401k Plan data: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST plan

DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 401k Plan overview

Plan Name	DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST
Plan identification number	001

DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.

401k Sponsoring company profile

DUTTON-LAINSON COMPANY has sponsored the creation of one or more 401k plans.

Company Name: DUTTON-LAINSON COMPANY

Employer identification number (EIN): 470147640

NAIC Classification: 423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-10-01 DAVID BRANDT DAVID BRANDT 2015-04-30
001 2012-10-01 DAVID BRANDT DAVID BRANDT 2014-07-15
001 2011-10-01 DAVID BRANDT DAVID BRANDT 2013-07-15
001 2010-10-01 DAVID BRANDT DAVID BRANDT 2012-07-15
001 2009-10-01 DAVID BRANDT DAVID BRANDT 2011-07-15
001 2009-10-01 DAVID BRANDT DAVID BRANDT 2011-07-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-10-01	DAVID BRANDT	DAVID BRANDT	2015-04-30
001	2012-10-01	DAVID BRANDT	DAVID BRANDT	2014-07-15
001	2011-10-01	DAVID BRANDT	DAVID BRANDT	2013-07-15
001	2010-10-01	DAVID BRANDT	DAVID BRANDT	2012-07-15
001	2009-10-01	DAVID BRANDT	DAVID BRANDT	2011-07-15
001	2009-10-01	DAVID BRANDT	DAVID BRANDT	2011-07-15

Plan Statistics for DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST

401k plan membership statisitcs for DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST

Measure Date Value
2013: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2013 401k membership
Total participants, beginning-of-year 2013-10-01 265
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 248
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 4
Total of all active and inactive participants 2013-10-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 252
Number of participants with account balances 2013-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 1
2012: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2012 401k membership
Total participants, beginning-of-year 2012-10-01 233
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 248
Number of retired or separated participants receiving benefits 2012-10-01 10
Number of other retired or separated participants entitled to future benefits 2012-10-01 6
Total of all active and inactive participants 2012-10-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 265
Number of participants with account balances 2012-10-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 3
2011: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2011 401k membership
Total participants, beginning-of-year 2011-10-01 222
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 219
Number of retired or separated participants receiving benefits 2011-10-01 9
Number of other retired or separated participants entitled to future benefits 2011-10-01 5
Total of all active and inactive participants 2011-10-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 233
Number of participants with account balances 2011-10-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 2
2010: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2010 401k membership
Total participants, beginning-of-year 2010-10-01 233
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 213
Number of retired or separated participants receiving benefits 2010-10-01 5
Number of other retired or separated participants entitled to future benefits 2010-10-01 3
Total of all active and inactive participants 2010-10-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 1
Total participants 2010-10-01 222
Number of participants with account balances 2010-10-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2009 401k membership
Total participants, beginning-of-year 2009-10-01 239
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 223
Number of retired or separated participants receiving benefits 2009-10-01 8
Number of other retired or separated participants entitled to future benefits 2009-10-01 2
Total of all active and inactive participants 2009-10-01 233
Total participants 2009-10-01 233
Number of participants with account balances 2009-10-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 3

Measure	Date	Value
2013: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2013 401k membership
Total participants, beginning-of-year	2013-10-01	265
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	248
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	4
Total of all active and inactive participants	2013-10-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	252
Number of participants with account balances	2013-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	1
2012: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2012 401k membership
Total participants, beginning-of-year	2012-10-01	233
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	248
Number of retired or separated participants receiving benefits	2012-10-01	10
Number of other retired or separated participants entitled to future benefits	2012-10-01	6
Total of all active and inactive participants	2012-10-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	265
Number of participants with account balances	2012-10-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	3
2011: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2011 401k membership
Total participants, beginning-of-year	2011-10-01	222
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	219
Number of retired or separated participants receiving benefits	2011-10-01	9
Number of other retired or separated participants entitled to future benefits	2011-10-01	5
Total of all active and inactive participants	2011-10-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	233
Number of participants with account balances	2011-10-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	2
2010: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2010 401k membership
Total participants, beginning-of-year	2010-10-01	233
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	213
Number of retired or separated participants receiving benefits	2010-10-01	5
Number of other retired or separated participants entitled to future benefits	2010-10-01	3
Total of all active and inactive participants	2010-10-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	1
Total participants	2010-10-01	222
Number of participants with account balances	2010-10-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2009 401k membership
Total participants, beginning-of-year	2009-10-01	239
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	223
Number of retired or separated participants receiving benefits	2009-10-01	8
Number of other retired or separated participants entitled to future benefits	2009-10-01	2
Total of all active and inactive participants	2009-10-01	233
Total participants	2009-10-01	233
Number of participants with account balances	2009-10-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	3

Financial Data on DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST

Measure	Date	Value
2014 : DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$897,824
Total unrealized appreciation/depreciation of assets	2014-09-30	$897,824
Total transfer of assets from this plan	2014-09-30	$5,711,713
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$104
Total income from all sources (including contributions)	2014-09-30	$1,314,898
Total of all expenses incurred	2014-09-30	$730,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$689,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$300,000
Value of total assets at end of year	2014-09-30	$0
Value of total assets at beginning of year	2014-09-30	$5,127,406
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$41,059
Total interest from all sources	2014-09-30	$8,105
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$108,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Assets. Other investments not covered elsewhere at beginning of year	2014-09-30	$63,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-09-30	$104
Administrative expenses (other) incurred	2014-09-30	$91
Total non interest bearing cash at end of year	2014-09-30	$0
Total non interest bearing cash at beginning of year	2014-09-30	$350,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$584,411
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$5,127,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Investment advisory and management fees	2014-09-30	$40,968
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$725,383
Interest earned on other investments	2014-09-30	$8,105
Asset value of US Government securities at end of year	2014-09-30	$0
Asset value of US Government securities at beginning of year	2014-09-30	$163,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$0
Assets. Invements in employer securities at beginning of year	2014-09-30	$1,764,943
Contributions received in cash from employer	2014-09-30	$300,000
Employer contributions (assets) at end of year	2014-09-30	$0
Employer contributions (assets) at beginning of year	2014-09-30	$300,000
Income. Dividends from common stock	2014-09-30	$108,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$689,428
Asset. Corporate debt instrument debt (other) at end of year	2014-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-09-30	$44,589
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-09-30	$1,715,595
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	No
Opinion of an independent qualified public accountant for this plan	2014-09-30	Unqualified
Accountancy firm name	2014-09-30	MCDERMOTT & MILLER, PC
Accountancy firm EIN	2014-09-30	470608676
2013 : DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$816,670
Total unrealized appreciation/depreciation of assets	2013-09-30	$816,670
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$104
Total income from all sources (including contributions)	2013-09-30	$1,226,446
Total of all expenses incurred	2013-09-30	$99,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$64,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$300,000
Value of total assets at end of year	2013-09-30	$5,127,406
Value of total assets at beginning of year	2013-09-30	$4,000,670
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$34,856
Total interest from all sources	2013-09-30	$11,476
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$98,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Assets. Other investments not covered elsewhere at end of year	2013-09-30	$63,564
Assets. Other investments not covered elsewhere at beginning of year	2013-09-30	$125,974
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-09-30	$104
Administrative expenses (other) incurred	2013-09-30	$876
Total non interest bearing cash at end of year	2013-09-30	$350,270
Total non interest bearing cash at beginning of year	2013-09-30	$228,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,126,632
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$5,127,302
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,000,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Investment advisory and management fees	2013-09-30	$33,980
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$725,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$580,242
Interest earned on other investments	2013-09-30	$11,476
Asset value of US Government securities at end of year	2013-09-30	$163,062
Asset value of US Government securities at beginning of year	2013-09-30	$149,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$1,764,943
Assets. Invements in employer securities at beginning of year	2013-09-30	$1,241,784
Contributions received in cash from employer	2013-09-30	$300,000
Employer contributions (assets) at end of year	2013-09-30	$300,000
Employer contributions (assets) at beginning of year	2013-09-30	$300,000
Income. Dividends from common stock	2013-09-30	$98,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$64,958
Asset. Corporate debt instrument debt (other) at end of year	2013-09-30	$44,589
Asset. Corporate debt instrument debt (other) at beginning of year	2013-09-30	$46,781
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-09-30	$1,715,595
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-09-30	$1,328,357
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	No
Opinion of an independent qualified public accountant for this plan	2013-09-30	Unqualified
Accountancy firm name	2013-09-30	MCDERMOTT & MILLER, PC
Accountancy firm EIN	2013-09-30	470608676
2012 : DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$422,670
Total unrealized appreciation/depreciation of assets	2012-09-30	$422,670
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$11
Total income from all sources (including contributions)	2012-09-30	$820,359
Total of all expenses incurred	2012-09-30	$109,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$78,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$300,000
Value of total assets at end of year	2012-09-30	$4,000,670
Value of total assets at beginning of year	2012-09-30	$3,289,541
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$31,092
Total interest from all sources	2012-09-30	$16,349
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$81,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Assets. Other investments not covered elsewhere at end of year	2012-09-30	$125,974
Assets. Other investments not covered elsewhere at beginning of year	2012-09-30	$194,681
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-09-30	$11
Administrative expenses (other) incurred	2012-09-30	$719
Total non interest bearing cash at end of year	2012-09-30	$228,382
Total non interest bearing cash at beginning of year	2012-09-30	$129,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$711,140
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,000,670
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$3,289,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Investment advisory and management fees	2012-09-30	$30,373
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$580,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$365,321
Interest earned on other investments	2012-09-30	$16,349
Asset value of US Government securities at end of year	2012-09-30	$149,150
Asset value of US Government securities at beginning of year	2012-09-30	$166,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$1,241,784
Assets. Invements in employer securities at beginning of year	2012-09-30	$1,013,796
Contributions received in cash from employer	2012-09-30	$300,000
Employer contributions (assets) at end of year	2012-09-30	$300,000
Employer contributions (assets) at beginning of year	2012-09-30	$200,000
Income. Dividends from common stock	2012-09-30	$81,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$78,127
Asset. Corporate debt instrument debt (other) at end of year	2012-09-30	$46,781
Asset. Corporate debt instrument debt (other) at beginning of year	2012-09-30	$96,507
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-09-30	$1,328,357
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-09-30	$1,122,868
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	No
Opinion of an independent qualified public accountant for this plan	2012-09-30	Unqualified
Accountancy firm name	2012-09-30	MCDERMOTT & MILLER, PC
Accountancy firm EIN	2012-09-30	470608676
2011 : DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$73,281
Total unrealized appreciation/depreciation of assets	2011-09-30	$73,281
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$11
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$352
Total income from all sources (including contributions)	2011-09-30	$370,340
Total of all expenses incurred	2011-09-30	$64,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$33,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$200,000
Value of total assets at end of year	2011-09-30	$3,289,541
Value of total assets at beginning of year	2011-09-30	$2,983,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$31,047
Total interest from all sources	2011-09-30	$22,634
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$74,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Assets. Other investments not covered elsewhere at end of year	2011-09-30	$194,681
Assets. Other investments not covered elsewhere at beginning of year	2011-09-30	$342,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-09-30	$11
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-09-30	$352
Administrative expenses (other) incurred	2011-09-30	$678
Total non interest bearing cash at end of year	2011-09-30	$129,564
Total non interest bearing cash at beginning of year	2011-09-30	$86,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$305,922
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$3,289,530
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$2,983,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Investment advisory and management fees	2011-09-30	$30,369
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$365,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$227,682
Interest earned on other investments	2011-09-30	$22,634
Asset value of US Government securities at end of year	2011-09-30	$166,804
Asset value of US Government securities at beginning of year	2011-09-30	$246,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$1,013,796
Assets. Invements in employer securities at beginning of year	2011-09-30	$842,148
Contributions received in cash from employer	2011-09-30	$200,000
Employer contributions (assets) at end of year	2011-09-30	$200,000
Income. Dividends from common stock	2011-09-30	$74,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$33,371
Asset. Corporate debt instrument debt (other) at end of year	2011-09-30	$96,507
Asset. Corporate debt instrument debt (other) at beginning of year	2011-09-30	$98,306
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-09-30	$1,122,868
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-09-30	$1,139,832
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	No
Opinion of an independent qualified public accountant for this plan	2011-09-30	Unqualified
Accountancy firm name	2011-09-30	MCDERMOTT & MILLER, PC
Accountancy firm EIN	2011-09-30	470608676
2010 : DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST

2013: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	This submission is the final filing	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: DUTTON-LAINSON CO. - PROFIT SHARING PLAN & EMPLOYEES' TRUST 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	Yes
2009-10-01	This submission is the final filing	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DUTTON-LAINSON COMPANY
Employer identification number (EIN):	470147640
NAIC Classification:	423700