponsored the creation of one or more 401k plans.

Company Name: ALTEON HEALTH LLC

Employer identification number (EIN): 461589785

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALTEON HEALTH LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-01-01
003 2020-01-01
003 2019-01-01

Plan Statistics for ALTEON HEALTH LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ALTEON HEALTH LLC 401(K) RETIREMENT PLAN

Measure Date Value
2021: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,393
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,866
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 604
Total of all active and inactive participants 2021-01-01 2,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 2,474
Number of participants with account balances 2021-01-01 1,783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 6
2020: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,754
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,775
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 613
Total of all active and inactive participants 2020-01-01 2,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 5
Total participants 2020-01-01 2,393
Number of participants with account balances 2020-01-01 1,765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 16
2019: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2,114
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2,266
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 484
Total of all active and inactive participants 2019-01-01 2,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 2,754
Number of participants with account balances 2019-01-01 1,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 10

Measure	Date	Value
2021: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,393
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,866
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	604
Total of all active and inactive participants	2021-01-01	2,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	2,474
Number of participants with account balances	2021-01-01	1,783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	6
2020: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,754
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,775
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	613
Total of all active and inactive participants	2020-01-01	2,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	2,393
Number of participants with account balances	2020-01-01	1,765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	16
2019: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,114
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,266
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	484
Total of all active and inactive participants	2019-01-01	2,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	2,754
Number of participants with account balances	2019-01-01	1,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	10

Financial Data on ALTEON HEALTH LLC 401(K) RETIREMENT PLAN

Measure	Date	Value
2021 : ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$58,130,464
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$36,469,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$36,064,433
Expenses. Certain deemed distributions of participant loans	2021-12-31	$15,543
Value of total corrective distributions	2021-12-31	$79,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$21,988,371
Value of total assets at end of year	2021-12-31	$263,829,956
Value of total assets at beginning of year	2021-12-31	$242,168,749
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$309,284
Total interest from all sources	2021-12-31	$45,964
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$4,964,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$4,964,508
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$15,008,666
Participant contributions at end of year	2021-12-31	$1,061,786
Participant contributions at beginning of year	2021-12-31	$875,182
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$1,259
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$60,742,696
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$69,605,648
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,678,256
Other income not declared elsewhere	2021-12-31	$10,209,263
Administrative expenses (other) incurred	2021-12-31	$117,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$21,661,207
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$263,829,956
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$242,168,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$191,741
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$196,607,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$167,213,210
Interest on participant loans	2021-12-31	$42,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$4,650,878
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$3,765,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$3,765,487
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$3,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$20,922,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,301,449
Employer contributions (assets) at end of year	2021-12-31	$766,676
Employer contributions (assets) at beginning of year	2021-12-31	$707,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$36,064,433
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$252,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$58,621,936
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$31,262,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$30,671,219
Expenses. Certain deemed distributions of participant loans	2020-12-31	$35,296
Value of total corrective distributions	2020-12-31	$215,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$20,790,177
Value of total assets at end of year	2020-12-31	$242,168,749
Value of total assets at beginning of year	2020-12-31	$214,557,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$340,120
Total interest from all sources	2020-12-31	$62,574
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$4,195,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,195,406
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$14,565,900
Participant contributions at end of year	2020-12-31	$875,182
Participant contributions at beginning of year	2020-12-31	$979,044
Participant contributions at end of year	2020-12-31	$1,259
Participant contributions at beginning of year	2020-12-31	$82,448
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$69,605,648
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$63,657,575
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,259,136
Other income not declared elsewhere	2020-12-31	$12,848,117
Administrative expenses (other) incurred	2020-12-31	$127,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$27,359,623
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$242,168,749
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$214,557,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$212,501
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$167,213,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$145,683,017
Interest on participant loans	2020-12-31	$52,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$3,765,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$3,330,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$3,330,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$9,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$20,725,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,965,141
Employer contributions (assets) at end of year	2020-12-31	$707,963
Employer contributions (assets) at beginning of year	2020-12-31	$824,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$30,671,219
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2020-12-31	560747981
2019 : ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$69,965,805
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$59,526,705
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$31,720,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$31,272,445
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-473
Value of total corrective distributions	2019-12-31	$119,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$22,520,588
Value of total assets at end of year	2019-12-31	$214,557,079
Value of total assets at beginning of year	2019-12-31	$116,784,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$328,751
Total interest from all sources	2019-12-31	$132,157
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,958,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,958,538
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$14,840,241
Participant contributions at end of year	2019-12-31	$979,044
Participant contributions at beginning of year	2019-12-31	$737,344
Participant contributions at end of year	2019-12-31	$82,448
Participant contributions at beginning of year	2019-12-31	$236,375
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$63,657,575
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$54,228,605
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,474,065
Other income not declared elsewhere	2019-12-31	$12,901,735
Administrative expenses (other) incurred	2019-12-31	$97,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$27,806,632
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$214,557,079
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$116,784,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$231,733
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$145,683,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$59,746,408
Interest on participant loans	2019-12-31	$52,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$3,330,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$776,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$776,898
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$80,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$341,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$20,006,377
Net investment gain or loss from common/collective trusts	2019-12-31	$7,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$6,206,282
Employer contributions (assets) at end of year	2019-12-31	$824,399
Employer contributions (assets) at beginning of year	2019-12-31	$717,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$31,272,445
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2019-12-31	560747981

Form 5500 Responses for ALTEON HEALTH LLC 401(K) RETIREMENT PLAN

2021: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ALTEON HEALTH LLC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ALTEON HEALTH LLC
Employer identification number (EIN):	461589785
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)