401k Plan data: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN plan

APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 401k Plan overview

Plan Name	APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN
Plan identification number	001

APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

APPLEGATE & COMPANY, PC has sponsored the creation of one or more 401k plans.

Company Name: APPLEGATE & COMPANY, PC

Employer identification number (EIN): 464405607

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 PAUL APPLEGATE 2022-10-17 PAUL APPLEGATE 2022-10-17
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PAUL APPLEGATE PAUL APPLEGATE 2018-10-12
001 2016-01-01 PAUL APPLEGATE PAUL APPLEGATE 2017-10-12
001 2015-01-01 PAUL APPLEGATE PAUL APPLEGATE 2016-10-12
001 2014-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01	PAUL APPLEGATE	2022-10-17	PAUL APPLEGATE	2022-10-17
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	PAUL APPLEGATE		PAUL APPLEGATE	2018-10-12
001	2016-01-01	PAUL APPLEGATE		PAUL APPLEGATE	2017-10-12
001	2015-01-01	PAUL APPLEGATE		PAUL APPLEGATE	2016-10-12
001	2014-01-01

Plan Statistics for APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN

401k plan membership statisitcs for APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN

Measure Date Value
2022: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 11
Total of all active and inactive participants 2022-01-01 11
Total participants 2022-01-01 11
Number of participants with account balances 2022-01-01 11
2021: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 10
Total of all active and inactive participants 2021-01-01 10
Total participants 2021-01-01 10
Number of participants with account balances 2021-01-01 10
2020: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 12
Total of all active and inactive participants 2020-01-01 12
Total participants 2020-01-01 12
Number of participants with account balances 2020-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 11
Total of all active and inactive participants 2019-01-01 11
Total participants 2019-01-01 11
Number of participants with account balances 2019-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 12
Total of all active and inactive participants 2018-01-01 12
Total participants 2018-01-01 12
Number of participants with account balances 2018-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 13
Total of all active and inactive participants 2017-01-01 13
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 13
Total of all active and inactive participants 2016-01-01 13
Total participants 2016-01-01 13
Number of participants with account balances 2016-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 14
Total of all active and inactive participants 2015-01-01 14
Total participants 2015-01-01 14
Number of participants with account balances 2015-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2022: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	11
Total of all active and inactive participants	2022-01-01	11
Total participants	2022-01-01	11
Number of participants with account balances	2022-01-01	11
2021: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	10
Total of all active and inactive participants	2021-01-01	10
Total participants	2021-01-01	10
Number of participants with account balances	2021-01-01	10
2020: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	12
Total of all active and inactive participants	2020-01-01	12
Total participants	2020-01-01	12
Number of participants with account balances	2020-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	11
Total of all active and inactive participants	2019-01-01	11
Total participants	2019-01-01	11
Number of participants with account balances	2019-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	12
Total of all active and inactive participants	2018-01-01	12
Total participants	2018-01-01	12
Number of participants with account balances	2018-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	13
Total of all active and inactive participants	2017-01-01	13
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	13
Total of all active and inactive participants	2016-01-01	13
Total participants	2016-01-01	13
Number of participants with account balances	2016-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	14
Total of all active and inactive participants	2015-01-01	14
Total participants	2015-01-01	14
Number of participants with account balances	2015-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN

Measure	Date	Value
2022 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-333,879
Expenses. Total of all expenses incurred	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$3,918,275
Total plan assets at beginning of year	2022-12-31	$4,252,154
Value of fidelity bond covering the plan	2022-12-31	$430,000
Total contributions received or receivable from participants	2022-12-31	$123,783
Other income received	2022-12-31	$-499,389
Net income (gross income less expenses)	2022-12-31	$-333,879
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$3,918,275
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$4,252,154
Total contributions received or receivable from employer(s)	2022-12-31	$41,727
2021 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$738,047
Expenses. Total of all expenses incurred	2021-12-31	$49,566
Benefits paid (including direct rollovers)	2021-12-31	$49,566
Total plan assets at end of year	2021-12-31	$4,252,154
Total plan assets at beginning of year	2021-12-31	$3,563,673
Value of fidelity bond covering the plan	2021-12-31	$410,000
Total contributions received or receivable from participants	2021-12-31	$109,379
Other income received	2021-12-31	$589,082
Net income (gross income less expenses)	2021-12-31	$688,481
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$4,252,154
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$3,563,673
Total contributions received or receivable from employer(s)	2021-12-31	$39,586
2020 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$299,738
Expenses. Total of all expenses incurred	2020-12-31	$94,361
Benefits paid (including direct rollovers)	2020-12-31	$94,361
Total plan assets at end of year	2020-12-31	$3,563,673
Total plan assets at beginning of year	2020-12-31	$3,358,296
Value of fidelity bond covering the plan	2020-12-31	$360,000
Total contributions received or receivable from participants	2020-12-31	$98,279
Other income received	2020-12-31	$163,022
Net income (gross income less expenses)	2020-12-31	$205,377
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,563,673
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$3,358,296
Total contributions received or receivable from employer(s)	2020-12-31	$38,437
2019 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$552,066
Expenses. Total of all expenses incurred	2019-12-31	$4,594
Benefits paid (including direct rollovers)	2019-12-31	$4,594
Total plan assets at end of year	2019-12-31	$3,358,296
Total plan assets at beginning of year	2019-12-31	$2,810,824
Value of fidelity bond covering the plan	2019-12-31	$340,000
Total contributions received or receivable from participants	2019-12-31	$92,470
Other income received	2019-12-31	$425,214
Net income (gross income less expenses)	2019-12-31	$547,472
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,358,296
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,810,824
Total contributions received or receivable from employer(s)	2019-12-31	$34,382
2018 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$10,046
Expenses. Total of all expenses incurred	2018-12-31	$2,752
Benefits paid (including direct rollovers)	2018-12-31	$2,752
Total plan assets at end of year	2018-12-31	$2,810,824
Total plan assets at beginning of year	2018-12-31	$2,803,530
Value of fidelity bond covering the plan	2018-12-31	$290,000
Total contributions received or receivable from participants	2018-12-31	$110,487
Other income received	2018-12-31	$-137,831
Net income (gross income less expenses)	2018-12-31	$7,294
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,810,824
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,803,530
Total contributions received or receivable from employer(s)	2018-12-31	$37,390
2017 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$469,879
Expenses. Total of all expenses incurred	2017-12-31	$152,737
Benefits paid (including direct rollovers)	2017-12-31	$152,737
Total plan assets at end of year	2017-12-31	$2,803,530
Total plan assets at beginning of year	2017-12-31	$2,486,388
Value of fidelity bond covering the plan	2017-12-31	$290,000
Total contributions received or receivable from participants	2017-12-31	$35,477
Other income received	2017-12-31	$405,912
Net income (gross income less expenses)	2017-12-31	$317,142
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,803,530
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,486,388
Total contributions received or receivable from employer(s)	2017-12-31	$28,490
2016 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$397,094
Expenses. Total of all expenses incurred	2016-12-31	$10,800
Benefits paid (including direct rollovers)	2016-12-31	$10,800
Total plan assets at end of year	2016-12-31	$2,486,388
Total plan assets at beginning of year	2016-12-31	$2,100,094
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$94,205
Other income received	2016-12-31	$293,468
Net income (gross income less expenses)	2016-12-31	$386,294
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,486,388
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,100,094
Total contributions received or receivable from employer(s)	2016-12-31	$9,421
2015 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$146,225
Expenses. Total of all expenses incurred	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$2,100,094
Total plan assets at beginning of year	2015-12-31	$1,953,869
Value of fidelity bond covering the plan	2015-12-31	$220,000
Total contributions received or receivable from participants	2015-12-31	$85,720
Other income received	2015-12-31	$29,766
Net income (gross income less expenses)	2015-12-31	$146,225
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,100,094
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,953,869
Total contributions received or receivable from employer(s)	2015-12-31	$30,739
2014 : APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$240,980
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,953,869
Total plan assets at beginning of year	2014-12-31	$1,712,889
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$44,365
Other income received	2014-12-31	$170,593
Net income (gross income less expenses)	2014-12-31	$240,980
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,953,869
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,712,889
Total contributions received or receivable from employer(s)	2014-12-31	$26,022

Form 5500 Responses for APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN

2022: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: APPLEGATE & COMPANY CPAS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	APPLEGATE & COMPANY, PC
Employer identification number (EIN):	464405607
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants