NOMURA RESEARCH INSTITUTE HOLDINGS AMERICA, INC. has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
---|
2022 : NRI GROUP 401(K) PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,941,840 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,271,121 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,016,235 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,267,278 |
Value of total assets at end of year | 2022-12-31 | $41,211,145 |
Value of total assets at beginning of year | 2022-12-31 | $48,424,106 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $254,886 |
Total interest from all sources | 2022-12-31 | $40,081 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,167,358 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,167,358 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,145,080 |
Participant contributions at end of year | 2022-12-31 | $251,626 |
Participant contributions at beginning of year | 2022-12-31 | $349,932 |
Participant contributions at end of year | 2022-12-31 | $19,215 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $171,556 |
Other income not declared elsewhere | 2022-12-31 | $105,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-7,212,961 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $41,211,145 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $48,424,106 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $254,886 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $37,520,649 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $44,733,563 |
Interest on participant loans | 2022-12-31 | $13,276 |
Interest earned on other investments | 2022-12-31 | $26,805 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $3,082,448 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $3,072,541 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-8,521,706 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $950,642 |
Employer contributions (assets) at end of year | 2022-12-31 | $337,207 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $268,070 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,016,235 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CDH, P.C. |
Accountancy firm EIN | 2022-12-31 | 364105119 |
2021 : NRI GROUP 401(K) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,580,963 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,784,432 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,539,542 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $20,951 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,965,771 |
Value of total assets at end of year | 2021-12-31 | $48,424,106 |
Value of total assets at beginning of year | 2021-12-31 | $43,627,575 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $223,939 |
Total interest from all sources | 2021-12-31 | $44,716 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,834,898 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,834,898 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,076,712 |
Participant contributions at end of year | 2021-12-31 | $349,932 |
Participant contributions at beginning of year | 2021-12-31 | $277,940 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $16,743 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $137,924 |
Other income not declared elsewhere | 2021-12-31 | $110,941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $4,796,531 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $48,424,106 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $43,627,575 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $223,939 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $44,733,563 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $39,130,957 |
Interest on participant loans | 2021-12-31 | $15,085 |
Interest earned on other investments | 2021-12-31 | $29,631 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $3,072,541 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,861,095 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,624,637 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $751,135 |
Employer contributions (assets) at end of year | 2021-12-31 | $268,070 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $340,840 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,539,542 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CDH, P.C. |
Accountancy firm EIN | 2021-12-31 | 364105119 |
2020 : NRI GROUP 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $9,302,374 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $6,823,477 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,609,966 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $-6,051 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,823,220 |
Value of total assets at end of year | 2020-12-31 | $43,627,575 |
Value of total assets at beginning of year | 2020-12-31 | $41,148,678 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $219,562 |
Total interest from all sources | 2020-12-31 | $47,970 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,241,912 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,241,912 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,417,259 |
Participant contributions at end of year | 2020-12-31 | $277,940 |
Participant contributions at beginning of year | 2020-12-31 | $310,467 |
Participant contributions at end of year | 2020-12-31 | $16,743 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $487,431 |
Other income not declared elsewhere | 2020-12-31 | $92,959 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,478,897 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $43,627,575 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $41,148,678 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $219,562 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $39,130,957 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $37,754,387 |
Interest on participant loans | 2020-12-31 | $14,130 |
Interest earned on other investments | 2020-12-31 | $33,840 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,861,095 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $2,723,811 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,096,313 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $918,530 |
Employer contributions (assets) at end of year | 2020-12-31 | $340,840 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $360,013 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,609,966 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BORIS BENIC AND ASSOCIATES LLP |
Accountancy firm EIN | 2020-12-31 | 542190047 |
2019 : NRI GROUP 401(K) PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $11,702,575 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,178,811 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,908,450 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $61,771 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,512,501 |
Value of total assets at end of year | 2019-12-31 | $41,148,678 |
Value of total assets at beginning of year | 2019-12-31 | $33,624,914 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $208,590 |
Total interest from all sources | 2019-12-31 | $41,820 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,201,455 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,201,455 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,495,471 |
Participant contributions at end of year | 2019-12-31 | $310,467 |
Participant contributions at beginning of year | 2019-12-31 | $236,258 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,693 |
Other income not declared elsewhere | 2019-12-31 | $92,665 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $7,523,764 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $41,148,678 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,624,914 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $208,590 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $37,754,387 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $30,780,187 |
Interest on participant loans | 2019-12-31 | $13,635 |
Interest earned on other investments | 2019-12-31 | $28,185 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,723,811 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $2,278,543 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,854,134 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,015,337 |
Employer contributions (assets) at end of year | 2019-12-31 | $360,013 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $329,926 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,908,450 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BORIS BENIC AND ASSOCIATES LLP |
Accountancy firm EIN | 2019-12-31 | 542190047 |
2018 : NRI GROUP 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,086,158 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,469,229 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,321,112 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $10,359 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,825,633 |
Value of total assets at end of year | 2018-12-31 | $33,624,914 |
Value of total assets at beginning of year | 2018-12-31 | $37,007,985 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $137,758 |
Total interest from all sources | 2018-12-31 | $35,872 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,296,383 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,296,383 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,707,715 |
Participant contributions at end of year | 2018-12-31 | $236,258 |
Participant contributions at beginning of year | 2018-12-31 | $284,517 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $155,898 |
Other income not declared elsewhere | 2018-12-31 | $64,772 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,383,071 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $33,624,914 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $37,007,985 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $30,780,187 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $33,788,712 |
Interest on participant loans | 2018-12-31 | $10,579 |
Interest earned on other investments | 2018-12-31 | $25,293 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $2,278,543 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $2,705,839 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,136,502 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $962,020 |
Employer contributions (assets) at end of year | 2018-12-31 | $329,926 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $228,917 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,321,112 |
Contract administrator fees | 2018-12-31 | $137,758 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BORIS BENIC AND ASSOCIATES LLP |
Accountancy firm EIN | 2018-12-31 | 542190047 |
2017 : NRI GROUP 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $7,883,141 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,536,394 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,736,413 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,674,217 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $60,771 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,833,532 |
Value of total assets at end of year | 2017-12-31 | $37,007,985 |
Value of total assets at beginning of year | 2017-12-31 | $23,324,863 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,425 |
Total interest from all sources | 2017-12-31 | $23,388 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,081,650 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,081,650 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,163,007 |
Participant contributions at end of year | 2017-12-31 | $284,517 |
Participant contributions at beginning of year | 2017-12-31 | $369,801 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $160,535 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $549,576 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,799,981 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $37,007,985 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $23,324,863 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $33,788,712 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $22,163,539 |
Interest on participant loans | 2017-12-31 | $11,881 |
Interest earned on other investments | 2017-12-31 | $11,507 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $2,705,839 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $575,565 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,597,824 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,120,949 |
Employer contributions (assets) at end of year | 2017-12-31 | $228,917 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $55,423 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,674,217 |
Contract administrator fees | 2017-12-31 | $1,425 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BORIS BENIC AND ASSOCIATES LLP |
Accountancy firm EIN | 2017-12-31 | 542190047 |