401k Plan data: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEES SPECIALTY COMPOUNDING, INC. has sponsored the creation of one or more 401k plans.

Company Name: LEES SPECIALTY COMPOUNDING, INC.

Employer identification number (EIN): 464100075

NAIC Classification: 446110
NAIC Description: Pharmacies and Drug Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2020-01-01
002 2019-01-01 GARY ROUSE 2020-10-15
002 2018-01-01 GARY ROUSE 2019-10-15
002 2017-01-01 GARY ROUSE 2018-10-15
002 2016-01-01 GARY ROUSE 2017-10-16
002 2015-01-01 PAM BECK
002 2014-01-01 PAM BECK
002 2013-01-01 PAM BECK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01
002	2020-01-01
002	2019-01-01	GARY ROUSE	2020-10-15
002	2018-01-01	GARY ROUSE	2019-10-15
002	2017-01-01	GARY ROUSE	2018-10-15
002	2016-01-01	GARY ROUSE	2017-10-16
002	2015-01-01	PAM BECK
002	2014-01-01	PAM BECK
002	2013-01-01	PAM BECK

Plan Statistics for LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 34
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 42
Number of participants with account balances 2015-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 36
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 36
Number of participants with account balances 2014-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 37
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 37
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2015: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	34
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	42
Number of participants with account balances	2015-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	36
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	36
Number of participants with account balances	2014-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	37
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	37
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2015 : LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$24,614,538
Total plan liabilities at beginning of year	2015-12-31	$24,614,538
Total income from all sources	2015-12-31	$-359,093
Expenses. Total of all expenses incurred	2015-12-31	$7
Benefits paid (including direct rollovers)	2015-12-31	$7
Total plan assets at end of year	2015-12-31	$0
Total plan assets at beginning of year	2015-12-31	$359,100
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Other income received	2015-12-31	$-359,100
Net income (gross income less expenses)	2015-12-31	$-359,100
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$-24,614,538
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$-24,255,438
Assets. Value of employer securities	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$7
2014 : LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$24,614,538
Total plan liabilities at beginning of year	2014-12-31	$25,000,000
Total income from all sources	2014-12-31	$-23,286,737
Expenses. Total of all expenses incurred	2014-12-31	$968,701
Total plan assets at end of year	2014-12-31	$359,100
Total plan assets at beginning of year	2014-12-31	$25,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$968,701
Other income received	2014-12-31	$-23,962,124
Net income (gross income less expenses)	2014-12-31	$-24,255,438
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$-24,255,438
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of employer securities	2014-12-31	$359,100
Total contributions received or receivable from employer(s)	2014-12-31	$675,387
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$25,000,000
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$0
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$25,000,000
Total plan assets at beginning of year	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$0
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Assets. Value of employer securities	2013-12-31	$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0

Form 5500 Responses for LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2015: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LEES SPECIALTY COMPOUNDING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LEES SPECIALTY COMPOUNDING, INC.
Employer identification number (EIN):	464100075
NAIC Classification:	446110
NAIC Description:	Pharmacies and Drug Stores