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ROIVANT SCIENCES, INC. 401(K) PLAN 401k Plan overview

Plan NameROIVANT SCIENCES, INC. 401(K) PLAN
Plan identification number 001

ROIVANT SCIENCES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROIVANT SCIENCES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROIVANT SCIENCES, INC.
Employer identification number (EIN):465630757
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROIVANT SCIENCES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01CHRISTOPHER SWITAJ2019-10-15
0012017-01-01
0012016-01-01
0012015-02-01

Plan Statistics for ROIVANT SCIENCES, INC. 401(K) PLAN

401k plan membership statisitcs for ROIVANT SCIENCES, INC. 401(K) PLAN

Measure Date Value
2022: ROIVANT SCIENCES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01905
Total number of active participants reported on line 7a of the Form 55002022-01-01796
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01448
Total of all active and inactive participants2022-01-011,244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,244
Number of participants with account balances2022-01-011,101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01178
2021: ROIVANT SCIENCES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,126
Total number of active participants reported on line 7a of the Form 55002021-01-01662
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01243
Total of all active and inactive participants2021-01-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01905
Number of participants with account balances2021-01-01746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ROIVANT SCIENCES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,299
Total number of active participants reported on line 7a of the Form 55002020-01-01640
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01485
Total of all active and inactive participants2020-01-011,126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,126
Number of participants with account balances2020-01-01789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0163
2019: ROIVANT SCIENCES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01923
Total number of active participants reported on line 7a of the Form 55002019-01-01437
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01862
Total of all active and inactive participants2019-01-011,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,299
Number of participants with account balances2019-01-01760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0148
2018: ROIVANT SCIENCES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01468
Total number of active participants reported on line 7a of the Form 55002018-01-01504
Number of retired or separated participants receiving benefits2018-01-01419
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-01923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01923
Number of participants with account balances2018-01-01552
2017: ROIVANT SCIENCES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01106
Total number of active participants reported on line 7a of the Form 55002017-01-01201
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0140
Total of all active and inactive participants2017-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01241
Number of participants with account balances2017-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROIVANT SCIENCES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0153
Total number of active participants reported on line 7a of the Form 55002016-01-01118
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01121
Number of participants with account balances2016-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on ROIVANT SCIENCES, INC. 401(K) PLAN

Measure Date Value
2022 : ROIVANT SCIENCES, INC. 401(K) PLAN 2022 401k financial data
Total transfer of assets from this plan2022-12-31$157,527
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$61,457
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$15,732
Total income from all sources (including contributions)2022-12-31$20,132,075
Total of all expenses incurred2022-12-31$3,224,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,060,685
Value of total corrective distributions2022-12-31$34,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$28,742,075
Value of total assets at end of year2022-12-31$56,408,851
Value of total assets at beginning of year2022-12-31$39,613,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$130,151
Total interest from all sources2022-12-31$26,710
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,174,020
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,174,020
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$14,901,111
Participant contributions at end of year2022-12-31$237,541
Participant contributions at beginning of year2022-12-31$101,840
Participant contributions at end of year2022-12-31$219,286
Participant contributions at beginning of year2022-12-31$95,359
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,686,481
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$61,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$15,732
Administrative expenses (other) incurred2022-12-31$130,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$16,907,189
Value of net assets at end of year (total assets less liabilities)2022-12-31$56,347,394
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$39,597,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$53,743,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$38,309,589
Interest on participant loans2022-12-31$9,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,681,748
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$937,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$937,793
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$17,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,810,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,154,483
Employer contributions (assets) at end of year2022-12-31$526,867
Employer contributions (assets) at beginning of year2022-12-31$168,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,060,685
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : ROIVANT SCIENCES, INC. 401(K) PLAN 2021 401k financial data
Total transfer of assets from this plan2021-12-31$16,373,017
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,732
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$19,561
Total income from all sources (including contributions)2021-12-31$22,780,763
Total of all expenses incurred2021-12-31$4,247,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,182,542
Value of total corrective distributions2021-12-31$26,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,065,161
Value of total assets at end of year2021-12-31$39,613,464
Value of total assets at beginning of year2021-12-31$37,456,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$38,214
Total interest from all sources2021-12-31$8,410
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,162,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,162,365
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,372,043
Participant contributions at end of year2021-12-31$101,840
Participant contributions at beginning of year2021-12-31$214,105
Participant contributions at end of year2021-12-31$95,359
Participant contributions at beginning of year2021-12-31$104,440
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,500,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$15,732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$19,561
Administrative expenses (other) incurred2021-12-31$38,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$18,533,600
Value of net assets at end of year (total assets less liabilities)2021-12-31$39,597,732
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$37,437,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$38,309,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$35,823,773
Interest on participant loans2021-12-31$8,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$937,793
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$792,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$792,522
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,544,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,192,818
Employer contributions (assets) at end of year2021-12-31$168,883
Employer contributions (assets) at beginning of year2021-12-31$521,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,182,542
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : ROIVANT SCIENCES, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$9,961,208
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$19,561
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,907
Total income from all sources (including contributions)2020-12-31$19,286,974
Total of all expenses incurred2020-12-31$3,640,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,497,847
Value of total corrective distributions2020-12-31$22,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,586,865
Value of total assets at end of year2020-12-31$37,456,710
Value of total assets at beginning of year2020-12-31$31,771,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$120,617
Total interest from all sources2020-12-31$9,040
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$740,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$740,073
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,971,362
Participant contributions at end of year2020-12-31$214,105
Participant contributions at beginning of year2020-12-31$163,726
Participant contributions at end of year2020-12-31$104,440
Participant contributions at beginning of year2020-12-31$82,088
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,874,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$19,561
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$18,907
Administrative expenses (other) incurred2020-12-31$120,617
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$15,646,218
Value of net assets at end of year (total assets less liabilities)2020-12-31$37,437,149
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,752,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,823,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$30,630,267
Interest on participant loans2020-12-31$6,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$792,522
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$504,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$504,918
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,950,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,741,484
Employer contributions (assets) at end of year2020-12-31$521,870
Employer contributions (assets) at beginning of year2020-12-31$390,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,497,847
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : ROIVANT SCIENCES, INC. 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$101,562
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$77,438
Total income from all sources (including contributions)2019-12-31$17,845,300
Total of all expenses incurred2019-12-31$2,843,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,688,021
Value of total corrective distributions2019-12-31$71,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,973,054
Value of total assets at end of year2019-12-31$31,771,046
Value of total assets at beginning of year2019-12-31$16,726,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$84,598
Total interest from all sources2019-12-31$13,534
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$653,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$653,130
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,575,345
Participant contributions at end of year2019-12-31$163,726
Participant contributions at beginning of year2019-12-31$109,577
Participant contributions at end of year2019-12-31$82,088
Participant contributions at beginning of year2019-12-31$133,538
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,201,164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$18,907
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$77,438
Administrative expenses (other) incurred2019-12-31$84,598
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,001,529
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,752,139
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,649,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$30,630,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,923,028
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$8,958
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$504,918
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$213,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$213,351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,205,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$2,196,545
Employer contributions (assets) at end of year2019-12-31$390,047
Employer contributions (assets) at beginning of year2019-12-31$346,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,688,021
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : ROIVANT SCIENCES, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$77,438
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$19,467
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$10,632,710
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,359,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,297,212
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$23,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,891,700
Value of total assets at end of year2018-12-31$16,726,486
Value of total assets at beginning of year2018-12-31$7,395,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$38,868
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$10,141
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$398,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$398,433
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,561,737
Participant contributions at end of year2018-12-31$109,577
Participant contributions at beginning of year2018-12-31$130,078
Participant contributions at end of year2018-12-31$133,538
Participant contributions at beginning of year2018-12-31$213,318
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,703,296
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$77,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$19,467
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$38,868
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$9,272,793
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,649,048
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,376,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$15,923,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,859,800
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$7,600
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$213,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$180,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$180,036
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,541
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$15,923,028
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$6,859,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,667,564
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$1,626,667
Employer contributions (assets) at end of year2018-12-31$346,992
Employer contributions (assets) at beginning of year2018-12-31$12,490
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,297,212
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : ROIVANT SCIENCES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$19,467
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,849,943
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$498,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$493,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,256,204
Value of total assets at end of year2017-12-31$7,395,722
Value of total assets at beginning of year2017-12-31$2,025,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,626
Total interest from all sources2017-12-31$3,380
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$112,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$112,997
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,488,275
Participant contributions at end of year2017-12-31$130,078
Participant contributions at beginning of year2017-12-31$22,842
Participant contributions at end of year2017-12-31$213,318
Participant contributions at beginning of year2017-12-31$45,752
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,755,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$19,467
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$5,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,351,094
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,376,255
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,025,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,859,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,948,722
Interest on participant loans2017-12-31$3,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$180,036
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,845
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$477,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,490
Employer contributions (assets) at end of year2017-12-31$12,490
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$493,223
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : ROIVANT SCIENCES, INC. 401(K) PLAN 2016 401k financial data
Total plan liabilities at beginning of year2016-12-31$11,751
Total income from all sources2016-12-31$1,578,949
Expenses. Total of all expenses incurred2016-12-31$121,946
Benefits paid (including direct rollovers)2016-12-31$117,106
Total plan assets at end of year2016-12-31$1,979,409
Total plan assets at beginning of year2016-12-31$534,157
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$906,146
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$531,207
Other income received2016-12-31$141,596
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$1,457,003
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,979,409
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$522,406
Assets. Value of participant loans2016-12-31$22,842
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$982
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,858
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0

Form 5500 Responses for ROIVANT SCIENCES, INC. 401(K) PLAN

2022: ROIVANT SCIENCES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROIVANT SCIENCES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROIVANT SCIENCES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROIVANT SCIENCES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROIVANT SCIENCES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROIVANT SCIENCES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROIVANT SCIENCES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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