R.A JONES & CO. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan R.A JONES & CO. SALARIED DEFERRED COMPENSATION PLAN
401k plan membership statisitcs for R.A JONES & CO. SALARIED DEFERRED COMPENSATION PLAN
| Measure | Date | Value |
|---|
| 2012 : R.A JONES & CO. SALARIED DEFERRED COMPENSATION PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,936,416 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $312,425 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $303,305 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $728,946 |
| Value of total assets at end of year | 2012-12-31 | $10,067,497 |
| Value of total assets at beginning of year | 2012-12-31 | $8,443,506 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $9,120 |
| Total interest from all sources | 2012-12-31 | $20 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $294,950 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $294,950 |
| Administrative expenses professional fees incurred | 2012-12-31 | $8,550 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Total non interest bearing cash at end of year | 2012-12-31 | $928 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $1,838 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,623,991 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,067,497 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,443,506 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,506,629 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,861,984 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $559,940 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $579,684 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $20 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $799,803 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $112,697 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $728,946 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $303,305 |
| Contract administrator fees | 2012-12-31 | $570 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | FLAGEL, HUBER, FLAGEL & CO. |
| Accountancy firm EIN | 2012-12-31 | 310796034 |
