401k Plan data: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN plan

ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 401k Plan overview

Plan Name	ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN
Plan identification number	001

ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ROOSEVELT WARM SPRINGS REHAB. & SPECIALTY HOSPITALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROOSEVELT WARM SPRINGS REHAB. & SPECIALTY HOSPITALS, INC.

Employer identification number (EIN): 464824043

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01 LISA MITCHUM
001 2016-01-01 LISA MITCHUM
001 2016-01-01
001 2015-01-01 LISA MITCHUM
001 2014-07-01 LISA MITCHUM

Plan Statistics for ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN

401k plan membership statisitcs for ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN

Measure Date Value
2018: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 195
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 28
Total of all active and inactive participants 2017-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 223
Number of participants with account balances 2017-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 152
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 175
Number of participants with account balances 2016-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 154
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 13
Total of all active and inactive participants 2015-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 167
Number of participants with account balances 2015-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 124
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 151
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 7
Total of all active and inactive participants 2014-07-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 158
Number of participants with account balances 2014-07-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0

Measure	Date	Value
2018: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	195
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	28
Total of all active and inactive participants	2017-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	223
Number of participants with account balances	2017-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	152
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	175
Number of participants with account balances	2016-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	154
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	13
Total of all active and inactive participants	2015-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	167
Number of participants with account balances	2015-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	124
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	151
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	7
Total of all active and inactive participants	2014-07-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	158
Number of participants with account balances	2014-07-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0

Financial Data on ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN

Measure	Date	Value
2018 : ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2018 401k financial data
Total transfer of assets from this plan	2018-12-31	$2,822,709
Total income from all sources (including contributions)	2018-12-31	$581,839
Total of all expenses incurred	2018-12-31	$181,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$173,359
Expenses. Certain deemed distributions of participant loans	2018-12-31	$786
Value of total corrective distributions	2018-12-31	$78
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$732,837
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$2,421,886
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$6,793
Total interest from all sources	2018-12-31	$9,390
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$186,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$186,707
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$379,118
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$39,996
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$83,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$400,823
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,421,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,074,187
Interest on participant loans	2018-12-31	$3,562
Interest earned on other investments	2018-12-31	$5,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$307,703
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$98,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-347,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$270,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$74,922
Contract administrator fees	2018-12-31	$6,793
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	CARR RIGGS & INGRAM, LLC
Accountancy firm EIN	2018-12-31	721396621
2017 : ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$946,767
Total of all expenses incurred	2017-12-31	$115,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$107,300
Expenses. Certain deemed distributions of participant loans	2017-12-31	$3,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$645,197
Value of total assets at end of year	2017-12-31	$2,421,886
Value of total assets at beginning of year	2017-12-31	$1,590,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,950
Total interest from all sources	2017-12-31	$6,742
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$112,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$112,184
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$352,942
Participant contributions at end of year	2017-12-31	$39,996
Participant contributions at beginning of year	2017-12-31	$18,473
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$40,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$831,049
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,421,886
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,590,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,074,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,323,496
Interest on participant loans	2017-12-31	$1,253
Interest earned on other investments	2017-12-31	$5,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$307,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$248,868
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$15,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$182,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$251,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$92,098
Contract administrator fees	2017-12-31	$4,950
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	CARR RIGGS & INGRAM, LLC
Accountancy firm EIN	2017-12-31	721396621
2016 : ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$794,138
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$168,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$162,853
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,946
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$696,738
Value of total assets at end of year	2016-12-31	$1,590,837
Value of total assets at beginning of year	2016-12-31	$964,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,263
Total interest from all sources	2016-12-31	$5,826
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$64,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$64,277
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$365,425
Participant contributions at end of year	2016-12-31	$18,473
Participant contributions at beginning of year	2016-12-31	$7,783
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$74,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$626,076
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,590,837
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$964,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,323,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$717,074
Interest on participant loans	2016-12-31	$628
Interest earned on other investments	2016-12-31	$5,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$248,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$239,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$27,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$256,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$162,853
Contract administrator fees	2016-12-31	$3,263
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$608,370
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$23,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$21,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$614,340
Value of total assets at end of year	2015-12-31	$964,761
Value of total assets at beginning of year	2015-12-31	$379,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,716
Total interest from all sources	2015-12-31	$3,380
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$38,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$38,061
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$323,463
Participant contributions at end of year	2015-12-31	$7,783
Participant contributions at beginning of year	2015-12-31	$1,000
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$57,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$584,824
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$964,761
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$379,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$717,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$281,135
Interest on participant loans	2015-12-31	$72
Interest earned on other investments	2015-12-31	$3,308
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$239,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$97,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-47,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$233,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$21,830
Contract administrator fees	2015-12-31	$1,716
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$380,088
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$375,290
Value of total assets at end of year	2014-12-31	$379,937
Value of total assets at beginning of year	2014-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$151
Total interest from all sources	2014-12-31	$205
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$13,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$13,444
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$139,323
Participant contributions at end of year	2014-12-31	$1,000
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$127,532
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$379,937
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$379,937
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$281,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$0
Interest earned on other investments	2014-12-31	$205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$97,802
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-8,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$108,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$0
Contract administrator fees	2014-12-31	$151
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558

Form 5500 Responses for ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN

2018: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROOSEVELT WARM SPRINGS REHABILITATION & SPECIALTY HOSPITALS 403(B) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	First time form 5500 has been submitted	Yes
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

71352

Policy instance

Insurance contract or identification number	71352
Number of Individuals Covered	120
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

71352

Policy instance

Insurance contract or identification number	71352
Number of Individuals Covered	109
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

71352

Policy instance

Insurance contract or identification number	71352
Number of Individuals Covered	105
Insurance policy start date	2014-07-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ROOSEVELT WARM SPRINGS REHAB. & SPECIALTY HOSPITALS, INC.
Employer identification number (EIN):	464824043
NAIC Classification:	622000
NAIC Description:	Hospitals