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THE MACKENZIE COMPANIES 401(K) PLAN 401k Plan overview

Plan NameTHE MACKENZIE COMPANIES 401(K) PLAN
Plan identification number 001

THE MACKENZIE COMPANIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MACKENZIE VENTURES LLC has sponsored the creation of one or more 401k plans.

Company Name:MACKENZIE VENTURES LLC
Employer identification number (EIN):463558556
NAIC Classification:531210
NAIC Description:Offices of Real Estate Agents and Brokers

Additional information about MACKENZIE VENTURES LLC

Jurisdiction of Incorporation: Maryland Secretary of State
Incorporation Date:
Company Identification Number: W15220775

More information about MACKENZIE VENTURES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MACKENZIE COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01SUE FORTMAN
0012018-01-01
0012017-01-01SUE FORTMAN
0012016-01-01SUE FORTMAN

Plan Statistics for THE MACKENZIE COMPANIES 401(K) PLAN

401k plan membership statisitcs for THE MACKENZIE COMPANIES 401(K) PLAN

Measure Date Value
2022: THE MACKENZIE COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01197
Total number of active participants reported on line 7a of the Form 55002022-01-01167
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0139
Total of all active and inactive participants2022-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01206
Number of participants with account balances2022-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: THE MACKENZIE COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01196
Total number of active participants reported on line 7a of the Form 55002021-01-01162
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0129
Total of all active and inactive participants2021-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01191
Number of participants with account balances2021-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: THE MACKENZIE COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01210
Total number of active participants reported on line 7a of the Form 55002020-01-01165
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01191
Number of participants with account balances2020-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: THE MACKENZIE COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01230
Total number of active participants reported on line 7a of the Form 55002019-01-01179
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0126
Total of all active and inactive participants2019-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01205
Number of participants with account balances2019-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: THE MACKENZIE COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01201
Total number of active participants reported on line 7a of the Form 55002018-01-01180
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01222
Number of participants with account balances2018-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: THE MACKENZIE COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01194
Total number of active participants reported on line 7a of the Form 55002017-01-01156
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0136
Total of all active and inactive participants2017-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01192
Number of participants with account balances2017-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE MACKENZIE COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01178
Total number of active participants reported on line 7a of the Form 55002016-01-01151
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0137
Total of all active and inactive participants2016-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01188
Number of participants with account balances2016-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on THE MACKENZIE COMPANIES 401(K) PLAN

Measure Date Value
2022 : THE MACKENZIE COMPANIES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,736,680
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$892,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$837,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,027,721
Value of total assets at end of year2022-12-31$15,238,688
Value of total assets at beginning of year2022-12-31$18,867,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$54,839
Total interest from all sources2022-12-31$4,322
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$689,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$689,822
Administrative expenses professional fees incurred2022-12-31$26,395
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$889,301
Participant contributions at end of year2022-12-31$94,313
Participant contributions at beginning of year2022-12-31$135,142
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,470
Other income not declared elsewhere2022-12-31$763
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,628,886
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,238,688
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,867,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$28,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,468,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$18,181,578
Interest on participant loans2022-12-31$4,322
Value of interest in common/collective trusts at end of year2022-12-31$538,695
Value of interest in common/collective trusts at beginning of year2022-12-31$411,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,467,568
Net investment gain or loss from common/collective trusts2022-12-31$8,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$136,950
Employer contributions (assets) at end of year2022-12-31$136,950
Employer contributions (assets) at beginning of year2022-12-31$139,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$837,367
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2022-12-31521743645
2021 : THE MACKENZIE COMPANIES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,598,780
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,337,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,275,533
Value of total corrective distributions2021-12-31$7,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,151,973
Value of total assets at end of year2021-12-31$18,867,574
Value of total assets at beginning of year2021-12-31$16,606,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$54,469
Total interest from all sources2021-12-31$5,028
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$835,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$835,095
Administrative expenses professional fees incurred2021-12-31$27,549
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$919,567
Participant contributions at end of year2021-12-31$135,142
Participant contributions at beginning of year2021-12-31$101,415
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$92,755
Other income not declared elsewhere2021-12-31$922
Total non interest bearing cash at end of year2021-12-31$131
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,261,048
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,867,574
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,606,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,920
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$18,181,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,870,501
Interest on participant loans2021-12-31$5,028
Value of interest in common/collective trusts at end of year2021-12-31$411,072
Value of interest in common/collective trusts at beginning of year2021-12-31$482,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,598,941
Net investment gain or loss from common/collective trusts2021-12-31$6,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$139,651
Employer contributions (assets) at end of year2021-12-31$139,651
Employer contributions (assets) at beginning of year2021-12-31$152,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,275,533
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2021-12-31521743645
2020 : THE MACKENZIE COMPANIES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,950,658
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$884,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$826,891
Value of total corrective distributions2020-12-31$6,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,178,965
Value of total assets at end of year2020-12-31$16,606,526
Value of total assets at beginning of year2020-12-31$13,540,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$51,251
Total interest from all sources2020-12-31$4,378
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$517,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$517,054
Administrative expenses professional fees incurred2020-12-31$25,115
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$952,369
Participant contributions at end of year2020-12-31$101,415
Participant contributions at beginning of year2020-12-31$82,763
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$193
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$74,353
Other income not declared elsewhere2020-12-31$587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,066,509
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,606,526
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,540,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$26,136
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,870,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,860,361
Interest on participant loans2020-12-31$4,378
Value of interest in common/collective trusts at end of year2020-12-31$482,367
Value of interest in common/collective trusts at beginning of year2020-12-31$441,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,240,953
Net investment gain or loss from common/collective trusts2020-12-31$8,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$152,243
Employer contributions (assets) at end of year2020-12-31$152,243
Employer contributions (assets) at beginning of year2020-12-31$155,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$826,891
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2020-12-31521743645
2019 : THE MACKENZIE COMPANIES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,646,725
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$588,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$536,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,082,373
Value of total assets at end of year2019-12-31$13,540,017
Value of total assets at beginning of year2019-12-31$10,482,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$52,459
Total interest from all sources2019-12-31$3,951
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$27,044
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$894,107
Participant contributions at end of year2019-12-31$82,763
Participant contributions at beginning of year2019-12-31$132,276
Participant contributions at end of year2019-12-31$193
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$32,605
Other income not declared elsewhere2019-12-31$738
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,057,911
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,540,017
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,482,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$25,415
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,860,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,835,974
Interest on participant loans2019-12-31$3,951
Value of interest in common/collective trusts at end of year2019-12-31$441,039
Value of interest in common/collective trusts at beginning of year2019-12-31$374,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,550,711
Net investment gain or loss from common/collective trusts2019-12-31$8,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$155,661
Employer contributions (assets) at end of year2019-12-31$155,661
Employer contributions (assets) at beginning of year2019-12-31$139,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$536,355
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2019-12-31521743645
2018 : THE MACKENZIE COMPANIES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,009,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$254,555
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,275,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,218,676
Value of total corrective distributions2018-12-31$5,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$901,066
Value of total assets at end of year2018-12-31$10,482,106
Value of total assets at beginning of year2018-12-31$10,493,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,118
Total interest from all sources2018-12-31$4,032
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$24,632
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$761,590
Participant contributions at end of year2018-12-31$132,276
Participant contributions at beginning of year2018-12-31$76,181
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$78
Other income not declared elsewhere2018-12-31$664
Administrative expenses (other) incurred2018-12-31$1,850
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,021,277
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,482,106
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,493,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$25,636
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,835,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,039,955
Interest on participant loans2018-12-31$4,032
Value of interest in common/collective trusts at end of year2018-12-31$374,458
Value of interest in common/collective trusts at beginning of year2018-12-31$310,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-657,583
Net investment gain or loss from common/collective trusts2018-12-31$6,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$139,398
Employer contributions (assets) at end of year2018-12-31$139,398
Employer contributions (assets) at beginning of year2018-12-31$66,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,218,676
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2018-12-31521743645
2017 : THE MACKENZIE COMPANIES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,676,533
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,558,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,511,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$697,496
Value of total assets at end of year2017-12-31$10,493,880
Value of total assets at beginning of year2017-12-31$10,375,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,894
Total interest from all sources2017-12-31$2,964
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$23,242
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$630,620
Participant contributions at end of year2017-12-31$76,181
Participant contributions at beginning of year2017-12-31$107,747
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$17,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$118,080
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,493,880
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,375,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$23,652
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,039,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,984,983
Interest on participant loans2017-12-31$2,964
Value of interest in common/collective trusts at end of year2017-12-31$310,868
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$265,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$265,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,972,149
Net investment gain or loss from common/collective trusts2017-12-31$3,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$66,876
Employer contributions (assets) at end of year2017-12-31$66,876
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,511,559
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SC&H ATTEST SERVICES, P.C.
Accountancy firm EIN2017-12-31521743645
2016 : THE MACKENZIE COMPANIES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,297,723
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$368,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$323,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$573,508
Value of total assets at end of year2016-12-31$10,375,800
Value of total assets at beginning of year2016-12-31$9,446,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$44,956
Total interest from all sources2016-12-31$4,191
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$21,270
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$558,560
Participant contributions at end of year2016-12-31$107,747
Participant contributions at beginning of year2016-12-31$147,892
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$14,948
Other income not declared elsewhere2016-12-31$31,317
Total non interest bearing cash at end of year2016-12-31$17,167
Total non interest bearing cash at beginning of year2016-12-31$16,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$929,084
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,375,800
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,446,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$23,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,984,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,013,534
Interest on participant loans2016-12-31$4,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$265,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$268,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$268,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$688,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$323,683
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MISTER, BURTON & FRENCH, LLC
Accountancy firm EIN2016-12-31262574303

Form 5500 Responses for THE MACKENZIE COMPANIES 401(K) PLAN

2022: THE MACKENZIE COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE MACKENZIE COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE MACKENZIE COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE MACKENZIE COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE MACKENZIE COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE MACKENZIE COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE MACKENZIE COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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