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THE LAWRENCE GROUP COMPANIES 401(K) PLAN 401k Plan overview

Plan NameTHE LAWRENCE GROUP COMPANIES 401(K) PLAN
Plan identification number 001

THE LAWRENCE GROUP COMPANIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

G. M. LAWRENCE & CO. has sponsored the creation of one or more 401k plans.

Company Name:G. M. LAWRENCE & CO.
Employer identification number (EIN):464308986
NAIC Classification:111900
NAIC Description:Other Crop Farming

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LAWRENCE GROUP COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RICHARD HUSSEY
0012017-01-01RICHARD HUSSEY
0012016-01-01RICHARD HUSSEY

Plan Statistics for THE LAWRENCE GROUP COMPANIES 401(K) PLAN

401k plan membership statisitcs for THE LAWRENCE GROUP COMPANIES 401(K) PLAN

Measure Date Value
2022: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,682
Total number of active participants reported on line 7a of the Form 55002022-01-011,087
Number of retired or separated participants receiving benefits2022-01-01111
Number of other retired or separated participants entitled to future benefits2022-01-01335
Total of all active and inactive participants2022-01-011,533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,534
Number of participants with account balances2022-01-011,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,543
Total number of active participants reported on line 7a of the Form 55002021-01-011,212
Number of retired or separated participants receiving benefits2021-01-0197
Number of other retired or separated participants entitled to future benefits2021-01-01284
Total of all active and inactive participants2021-01-011,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,594
Number of participants with account balances2021-01-011,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,295
Total number of active participants reported on line 7a of the Form 55002020-01-011,235
Number of retired or separated participants receiving benefits2020-01-0139
Number of other retired or separated participants entitled to future benefits2020-01-01167
Total of all active and inactive participants2020-01-011,441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-011,442
Number of participants with account balances2020-01-011,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,074
Total number of active participants reported on line 7a of the Form 55002019-01-01869
Number of retired or separated participants receiving benefits2019-01-0125
Number of other retired or separated participants entitled to future benefits2019-01-01149
Total of all active and inactive participants2019-01-011,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,043
Number of participants with account balances2019-01-01817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,021
Total number of active participants reported on line 7a of the Form 55002018-01-01895
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-01127
Total of all active and inactive participants2018-01-011,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,037
Number of participants with account balances2018-01-01798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01178
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01150
Total number of active participants reported on line 7a of the Form 55002016-01-01125
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01131
Number of participants with account balances2016-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on THE LAWRENCE GROUP COMPANIES 401(K) PLAN

Measure Date Value
2022 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,340,466
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,926,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,733,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,597,533
Value of total assets at end of year2022-12-31$85,338,466
Value of total assets at beginning of year2022-12-31$100,605,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$193,043
Total interest from all sources2022-12-31$56,516
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,293,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,293,348
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,705,957
Participant contributions at end of year2022-12-31$881,864
Participant contributions at beginning of year2022-12-31$958,272
Participant contributions at end of year2022-12-31$25,289
Participant contributions at beginning of year2022-12-31$45,454
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$817,969
Other income not declared elsewhere2022-12-31$644,882
Administrative expenses (other) incurred2022-12-31$193,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-15,267,224
Value of net assets at end of year (total assets less liabilities)2022-12-31$85,338,466
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$100,605,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$69,603,520
Value of interest in pooled separate accounts at beginning of year2022-12-31$84,850,382
Income. Interest from loans (other than to participants)2022-12-31$56,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,712,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$14,557,082
Net investment gain/loss from pooled separate accounts2022-12-31$-16,932,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,073,607
Employer contributions (assets) at end of year2022-12-31$115,416
Employer contributions (assets) at beginning of year2022-12-31$194,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,733,715
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$24,578,621
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,887,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,522,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,524,968
Value of total assets at end of year2021-12-31$100,605,690
Value of total assets at beginning of year2021-12-31$83,914,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$364,133
Total interest from all sources2021-12-31$56,276
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,496,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,496,886
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,236,525
Participant contributions at end of year2021-12-31$958,272
Participant contributions at beginning of year2021-12-31$1,059,320
Participant contributions at end of year2021-12-31$45,454
Participant contributions at beginning of year2021-12-31$13,504
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,827,885
Administrative expenses (other) incurred2021-12-31$364,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,691,541
Value of net assets at end of year (total assets less liabilities)2021-12-31$100,605,690
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$83,914,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$84,850,382
Value of interest in pooled separate accounts at beginning of year2021-12-31$70,176,908
Income. Interest from loans (other than to participants)2021-12-31$56,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$14,557,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,507,483
Net investment gain/loss from pooled separate accounts2021-12-31$8,500,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,460,558
Employer contributions (assets) at end of year2021-12-31$194,500
Employer contributions (assets) at beginning of year2021-12-31$156,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,522,947
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$19,792,873
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$21,296,153
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,848,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,593,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,404,540
Value of total assets at end of year2020-12-31$83,914,149
Value of total assets at beginning of year2020-12-31$51,673,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$255,114
Total interest from all sources2020-12-31$67,163
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,376,925
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,376,925
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,131,666
Participant contributions at end of year2020-12-31$1,059,320
Participant contributions at beginning of year2020-12-31$808,954
Participant contributions at end of year2020-12-31$13,504
Participant contributions at beginning of year2020-12-31$154
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,351,462
Other income not declared elsewhere2020-12-31$6,991
Administrative expenses (other) incurred2020-12-31$255,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,447,428
Value of net assets at end of year (total assets less liabilities)2020-12-31$83,914,149
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$51,673,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$70,176,908
Value of interest in pooled separate accounts at beginning of year2020-12-31$43,702,606
Interest on participant loans2020-12-31$67,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,507,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,160,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,440,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,921,412
Employer contributions (assets) at end of year2020-12-31$156,934
Employer contributions (assets) at beginning of year2020-12-31$1,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,593,611
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$14,308,221
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,108,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,063,239
Expenses. Certain deemed distributions of participant loans2019-12-31$14,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,333,992
Value of total assets at end of year2019-12-31$51,673,848
Value of total assets at beginning of year2019-12-31$43,473,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,740
Total interest from all sources2019-12-31$41,555
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,842
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,273,911
Participant contributions at end of year2019-12-31$808,954
Participant contributions at beginning of year2019-12-31$544,694
Participant contributions at end of year2019-12-31$154
Participant contributions at beginning of year2019-12-31$7,901
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$187,700
Administrative expenses (other) incurred2019-12-31$30,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,199,878
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,673,848
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,473,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$43,702,606
Value of interest in pooled separate accounts at beginning of year2019-12-31$36,328,039
Interest on participant loans2019-12-31$41,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,160,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,590,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,929,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,872,381
Employer contributions (assets) at end of year2019-12-31$1,400
Employer contributions (assets) at beginning of year2019-12-31$3,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,063,239
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$4,577,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,578,211
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,309,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,290,291
Expenses. Certain deemed distributions of participant loans2018-12-31$6,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,321,927
Value of total assets at end of year2018-12-31$43,473,970
Value of total assets at beginning of year2018-12-31$38,627,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$12,509
Total interest from all sources2018-12-31$30,913
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$14,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$14,835
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,000,133
Participant contributions at end of year2018-12-31$544,694
Participant contributions at beginning of year2018-12-31$640,339
Participant contributions at end of year2018-12-31$7,901
Participant contributions at beginning of year2018-12-31$17,311
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$600,134
Administrative expenses (other) incurred2018-12-31$12,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$268,502
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,473,970
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,627,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$36,328,039
Value of interest in pooled separate accounts at beginning of year2018-12-31$32,598,116
Interest on participant loans2018-12-31$30,913
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,590,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,359,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,789,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,721,660
Employer contributions (assets) at end of year2018-12-31$3,149
Employer contributions (assets) at beginning of year2018-12-31$12,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,290,291
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$15,184,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,818,327
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,976,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,955,912
Expenses. Certain deemed distributions of participant loans2017-12-31$7,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,894,640
Value of total assets at end of year2017-12-31$38,627,811
Value of total assets at beginning of year2017-12-31$18,601,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,782
Total interest from all sources2017-12-31$18,021
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$61,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$61,234
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,725,866
Participant contributions at end of year2017-12-31$640,339
Participant contributions at beginning of year2017-12-31$310,040
Participant contributions at end of year2017-12-31$17,311
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$220,973
Administrative expenses (other) incurred2017-12-31$12,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$4,842,204
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,627,811
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,601,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$32,598,116
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,032,328
Interest on participant loans2017-12-31$18,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,359,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,259,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,844,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$947,801
Employer contributions (assets) at end of year2017-12-31$12,079
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,955,912
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON, LARSON, ALLEN, LLP
Accountancy firm EIN2017-12-31410746749
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total transfer of assets from this plan2017-09-30$1,966,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$857,096
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$98,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$97,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$694,974
Value of total assets at end of year2017-09-30$0
Value of total assets at beginning of year2017-09-30$1,207,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$1,306
Total interest from all sources2017-09-30$2,430
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$10,000,000
If this is an individual account plan, was there a blackout period2017-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-09-30$0
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$383,081
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$71,235
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$4,602
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$59,833
Other income not declared elsewhere2017-09-30$673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$758,246
Value of net assets at end of year (total assets less liabilities)2017-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$1,207,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in pooled separate accounts at end of year2017-09-30$0
Value of interest in pooled separate accounts at beginning of year2017-09-30$1,095,802
Interest on participant loans2017-09-30$2,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$32,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$159,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30Yes
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$252,060
Employer contributions (assets) at end of year2017-09-30$0
Employer contributions (assets) at beginning of year2017-09-30$3,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$97,544
Contract administrator fees2017-09-30$1,306
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-09-30Yes
Did the plan have assets held for investment2017-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30THE MARSTON GROUP
Accountancy firm EIN2017-09-30261180446
2016 : THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,217,417
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,141,442
Value of total assets at end of year2016-12-31$1,207,925
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$864
Total interest from all sources2016-12-31$616
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$506,884
Participant contributions at end of year2016-12-31$71,235
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$4,602
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$289,485
Other income not declared elsewhere2016-12-31$21,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,207,925
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,207,925
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$1,095,802
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$32,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$53,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$345,073
Employer contributions (assets) at end of year2016-12-31$3,288
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,628
Contract administrator fees2016-12-31$864
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THE MARSTON GROUP
Accountancy firm EIN2016-12-31261180446

Form 5500 Responses for THE LAWRENCE GROUP COMPANIES 401(K) PLAN

2022: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE LAWRENCE GROUP COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered1276
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,273
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees12273
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered1300
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $43,937
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees43937
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered1150
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $29,175
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees29175
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered817
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $39,288
Total amount of fees paid to insurance companyUSD $23,367
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,288
Insurance broker organization code?3
Amount paid for insurance broker fees23367
Additional information about fees paid to insurance brokerTPA FEES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered798
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $50,020
Total amount of fees paid to insurance companyUSD $15,265
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,020
Insurance broker organization code?3
Amount paid for insurance broker fees15265
Additional information about fees paid to insurance brokerTPA FEES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-804150
Policy instance 1
Insurance contract or identification numberGA-804150
Number of Individuals Covered705
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $24,051
Total amount of fees paid to insurance companyUSD $14,594
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,051
Insurance broker organization code?3
Amount paid for insurance broker fees14594
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameACUFF & ASSOCIATES INC.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-838704
Policy instance 1
Insurance contract or identification numberGA-838704
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $3,864
Total amount of fees paid to insurance companyUSD $360
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,864
Insurance broker organization code?3
Amount paid for insurance broker fees360
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameACUFF & ASSOCIATES

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