THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2018 : CF OPPORTUNISTIC FIXED INCOME 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-06-26 | $-246,652 |
| Total unrealized appreciation/depreciation of assets | 2018-06-26 | $-246,652 |
| Total transfer of assets to this plan | 2018-06-26 | $1,175,822 |
| Total transfer of assets from this plan | 2018-06-26 | $152,956,659 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-26 | $38,179,140 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-26 | $3,731,525 |
| Total income from all sources (including contributions) | 2018-06-26 | $-3,657,666 |
| Total loss/gain on sale of assets | 2018-06-26 | $-4,550,179 |
| Total of all expenses incurred | 2018-06-26 | $2,923 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-26 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-26 | $0 |
| Value of total assets at end of year | 2018-06-26 | $38,179,140 |
| Value of total assets at beginning of year | 2018-06-26 | $159,172,951 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-26 | $2,923 |
| Total interest from all sources | 2018-06-26 | $1,139,165 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-26 | $0 |
| Administrative expenses professional fees incurred | 2018-06-26 | $18,775 |
| Assets. Other investments not covered elsewhere at end of year | 2018-06-26 | $41 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-06-26 | $73,976,733 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-06-26 | $3,470,087 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-06-26 | $2,748,287 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-06-26 | $38,179,140 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-06-26 | $3,731,525 |
| Administrative expenses (other) incurred | 2018-06-26 | $-24,993 |
| Total non interest bearing cash at end of year | 2018-06-26 | $34,709,012 |
| Total non interest bearing cash at beginning of year | 2018-06-26 | $2,455,767 |
| Value of net income/loss | 2018-06-26 | $-3,660,589 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-26 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-26 | $155,441,426 |
| Income. Interest from loans (other than to participants) | 2018-06-26 | $22,379 |
| Interest earned on other investments | 2018-06-26 | $456,672 |
| Income. Interest from US Government securities | 2018-06-26 | $6,255 |
| Income. Interest from corporate debt instruments | 2018-06-26 | $653,859 |
| Asset value of US Government securities at beginning of year | 2018-06-26 | $6,570,293 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-06-26 | $73,421,871 |
| Contract administrator fees | 2018-06-26 | $9,141 |
| Aggregate proceeds on sale of assets | 2018-06-26 | $441,705,969 |
| Aggregate carrying amount (costs) on sale of assets | 2018-06-26 | $446,256,148 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-03-31 | $496,363 |
| Total unrealized appreciation/depreciation of assets | 2018-03-31 | $496,363 |
| Total transfer of assets to this plan | 2018-03-31 | $17,598,913 |
| Total transfer of assets from this plan | 2018-03-31 | $154,506,334 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $3,731,525 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $9,189,271 |
| Total income from all sources (including contributions) | 2018-03-31 | $11,015,347 |
| Total loss/gain on sale of assets | 2018-03-31 | $-407,759 |
| Total of all expenses incurred | 2018-03-31 | $85,199 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-03-31 | $0 |
| Value of total assets at end of year | 2018-03-31 | $159,172,951 |
| Value of total assets at beginning of year | 2018-03-31 | $290,607,970 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-03-31 | $85,199 |
| Total interest from all sources | 2018-03-31 | $10,927,865 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-03-31 | $-1,122 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-03-31 | $-1,122 |
| Administrative expenses professional fees incurred | 2018-03-31 | $33,900 |
| Assets. Other investments not covered elsewhere at end of year | 2018-03-31 | $73,976,733 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-03-31 | $109,232,810 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-03-31 | $2,748,287 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-03-31 | $8,835,399 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-03-31 | $3,731,525 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-03-31 | $9,189,271 |
| Administrative expenses (other) incurred | 2018-03-31 | $-33,684 |
| Total non interest bearing cash at end of year | 2018-03-31 | $2,455,767 |
| Total non interest bearing cash at beginning of year | 2018-03-31 | $7,967,922 |
| Value of net income/loss | 2018-03-31 | $10,930,148 |
| Value of net assets at end of year (total assets less liabilities) | 2018-03-31 | $155,441,426 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-03-31 | $281,418,699 |
| Income. Interest from loans (other than to participants) | 2018-03-31 | $164,876 |
| Interest earned on other investments | 2018-03-31 | $5,169,835 |
| Income. Interest from US Government securities | 2018-03-31 | $1,293,810 |
| Income. Interest from corporate debt instruments | 2018-03-31 | $4,299,344 |
| Asset value of US Government securities at end of year | 2018-03-31 | $6,570,293 |
| Asset value of US Government securities at beginning of year | 2018-03-31 | $23,432,996 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-03-31 | $73,421,871 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-03-31 | $141,138,843 |
| Contract administrator fees | 2018-03-31 | $84,983 |
| Aggregate proceeds on sale of assets | 2018-03-31 | $2,206,545,890 |
| Aggregate carrying amount (costs) on sale of assets | 2018-03-31 | $2,206,953,649 |
| 2017 : CF OPPORTUNISTIC FIXED INCOME 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-03-31 | $6,390,975 |
| Total unrealized appreciation/depreciation of assets | 2017-03-31 | $6,390,975 |
| Total transfer of assets to this plan | 2017-03-31 | $400,330 |
| Total transfer of assets from this plan | 2017-03-31 | $228,914,437 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $9,189,271 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $26,772,877 |
| Total income from all sources (including contributions) | 2017-03-31 | $23,441,104 |
| Total loss/gain on sale of assets | 2017-03-31 | $3,708,590 |
| Total of all expenses incurred | 2017-03-31 | $105,612 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-03-31 | $0 |
| Value of total assets at end of year | 2017-03-31 | $290,607,970 |
| Value of total assets at beginning of year | 2017-03-31 | $513,370,191 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-03-31 | $105,612 |
| Total interest from all sources | 2017-03-31 | $13,341,539 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-03-31 | $0 |
| Administrative expenses professional fees incurred | 2017-03-31 | $35,545 |
| Assets. Other investments not covered elsewhere at end of year | 2017-03-31 | $109,232,810 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-03-31 | $156,693,315 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-03-31 | $8,835,399 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-03-31 | $11,311,798 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-03-31 | $9,189,271 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-03-31 | $26,772,877 |
| Administrative expenses (other) incurred | 2017-03-31 | $-12,721 |
| Total non interest bearing cash at end of year | 2017-03-31 | $7,967,922 |
| Total non interest bearing cash at beginning of year | 2017-03-31 | $1,281,716 |
| Value of net income/loss | 2017-03-31 | $23,335,492 |
| Value of net assets at end of year (total assets less liabilities) | 2017-03-31 | $281,418,699 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-03-31 | $486,597,314 |
| Income. Interest from loans (other than to participants) | 2017-03-31 | $388,467 |
| Interest earned on other investments | 2017-03-31 | $4,090,240 |
| Income. Interest from US Government securities | 2017-03-31 | $2,858,102 |
| Income. Interest from corporate debt instruments | 2017-03-31 | $6,004,730 |
| Asset value of US Government securities at end of year | 2017-03-31 | $23,432,996 |
| Asset value of US Government securities at beginning of year | 2017-03-31 | $42,320,622 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-03-31 | $141,138,843 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-03-31 | $301,762,740 |
| Contract administrator fees | 2017-03-31 | $82,788 |
| Aggregate proceeds on sale of assets | 2017-03-31 | $2,330,732,190 |
| Aggregate carrying amount (costs) on sale of assets | 2017-03-31 | $2,327,023,600 |
| 2016 : CF OPPORTUNISTIC FIXED INCOME 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-03-31 | $-6,892,499 |
| Total unrealized appreciation/depreciation of assets | 2016-03-31 | $-6,892,499 |
| Total transfer of assets to this plan | 2016-03-31 | $55,873,815 |
| Total transfer of assets from this plan | 2016-03-31 | $42,931,129 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $26,772,877 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $65,156,204 |
| Total income from all sources (including contributions) | 2016-03-31 | $-44,952,434 |
| Total loss/gain on sale of assets | 2016-03-31 | $-62,687,341 |
| Total of all expenses incurred | 2016-03-31 | $138,163 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $0 |
| Value of total assets at end of year | 2016-03-31 | $513,370,191 |
| Value of total assets at beginning of year | 2016-03-31 | $583,901,429 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $138,163 |
| Total interest from all sources | 2016-03-31 | $24,627,406 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $0 |
| Administrative expenses professional fees incurred | 2016-03-31 | $34,510 |
| Assets. Other investments not covered elsewhere at end of year | 2016-03-31 | $156,693,315 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-03-31 | $126,310,302 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-03-31 | $11,311,798 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-03-31 | $35,124,465 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-03-31 | $26,772,877 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-03-31 | $65,156,204 |
| Administrative expenses (other) incurred | 2016-03-31 | $-9,894 |
| Total non interest bearing cash at end of year | 2016-03-31 | $1,281,716 |
| Total non interest bearing cash at beginning of year | 2016-03-31 | $17,883,411 |
| Value of net income/loss | 2016-03-31 | $-45,090,597 |
| Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $486,597,314 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $518,745,225 |
| Income. Interest from loans (other than to participants) | 2016-03-31 | $867,981 |
| Interest earned on other investments | 2016-03-31 | $4,699,144 |
| Income. Interest from US Government securities | 2016-03-31 | $4,641,036 |
| Income. Interest from corporate debt instruments | 2016-03-31 | $14,419,245 |
| Asset value of US Government securities at end of year | 2016-03-31 | $42,320,622 |
| Asset value of US Government securities at beginning of year | 2016-03-31 | $43,278,926 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-03-31 | $301,762,740 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-03-31 | $361,304,325 |
| Contract administrator fees | 2016-03-31 | $113,547 |
| Aggregate proceeds on sale of assets | 2016-03-31 | $2,871,955,765 |
| Aggregate carrying amount (costs) on sale of assets | 2016-03-31 | $2,934,643,106 |
| 2015 : CF OPPORTUNISTIC FIXED INCOME 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-31 | $-8,588,957 |
| Total unrealized appreciation/depreciation of assets | 2015-03-31 | $-8,588,957 |
| Total transfer of assets to this plan | 2015-03-31 | $335,204,327 |
| Total transfer of assets from this plan | 2015-03-31 | $20,430,009 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $65,156,204 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $1,685,814 |
| Total income from all sources (including contributions) | 2015-03-31 | $13,884,433 |
| Total loss/gain on sale of assets | 2015-03-31 | $9,641,956 |
| Total of all expenses incurred | 2015-03-31 | $103,136 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $0 |
| Value of total assets at end of year | 2015-03-31 | $583,901,429 |
| Value of total assets at beginning of year | 2015-03-31 | $191,875,424 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $103,136 |
| Total interest from all sources | 2015-03-31 | $12,775,109 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $39,304 |
| Administrative expenses professional fees incurred | 2015-03-31 | $34,000 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-03-31 | $1,430,520 |
| Assets. Other investments not covered elsewhere at end of year | 2015-03-31 | $126,310,302 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-03-31 | $64,525,921 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-03-31 | $35,124,465 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-31 | $5,578,538 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $65,156,204 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-31 | $1,685,814 |
| Other income not declared elsewhere | 2015-03-31 | $17,021 |
| Total non interest bearing cash at end of year | 2015-03-31 | $17,883,411 |
| Total non interest bearing cash at beginning of year | 2015-03-31 | $4,754,817 |
| Value of net income/loss | 2015-03-31 | $13,781,297 |
| Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $518,745,225 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $190,189,610 |
| Income. Interest from loans (other than to participants) | 2015-03-31 | $185,725 |
| Interest earned on other investments | 2015-03-31 | $2,691,548 |
| Income. Interest from US Government securities | 2015-03-31 | $2,655,999 |
| Income. Interest from corporate debt instruments | 2015-03-31 | $7,241,837 |
| Asset value of US Government securities at end of year | 2015-03-31 | $43,278,926 |
| Asset value of US Government securities at beginning of year | 2015-03-31 | $4,992,743 |
| Income. Dividends from preferred stock | 2015-03-31 | $39,304 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-03-31 | $361,304,325 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-03-31 | $110,592,885 |
| Contract administrator fees | 2015-03-31 | $69,136 |
| Aggregate proceeds on sale of assets | 2015-03-31 | $2,408,126,204 |
| Aggregate carrying amount (costs) on sale of assets | 2015-03-31 | $2,398,484,248 |
| 2014 : CF OPPORTUNISTIC FIXED INCOME 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $3,518,877 |
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $3,518,877 |
| Total transfer of assets to this plan | 2014-03-31 | $185,391,990 |
| Total transfer of assets from this plan | 2014-03-31 | $185,193 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $1,685,814 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
| Total income from all sources (including contributions) | 2014-03-31 | $5,013,251 |
| Total loss/gain on sale of assets | 2014-03-31 | $-3,136,625 |
| Total of all expenses incurred | 2014-03-31 | $30,438 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $0 |
| Value of total assets at end of year | 2014-03-31 | $191,875,424 |
| Value of total assets at beginning of year | 2014-03-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $30,438 |
| Total interest from all sources | 2014-03-31 | $4,595,249 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $35,750 |
| Administrative expenses professional fees incurred | 2014-03-31 | $30,438 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-03-31 | $1,430,520 |
| Assets. Other investments not covered elsewhere at end of year | 2014-03-31 | $64,525,921 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $5,578,538 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $1,685,814 |
| Total non interest bearing cash at end of year | 2014-03-31 | $4,754,817 |
| Value of net income/loss | 2014-03-31 | $4,982,813 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $190,189,610 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $0 |
| Interest earned on other investments | 2014-03-31 | $1,535,493 |
| Income. Interest from US Government securities | 2014-03-31 | $197,440 |
| Income. Interest from corporate debt instruments | 2014-03-31 | $2,862,316 |
| Asset value of US Government securities at end of year | 2014-03-31 | $4,992,743 |
| Income. Dividends from preferred stock | 2014-03-31 | $35,750 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-03-31 | $110,592,885 |
| Aggregate proceeds on sale of assets | 2014-03-31 | $789,072,419 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-31 | $792,209,044 |
