DUTTON-LAINSON COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
401k plan membership statisitcs for DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
| Measure | Date | Value |
|---|
| 2013: DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-10-01 | 262 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 274 |
| Number of retired or separated participants receiving benefits | 2013-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 4 |
| Total of all active and inactive participants | 2013-10-01 | 278 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 0 |
| Total participants | 2013-10-01 | 278 |
| Number of participants with account balances | 2013-10-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 0 |
| 2012: DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-10-01 | 235 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 248 |
| Number of retired or separated participants receiving benefits | 2012-10-01 | 8 |
| Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 5 |
| Total of all active and inactive participants | 2012-10-01 | 261 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 1 |
| Total participants | 2012-10-01 | 262 |
| Number of participants with account balances | 2012-10-01 | 248 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 0 |
| 2011: DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-10-01 | 233 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 225 |
| Number of retired or separated participants receiving benefits | 2011-10-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 3 |
| Total of all active and inactive participants | 2011-10-01 | 235 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 0 |
| Total participants | 2011-10-01 | 235 |
| Number of participants with account balances | 2011-10-01 | 212 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 0 |
| 2010: DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-10-01 | 252 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 224 |
| Number of retired or separated participants receiving benefits | 2010-10-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 3 |
| Total of all active and inactive participants | 2010-10-01 | 232 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 1 |
| Total participants | 2010-10-01 | 233 |
| Number of participants with account balances | 2010-10-01 | 224 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 0 |
| 2009: DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-10-01 | 267 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 242 |
| Number of retired or separated participants receiving benefits | 2009-10-01 | 8 |
| Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 2 |
| Total of all active and inactive participants | 2009-10-01 | 252 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 0 |
| Total participants | 2009-10-01 | 252 |
| Number of participants with account balances | 2009-10-01 | 242 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 0 |
| Measure | Date | Value |
|---|
| 2014 : DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $448,812 |
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $448,812 |
| Total transfer of assets from this plan | 2014-09-30 | $1,637,265 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $32 |
| Total income from all sources (including contributions) | 2014-09-30 | $516,843 |
| Total of all expenses incurred | 2014-09-30 | $140,845 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $140,845 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $36,000 |
| Value of total assets at end of year | 2014-09-30 | $0 |
| Value of total assets at beginning of year | 2014-09-30 | $1,261,299 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $32,031 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $32 |
| Total non interest bearing cash at end of year | 2014-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2014-09-30 | $43,647 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $375,998 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $1,261,267 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Assets. Invements in employer securities at end of year | 2014-09-30 | $0 |
| Assets. Invements in employer securities at beginning of year | 2014-09-30 | $1,177,652 |
| Contributions received in cash from employer | 2014-09-30 | $36,000 |
| Employer contributions (assets) at end of year | 2014-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2014-09-30 | $40,000 |
| Income. Dividends from common stock | 2014-09-30 | $32,031 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $140,845 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-09-30 | No |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Unqualified |
| Accountancy firm name | 2014-09-30 | MCDERMOTT & MILLER |
| Accountancy firm EIN | 2014-09-30 | 470608676 |
| 2013 : DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $349,076 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $349,076 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $32 |
| Total income from all sources (including contributions) | 2013-09-30 | $419,188 |
| Total of all expenses incurred | 2013-09-30 | $15,430 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $15,430 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $40,000 |
| Value of total assets at end of year | 2013-09-30 | $1,261,299 |
| Value of total assets at beginning of year | 2013-09-30 | $857,509 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $30,112 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-09-30 | $32 |
| Total non interest bearing cash at end of year | 2013-09-30 | $43,647 |
| Total non interest bearing cash at beginning of year | 2013-09-30 | $28,933 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $403,758 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $1,261,267 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $857,509 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Assets. Invements in employer securities at end of year | 2013-09-30 | $1,177,652 |
| Assets. Invements in employer securities at beginning of year | 2013-09-30 | $828,576 |
| Contributions received in cash from employer | 2013-09-30 | $40,000 |
| Employer contributions (assets) at end of year | 2013-09-30 | $40,000 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $0 |
| Income. Dividends from common stock | 2013-09-30 | $30,112 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $15,430 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-09-30 | No |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Unqualified |
| Accountancy firm name | 2013-09-30 | MCDERMOTT & MILLER |
| Accountancy firm EIN | 2013-09-30 | 470608676 |
| 2012 : DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $103,572 |
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $103,572 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $272 |
| Total income from all sources (including contributions) | 2012-09-30 | $128,506 |
| Total of all expenses incurred | 2012-09-30 | $16,824 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $16,824 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $0 |
| Value of total assets at end of year | 2012-09-30 | $857,509 |
| Value of total assets at beginning of year | 2012-09-30 | $746,099 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $24,934 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-09-30 | $272 |
| Total non interest bearing cash at end of year | 2012-09-30 | $28,933 |
| Total non interest bearing cash at beginning of year | 2012-09-30 | $21,095 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $111,682 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $857,509 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $745,827 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Assets. Invements in employer securities at end of year | 2012-09-30 | $828,576 |
| Assets. Invements in employer securities at beginning of year | 2012-09-30 | $725,004 |
| Contributions received in cash from employer | 2012-09-30 | $0 |
| Income. Dividends from common stock | 2012-09-30 | $24,934 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $16,824 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-09-30 | No |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Unqualified |
| Accountancy firm name | 2012-09-30 | MCDERMOTT & MILLER |
| Accountancy firm EIN | 2012-09-30 | 470608676 |
| 2011 : DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $122,752 |
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $122,752 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $272 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $90 |
| Total income from all sources (including contributions) | 2011-09-30 | $147,535 |
| Total of all expenses incurred | 2011-09-30 | $6,010 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $6,010 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $1,000 |
| Value of total assets at end of year | 2011-09-30 | $746,099 |
| Value of total assets at beginning of year | 2011-09-30 | $604,392 |
| Total interest from all sources | 2011-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $23,783 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $1,500,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $272 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-30 | $90 |
| Total non interest bearing cash at end of year | 2011-09-30 | $21,095 |
| Total non interest bearing cash at beginning of year | 2011-09-30 | $2,140 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $141,525 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $745,827 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $604,302 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Assets. Invements in employer securities at end of year | 2011-09-30 | $725,004 |
| Assets. Invements in employer securities at beginning of year | 2011-09-30 | $602,252 |
| Contributions received in cash from employer | 2011-09-30 | $1,000 |
| Income. Dividends from common stock | 2011-09-30 | $23,783 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $6,010 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | No |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Unqualified |
| Accountancy firm name | 2011-09-30 | MCDERMOTT & MILLER |
| Accountancy firm EIN | 2011-09-30 | 470608676 |
| 2010 : DUTTON-LAINSON CO. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
