OCEAN EXPRESS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OCEAN EXPRESS, LLC 401(K) PLAN
Measure | Date | Value |
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2022: OCEAN EXPRESS, LLC 401(K) PLAN 2022 401k membership |
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Total participants, beginning-of-year | 2022-01-01 | 87 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 77 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 3 |
Total of all active and inactive participants | 2022-01-01 | 80 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 80 |
Number of participants with account balances | 2022-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: OCEAN EXPRESS, LLC 401(K) PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-01-01 | 81 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 82 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 6 |
Total of all active and inactive participants | 2021-01-01 | 88 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 88 |
Number of participants with account balances | 2021-01-01 | 34 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: OCEAN EXPRESS, LLC 401(K) PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-01-01 | 80 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 78 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 6 |
Total of all active and inactive participants | 2020-01-01 | 84 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 84 |
Number of participants with account balances | 2020-01-01 | 39 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: OCEAN EXPRESS, LLC 401(K) PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-01-01 | 86 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 77 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 3 |
Total of all active and inactive participants | 2019-01-01 | 80 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 80 |
Number of participants with account balances | 2019-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: OCEAN EXPRESS, LLC 401(K) PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 83 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
Total of all active and inactive participants | 2018-01-01 | 86 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 86 |
Number of participants with account balances | 2018-01-01 | 32 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: OCEAN EXPRESS, LLC 401(K) PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-01-01 | 85 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1 |
Total of all active and inactive participants | 2017-01-01 | 85 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 85 |
Number of participants with account balances | 2017-01-01 | 31 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: OCEAN EXPRESS, LLC 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 67 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 86 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2 |
Total of all active and inactive participants | 2016-01-01 | 88 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 88 |
Number of participants with account balances | 2016-01-01 | 31 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: OCEAN EXPRESS, LLC 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-07-01 | 24 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-07-01 | 42 |
Number of retired or separated participants receiving benefits | 2015-07-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-07-01 | 0 |
Total of all active and inactive participants | 2015-07-01 | 42 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-07-01 | 0 |
Total participants | 2015-07-01 | 42 |
Number of participants with account balances | 2015-07-01 | 14 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-07-01 | 0 |
Measure | Date | Value |
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2022 : OCEAN EXPRESS, LLC 401(K) PLAN 2022 401k financial data |
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Total income from all sources | 2022-12-31 | $-89,810 |
Expenses. Total of all expenses incurred | 2022-12-31 | $104,508 |
Benefits paid (including direct rollovers) | 2022-12-31 | $90,060 |
Total plan assets at end of year | 2022-12-31 | $2,261,116 |
Total plan assets at beginning of year | 2022-12-31 | $2,455,434 |
Value of fidelity bond covering the plan | 2022-12-31 | $246,000 |
Total contributions received or receivable from participants | 2022-12-31 | $213,030 |
Other income received | 2022-12-31 | $-402,280 |
Net income (gross income less expenses) | 2022-12-31 | $-194,318 |
Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $2,261,116 |
Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $2,455,434 |
Assets. Value of participant loans | 2022-12-31 | $11,847 |
Total contributions received or receivable from employer(s) | 2022-12-31 | $99,440 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $14,448 |
2021 : OCEAN EXPRESS, LLC 401(K) PLAN 2021 401k financial data |
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Total income from all sources | 2021-12-31 | $596,887 |
Expenses. Total of all expenses incurred | 2021-12-31 | $852,588 |
Benefits paid (including direct rollovers) | 2021-12-31 | $833,621 |
Total plan assets at end of year | 2021-12-31 | $2,455,434 |
Total plan assets at beginning of year | 2021-12-31 | $2,711,135 |
Value of fidelity bond covering the plan | 2021-12-31 | $272,000 |
Total contributions received or receivable from participants | 2021-12-31 | $213,094 |
Contributions received from other sources (not participants or employers) | 2021-12-31 | $12,546 |
Other income received | 2021-12-31 | $274,697 |
Net income (gross income less expenses) | 2021-12-31 | $-255,701 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $2,455,434 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,711,135 |
Assets. Value of participant loans | 2021-12-31 | $8,668 |
Total contributions received or receivable from employer(s) | 2021-12-31 | $96,550 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $18,967 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
2020 : OCEAN EXPRESS, LLC 401(K) PLAN 2020 401k financial data |
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Total income from all sources | 2020-12-31 | $768,000 |
Expenses. Total of all expenses incurred | 2020-12-31 | $512,471 |
Benefits paid (including direct rollovers) | 2020-12-31 | $490,581 |
Total plan assets at end of year | 2020-12-31 | $2,711,135 |
Total plan assets at beginning of year | 2020-12-31 | $2,455,606 |
Value of fidelity bond covering the plan | 2020-12-31 | $272,000 |
Total contributions received or receivable from participants | 2020-12-31 | $289,116 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $4,483 |
Other income received | 2020-12-31 | $373,500 |
Net income (gross income less expenses) | 2020-12-31 | $255,529 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $2,711,135 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,455,606 |
Assets. Value of participant loans | 2020-12-31 | $39,548 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $100,901 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $21,890 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
2019 : OCEAN EXPRESS, LLC 401(K) PLAN 2019 401k financial data |
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Total income from all sources | 2019-12-31 | $708,591 |
Expenses. Total of all expenses incurred | 2019-12-31 | $70,015 |
Benefits paid (including direct rollovers) | 2019-12-31 | $47,490 |
Total plan assets at end of year | 2019-12-31 | $2,455,606 |
Total plan assets at beginning of year | 2019-12-31 | $1,817,030 |
Value of fidelity bond covering the plan | 2019-12-31 | $246,000 |
Total contributions received or receivable from participants | 2019-12-31 | $257,534 |
Other income received | 2019-12-31 | $362,974 |
Net income (gross income less expenses) | 2019-12-31 | $638,576 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $2,455,606 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,817,030 |
Assets. Value of participant loans | 2019-12-31 | $58,320 |
Total contributions received or receivable from employer(s) | 2019-12-31 | $88,083 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $22,525 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
2018 : OCEAN EXPRESS, LLC 401(K) PLAN 2018 401k financial data |
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Total income from all sources | 2018-12-31 | $222,397 |
Expenses. Total of all expenses incurred | 2018-12-31 | $75,879 |
Benefits paid (including direct rollovers) | 2018-12-31 | $56,273 |
Total plan assets at end of year | 2018-12-31 | $1,817,030 |
Total plan assets at beginning of year | 2018-12-31 | $1,670,512 |
Value of fidelity bond covering the plan | 2018-12-31 | $182,000 |
Total contributions received or receivable from participants | 2018-12-31 | $252,190 |
Other income received | 2018-12-31 | $-114,261 |
Net income (gross income less expenses) | 2018-12-31 | $146,518 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $1,817,030 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,670,512 |
Assets. Value of participant loans | 2018-12-31 | $29,706 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $84,468 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $19,606 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
2017 : OCEAN EXPRESS, LLC 401(K) PLAN 2017 401k financial data |
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Total income from all sources | 2017-12-31 | $484,422 |
Expenses. Total of all expenses incurred | 2017-12-31 | $51,459 |
Benefits paid (including direct rollovers) | 2017-12-31 | $34,668 |
Total plan assets at end of year | 2017-12-31 | $1,670,512 |
Total plan assets at beginning of year | 2017-12-31 | $1,237,549 |
Value of fidelity bond covering the plan | 2017-12-31 | $170,000 |
Total contributions received or receivable from participants | 2017-12-31 | $200,579 |
Other income received | 2017-12-31 | $203,350 |
Net income (gross income less expenses) | 2017-12-31 | $432,963 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $1,670,512 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,237,549 |
Assets. Value of participant loans | 2017-12-31 | $22,034 |
Total contributions received or receivable from employer(s) | 2017-12-31 | $80,493 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $16,791 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
2016 : OCEAN EXPRESS, LLC 401(K) PLAN 2016 401k financial data |
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Total income from all sources | 2016-12-31 | $1,084,457 |
Expenses. Total of all expenses incurred | 2016-12-31 | $20,439 |
Benefits paid (including direct rollovers) | 2016-12-31 | $9,994 |
Total plan assets at end of year | 2016-12-31 | $1,237,549 |
Total plan assets at beginning of year | 2016-12-31 | $173,531 |
Total contributions received or receivable from participants | 2016-12-31 | $177,385 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $767,252 |
Other income received | 2016-12-31 | $72,003 |
Net income (gross income less expenses) | 2016-12-31 | $1,064,018 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,237,549 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $173,531 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $67,817 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $10,445 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
2015 : OCEAN EXPRESS, LLC 401(K) PLAN 2015 401k financial data |
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Total income from all sources | 2015-12-31 | $173,749 |
Expenses. Total of all expenses incurred | 2015-12-31 | $218 |
Total plan assets at end of year | 2015-12-31 | $173,531 |
Total plan assets at beginning of year | 2015-12-31 | $0 |
Total contributions received or receivable from participants | 2015-12-31 | $12,794 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $151,148 |
Other income received | 2015-12-31 | $668 |
Net income (gross income less expenses) | 2015-12-31 | $173,531 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $173,531 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $9,139 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $218 |
2022: OCEAN EXPRESS, LLC 401(K) PLAN 2022 form 5500 responses |
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2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Insurance | Yes |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement – Insurance | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: OCEAN EXPRESS, LLC 401(K) PLAN 2021 form 5500 responses |
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2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Insurance | Yes |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement – Insurance | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: OCEAN EXPRESS, LLC 401(K) PLAN 2020 form 5500 responses |
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2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Insurance | Yes |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement – Insurance | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: OCEAN EXPRESS, LLC 401(K) PLAN 2019 form 5500 responses |
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2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Insurance | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement – Insurance | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: OCEAN EXPRESS, LLC 401(K) PLAN 2018 form 5500 responses |
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2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Insurance | Yes |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement – Insurance | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: OCEAN EXPRESS, LLC 401(K) PLAN 2017 form 5500 responses |
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2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Insurance | Yes |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement – Insurance | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: OCEAN EXPRESS, LLC 401(K) PLAN 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Insurance | Yes |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement – Insurance | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: OCEAN EXPRESS, LLC 401(K) PLAN 2015 form 5500 responses |
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2015-07-01 | Type of plan entity | Single employer plan |
2015-07-01 | First time form 5500 has been submitted | Yes |
2015-07-01 | Submission has been amended | No |
2015-07-01 | This submission is the final filing | No |
2015-07-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2015-07-01 | Plan is a collectively bargained plan | No |
2015-07-01 | Plan funding arrangement – Insurance | Yes |
2015-07-01 | Plan funding arrangement – Trust | Yes |
2015-07-01 | Plan benefit arrangement – Insurance | Yes |
2015-07-01 | Plan benefit arrangement - Trust | Yes |
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 32 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $1,256 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 1131 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 |
|
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 34 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $1,330 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 1093 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 |
|
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 38 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $1,477 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 1252 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 |
|
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 32 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $1,201 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 1074 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 33 | Insurance policy start date | 2018-01-01 | Insurance policy end date | 2018-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $1,150 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 900 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 | Insurance broker name | SWERDLIN NORTHEAST LLC |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 31 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $7,209 | Total amount of fees paid to insurance company | USD $847 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | Commission paid to Insurance Broker | USD $7,209 | Insurance broker organization code? | 3 | Amount paid for insurance broker fees | 722 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker name | SWERDLIN NORTHEAST LLC |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 119546 |
Policy instance | 1 |
Insurance contract or identification number | 119546 | Number of Individuals Covered | 14 | Insurance policy start date | 2015-08-24 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $25 | Total amount of fees paid to insurance company | USD $125 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | Amount paid for insurance broker fees | 125 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker organization code? | 5 | Commission paid to Insurance Broker | USD $25 | Insurance broker name | CES INSURANCE AGENCY, INC. |
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