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BAIRD HOLM PROFIT SHARING PLAN 401k Plan overview

Plan NameBAIRD HOLM PROFIT SHARING PLAN
Plan identification number 001

BAIRD HOLM PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAIRD HOLM LLP has sponsored the creation of one or more 401k plans.

Company Name:BAIRD HOLM LLP
Employer identification number (EIN):470389074
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAIRD HOLM PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RICHARD E PUTNAM
0012016-01-01RICHARD E. PUTNAM
0012015-01-01RICHARD E. PUTNAM
0012014-01-01RICHARD PUTNAM
0012013-01-01GARY CLATTERBUCK GARY CLATTERBUCK2014-10-14
0012012-01-01GARY CLATTERBUCK GARY CLATTERBUCK2013-10-14
0012011-01-01GARY CLATTERBUCK GARY CLATTERBUCK2012-10-11
0012009-01-01BAIRD HOLM LLP BY G CLATTERBUCK
0012009-01-01BAIRD HOLM LLP BY G CLATTERBUCK
0012009-01-01BAIRD HOLM LLP BY G CLATTERBUCK

Plan Statistics for BAIRD HOLM PROFIT SHARING PLAN

401k plan membership statisitcs for BAIRD HOLM PROFIT SHARING PLAN

Measure Date Value
2022: BAIRD HOLM PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01207
Total number of active participants reported on line 7a of the Form 55002022-01-01156
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0141
Total of all active and inactive participants2022-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01203
Number of participants with account balances2022-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: BAIRD HOLM PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01203
Total number of active participants reported on line 7a of the Form 55002021-01-01158
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0141
Total of all active and inactive participants2021-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01207
Number of participants with account balances2021-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: BAIRD HOLM PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01204
Total number of active participants reported on line 7a of the Form 55002020-01-01162
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01203
Number of participants with account balances2020-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: BAIRD HOLM PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01182
Total number of active participants reported on line 7a of the Form 55002019-01-01161
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01204
Number of participants with account balances2019-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: BAIRD HOLM PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01172
Total number of active participants reported on line 7a of the Form 55002018-01-01153
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0127
Total of all active and inactive participants2018-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01182
Number of participants with account balances2018-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: BAIRD HOLM PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01170
Total number of active participants reported on line 7a of the Form 55002017-01-01142
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0127
Total of all active and inactive participants2017-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01172
Number of participants with account balances2017-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: BAIRD HOLM PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01166
Total number of active participants reported on line 7a of the Form 55002016-01-01143
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01170
Number of participants with account balances2016-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: BAIRD HOLM PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01178
Total number of active participants reported on line 7a of the Form 55002015-01-01144
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01166
Number of participants with account balances2015-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: BAIRD HOLM PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01180
Total number of active participants reported on line 7a of the Form 55002014-01-01148
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-01178
Total participants2014-01-01178
Number of participants with account balances2014-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BAIRD HOLM PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01165
Total number of active participants reported on line 7a of the Form 55002013-01-01148
Number of other retired or separated participants entitled to future benefits2013-01-0132
Total of all active and inactive participants2013-01-01180
Total participants2013-01-01180
Number of participants with account balances2013-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: BAIRD HOLM PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01164
Total number of active participants reported on line 7a of the Form 55002012-01-01141
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01165
Total participants2012-01-01165
Number of participants with account balances2012-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: BAIRD HOLM PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01150
Total number of active participants reported on line 7a of the Form 55002011-01-01145
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01164
Total participants2011-01-01164
Number of participants with account balances2011-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: BAIRD HOLM PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01154
Total number of active participants reported on line 7a of the Form 55002009-01-01135
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01148
Total participants2009-01-01148
Number of participants with account balances2009-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on BAIRD HOLM PROFIT SHARING PLAN

Measure Date Value
2022 : BAIRD HOLM PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,980,357
Total unrealized appreciation/depreciation of assets2022-12-31$-1,980,357
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,903,793
Total loss/gain on sale of assets2022-12-31$-551,144
Total of all expenses incurred2022-12-31$2,194,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,999,688
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$1,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,861,941
Value of total assets at end of year2022-12-31$81,488,275
Value of total assets at beginning of year2022-12-31$93,586,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$193,305
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$156,278
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,247,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,064,703
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$100,240
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,818,256
Participant contributions at end of year2022-12-31$176,799
Participant contributions at beginning of year2022-12-31$254,789
Participant contributions at end of year2022-12-31$95,105
Participant contributions at beginning of year2022-12-31$90,982
Assets. Other investments not covered elsewhere at end of year2022-12-31$136,762
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$129,220
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$16,497
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$7,542
Administrative expenses (other) incurred2022-12-31$192,429
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-12,098,708
Value of net assets at end of year (total assets less liabilities)2022-12-31$81,488,275
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$93,586,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$876
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$59,106,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$69,982,375
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$10,888
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$489
Income. Interest from corporate debt instruments2022-12-31$8,539
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$491,894
Value of interest in common/collective trusts at beginning of year2022-12-31$464,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$10,920,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$10,546,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$10,546,771
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$136,362
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$221,408
Asset value of US Government securities at beginning of year2022-12-31$23,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,650,113
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$5,044
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$2,027,188
Employer contributions (assets) at end of year2022-12-31$163,990
Employer contributions (assets) at beginning of year2022-12-31$128,834
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$182,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,999,688
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$102,887
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$221,525
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$10,072,414
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$11,644,394
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$4,282,867
Aggregate carrying amount (costs) on sale of assets2022-12-31$4,834,011
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2022-12-31470543458
2021 : BAIRD HOLM PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,705,044
Total unrealized appreciation/depreciation of assets2021-12-31$1,705,044
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,926,836
Total loss/gain on sale of assets2021-12-31$824,275
Total of all expenses incurred2021-12-31$9,449,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,258,498
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,474,215
Value of total assets at end of year2021-12-31$93,586,983
Value of total assets at beginning of year2021-12-31$87,109,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$190,530
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$33,901
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,052,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,919,000
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$100,240
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$28,881
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,771,378
Participant contributions at end of year2021-12-31$254,789
Participant contributions at beginning of year2021-12-31$231,328
Participant contributions at end of year2021-12-31$90,982
Participant contributions at beginning of year2021-12-31$155,834
Assets. Other investments not covered elsewhere at end of year2021-12-31$129,220
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$387,324
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$175,418
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$189,623
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$1,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$6,477,808
Value of net assets at end of year (total assets less liabilities)2021-12-31$93,586,983
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$87,109,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$907
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$69,982,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$62,721,001
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$13,482
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$489
Income. Interest from corporate debt instruments2021-12-31$17,250
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$464,037
Value of interest in common/collective trusts at beginning of year2021-12-31$323,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$10,546,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8,992,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8,992,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,680
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,648
Asset value of US Government securities at end of year2021-12-31$23,816
Asset value of US Government securities at beginning of year2021-12-31$24,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,833,508
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$3,092
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,527,419
Employer contributions (assets) at end of year2021-12-31$128,834
Employer contributions (assets) at beginning of year2021-12-31$52,303
Income. Dividends from preferred stock2021-12-31$3,522
Income. Dividends from common stock2021-12-31$130,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,255,850
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$221,525
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$604,058
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$11,644,394
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$13,586,116
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$9,419,947
Aggregate carrying amount (costs) on sale of assets2021-12-31$8,595,672
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2021-12-31470543458
2020 : BAIRD HOLM PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,930,242
Total unrealized appreciation/depreciation of assets2020-12-31$1,930,242
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,580,457
Total loss/gain on sale of assets2020-12-31$-187,477
Total of all expenses incurred2020-12-31$3,504,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,330,655
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$1,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,362,363
Value of total assets at end of year2020-12-31$87,109,175
Value of total assets at beginning of year2020-12-31$77,033,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$172,348
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$82,513
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,014,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,866,201
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$28,881
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$29,410
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,669,808
Participant contributions at end of year2020-12-31$231,328
Participant contributions at beginning of year2020-12-31$288,241
Participant contributions at end of year2020-12-31$155,834
Participant contributions at beginning of year2020-12-31$96,489
Assets. Other investments not covered elsewhere at end of year2020-12-31$387,324
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$383,116
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$206,392
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$167,911
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$1,432
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$10,076,088
Value of net assets at end of year (total assets less liabilities)2020-12-31$87,109,175
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$77,033,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$4,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$62,721,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$55,195,388
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$16,708
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$244
Income. Interest from corporate debt instruments2020-12-31$34,723
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$323,288
Value of interest in common/collective trusts at beginning of year2020-12-31$629,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$8,992,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$9,302,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$9,302,584
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$30,838
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$6,296
Asset value of US Government securities at end of year2020-12-31$24,824
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,361,999
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$15,954
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$1,486,163
Employer contributions (assets) at end of year2020-12-31$52,303
Employer contributions (assets) at beginning of year2020-12-31$82,306
Income. Dividends from preferred stock2020-12-31$1,605
Income. Dividends from common stock2020-12-31$147,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,324,359
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$604,058
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$932,983
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$13,586,116
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$10,093,223
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$3,391,027
Aggregate carrying amount (costs) on sale of assets2020-12-31$3,578,504
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2020-12-31470543458
2019 : BAIRD HOLM PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,950,041
Total unrealized appreciation/depreciation of assets2019-12-31$1,950,041
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,611,935
Total loss/gain on sale of assets2019-12-31$334,509
Total of all expenses incurred2019-12-31$1,953,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,801,203
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,045,847
Value of total assets at end of year2019-12-31$77,033,087
Value of total assets at beginning of year2019-12-31$63,374,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$151,844
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$215,798
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,797,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,657,569
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$29,410
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$26,830
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,533,016
Participant contributions at end of year2019-12-31$288,241
Participant contributions at beginning of year2019-12-31$313,516
Participant contributions at end of year2019-12-31$96,489
Participant contributions at beginning of year2019-12-31$102,901
Assets. Other investments not covered elsewhere at end of year2019-12-31$383,116
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$305,487
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$106,430
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$145,400
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$1,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$13,658,888
Value of net assets at end of year (total assets less liabilities)2019-12-31$77,033,087
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$63,374,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$6,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,195,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$43,189,767
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$18,684
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$6,188
Income. Interest from corporate debt instruments2019-12-31$40,864
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$629,347
Value of interest in common/collective trusts at beginning of year2019-12-31$314,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,302,584
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$8,618,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$8,618,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$150,062
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,000
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$70,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,253,941
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$14,647
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$1,406,401
Employer contributions (assets) at end of year2019-12-31$82,306
Employer contributions (assets) at beginning of year2019-12-31$94,474
Income. Dividends from preferred stock2019-12-31$1,605
Income. Dividends from common stock2019-12-31$137,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,800,203
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$932,983
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$946,491
Contract administrator fees2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$10,093,223
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,389,156
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$5,810,267
Aggregate carrying amount (costs) on sale of assets2019-12-31$5,475,758
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2019-12-31470543458
2018 : BAIRD HOLM PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-565,441
Total unrealized appreciation/depreciation of assets2018-12-31$-565,441
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,887,953
Total loss/gain on sale of assets2018-12-31$-6,883
Total of all expenses incurred2018-12-31$2,984,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,827,118
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,568,280
Value of total assets at end of year2018-12-31$63,374,199
Value of total assets at beginning of year2018-12-31$64,470,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$157,442
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$173,879
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,887,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,738,536
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$26,830
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$28,750
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,433,797
Participant contributions at end of year2018-12-31$313,516
Participant contributions at beginning of year2018-12-31$227,794
Participant contributions at end of year2018-12-31$102,901
Participant contributions at beginning of year2018-12-31$81,135
Assets. Other investments not covered elsewhere at end of year2018-12-31$305,487
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$403,730
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,774,016
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$156,282
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$1,673
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-1,096,607
Value of net assets at end of year (total assets less liabilities)2018-12-31$63,374,199
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,470,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$1,160
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$43,189,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$43,989,977
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$12,627
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$228
Income. Interest from corporate debt instruments2018-12-31$39,268
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$314,787
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$8,618,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,241,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,241,826
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$121,756
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$6,538
Asset value of US Government securities at end of year2018-12-31$70,298
Asset value of US Government securities at beginning of year2018-12-31$28,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,167,703
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-1,213
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$1,360,467
Employer contributions (assets) at end of year2018-12-31$94,474
Employer contributions (assets) at beginning of year2018-12-31$109,430
Income. Dividends from preferred stock2018-12-31$1,605
Income. Dividends from common stock2018-12-31$146,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,820,580
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$946,491
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$980,746
Contract administrator fees2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$9,389,156
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$11,379,402
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,423,746
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,430,629
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2018-12-31470543458
2017 : BAIRD HOLM PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,764,185
Total unrealized appreciation/depreciation of assets2017-12-31$1,764,185
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,199
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,525,984
Total loss/gain on sale of assets2017-12-31$144,766
Total of all expenses incurred2017-12-31$3,094,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,958,506
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,723,689
Value of total assets at end of year2017-12-31$64,470,806
Value of total assets at beginning of year2017-12-31$56,047,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$135,798
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$87,141
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,482,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,338,194
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$28,750
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$27,385
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,361,649
Participant contributions at end of year2017-12-31$227,794
Participant contributions at beginning of year2017-12-31$153,027
Participant contributions at end of year2017-12-31$81,135
Participant contributions at beginning of year2017-12-31$115,578
Assets. Other investments not covered elsewhere at end of year2017-12-31$403,730
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,119,736
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$29,724
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,790
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$8,199
Other income not declared elsewhere2017-12-31$35,531
Administrative expenses (other) incurred2017-12-31$135,601
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$8,431,680
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,470,806
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$56,039,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$197
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$43,989,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,245,176
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$9,007
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$455
Income. Interest from corporate debt instruments2017-12-31$38,085
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,241,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,542,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,542,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$39,594
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$14,943
Asset value of US Government securities at end of year2017-12-31$28,016
Asset value of US Government securities at beginning of year2017-12-31$28,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,287,698
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$1,332,316
Employer contributions (assets) at end of year2017-12-31$109,430
Employer contributions (assets) at beginning of year2017-12-31$79,334
Income. Dividends from preferred stock2017-12-31$1,605
Income. Dividends from common stock2017-12-31$143,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,943,563
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$980,746
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$986,872
Contract administrator fees2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$11,379,402
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$14,746,140
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$2,050,897
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,906,131
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2017-12-31470543458
2016 : BAIRD HOLM PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,984,473
Total unrealized appreciation/depreciation of assets2016-12-31$1,984,473
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,199
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$20,547
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,675,866
Total loss/gain on sale of assets2016-12-31$133,612
Total of all expenses incurred2016-12-31$994,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$864,441
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,940,498
Value of total assets at end of year2016-12-31$56,047,325
Value of total assets at beginning of year2016-12-31$49,378,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$130,344
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$51,676
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,152,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$911,647
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$27,385
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$19,928
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,377,415
Participant contributions at end of year2016-12-31$153,027
Participant contributions at beginning of year2016-12-31$176,763
Participant contributions at end of year2016-12-31$115,578
Participant contributions at beginning of year2016-12-31$198,883
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,119,736
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,022,238
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$219,895
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,790
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$8,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$20,547
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$130,299
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$6,681,081
Value of net assets at end of year (total assets less liabilities)2016-12-31$56,039,126
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$49,358,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$45
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,245,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$26,777,516
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$6,405
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$455
Income. Interest from corporate debt instruments2016-12-31$38,085
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$7,542,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,896,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,896,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$6,731
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$17,835
Asset value of US Government securities at end of year2016-12-31$28,207
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,413,581
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$1,343,188
Employer contributions (assets) at end of year2016-12-31$79,334
Employer contributions (assets) at beginning of year2016-12-31$112,676
Income. Dividends from preferred stock2016-12-31$1,241
Income. Dividends from common stock2016-12-31$239,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$846,606
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$986,872
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$941,239
Contract administrator fees2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$14,746,140
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$11,232,741
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,386,371
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,252,759
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2016-12-31470543458
2015 : BAIRD HOLM PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,728,332
Total unrealized appreciation/depreciation of assets2015-12-31$-2,728,332
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$20,547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$61,363
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,935,820
Total loss/gain on sale of assets2015-12-31$-46,073
Total of all expenses incurred2015-12-31$9,229,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,107,966
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,773,888
Value of total assets at end of year2015-12-31$49,378,592
Value of total assets at beginning of year2015-12-31$56,713,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$121,693
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$25,333
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,132,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,030,078
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$19,928
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$15,116
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,324,373
Participant contributions at end of year2015-12-31$176,763
Participant contributions at beginning of year2015-12-31$242,710
Participant contributions at end of year2015-12-31$198,883
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,022,238
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$964,922
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$105,065
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$84,469
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$20,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$61,363
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$121,693
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-7,293,839
Value of net assets at end of year (total assets less liabilities)2015-12-31$49,358,045
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$56,651,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$387,812
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$26,777,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,682,532
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$4,390
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$20,364
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,896,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,171,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,171,742
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$579
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$17,834
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$8,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$778,141
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$1,344,450
Employer contributions (assets) at end of year2015-12-31$112,676
Employer contributions (assets) at beginning of year2015-12-31$226,840
Income. Dividends from preferred stock2015-12-31$560
Income. Dividends from common stock2015-12-31$102,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,090,132
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$941,239
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$2,427,131
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$11,232,741
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$13,500,984
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$666,792
Aggregate carrying amount (costs) on sale of assets2015-12-31$712,865
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2015-12-31470543458
2014 : BAIRD HOLM PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,674,497
Total unrealized appreciation/depreciation of assets2014-12-31$3,674,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$61,363
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$93,503
Total income from all sources (including contributions)2014-12-31$6,344,165
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,028,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,776,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,669,668
Value of total assets at end of year2014-12-31$56,713,247
Value of total assets at beginning of year2014-12-31$53,429,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$251,434
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$15,116
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$177,830
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$488,729
Participant contributions at end of year2014-12-31$242,710
Participant contributions at beginning of year2014-12-31$249,564
Assets. Other investments not covered elsewhere at end of year2014-12-31$964,922
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$906,109
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$84,469
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$90,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$61,363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$93,503
Administrative expenses (other) incurred2014-12-31$251,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,316,036
Value of net assets at end of year (total assets less liabilities)2014-12-31$56,651,884
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$53,335,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$387,812
Assets. partnership/joint venture interests at beginning of year2014-12-31$433,890
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,682,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$31,146,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,171,742
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,429,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,429,410
Asset value of US Government securities at end of year2014-12-31$8,989
Asset value of US Government securities at beginning of year2014-12-31$17,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,180,939
Employer contributions (assets) at end of year2014-12-31$226,840
Employer contributions (assets) at beginning of year2014-12-31$130,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,776,695
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$2,427,131
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$2,123,400
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$13,500,984
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$12,723,960
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2014-12-31470543458
2013 : BAIRD HOLM PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$8,983,769
Total unrealized appreciation/depreciation of assets2013-12-31$8,983,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$93,503
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$56,157
Total income from all sources (including contributions)2013-12-31$11,418,572
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,936,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,706,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,434,803
Value of total assets at end of year2013-12-31$53,429,351
Value of total assets at beginning of year2013-12-31$46,909,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$229,282
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$177,830
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$229,981
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$394,088
Participant contributions at end of year2013-12-31$249,564
Participant contributions at beginning of year2013-12-31$269,893
Assets. Other investments not covered elsewhere at end of year2013-12-31$906,109
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$867,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$90,492
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$67,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$93,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$56,157
Administrative expenses (other) incurred2013-12-31$229,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,482,436
Value of net assets at end of year (total assets less liabilities)2013-12-31$53,335,848
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$46,853,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$433,890
Assets. partnership/joint venture interests at beginning of year2013-12-31$671,124
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$31,146,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,348,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,429,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,296,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,296,543
Asset value of US Government securities at end of year2013-12-31$17,945
Asset value of US Government securities at beginning of year2013-12-31$1,754,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,040,715
Employer contributions (assets) at end of year2013-12-31$130,641
Employer contributions (assets) at beginning of year2013-12-31$106,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,706,854
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$2,123,400
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$1,822,454
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$12,723,960
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$10,475,386
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCFARLIN & BROKKE
Accountancy firm EIN2013-12-31470543458
2012 : BAIRD HOLM PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$5,036,291
Total unrealized appreciation/depreciation of assets2012-12-31$5,036,291
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$56,157
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$48,919
Total income from all sources (including contributions)2012-12-31$7,356,064
Total of all expenses incurred2012-12-31$1,882,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,673,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,319,773
Value of total assets at end of year2012-12-31$46,909,569
Value of total assets at beginning of year2012-12-31$41,428,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$208,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$229,981
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$395,738
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$351,285
Participant contributions at end of year2012-12-31$269,893
Participant contributions at beginning of year2012-12-31$306,135
Assets. Other investments not covered elsewhere at end of year2012-12-31$867,541
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,081,860
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$67,054
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$62,555
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$56,157
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$48,919
Administrative expenses (other) incurred2012-12-31$208,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,473,830
Value of net assets at end of year (total assets less liabilities)2012-12-31$46,853,412
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$41,379,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$671,124
Assets. partnership/joint venture interests at beginning of year2012-12-31$2,011,287
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,348,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$20,109,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,296,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,799,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,799,757
Asset value of US Government securities at end of year2012-12-31$1,754,655
Asset value of US Government securities at beginning of year2012-12-31$1,682,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,968,488
Employer contributions (assets) at end of year2012-12-31$106,642
Employer contributions (assets) at beginning of year2012-12-31$135,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,673,766
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$1,822,454
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,493,108
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$10,475,386
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$9,350,132
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2012-12-31470543458
2011 : BAIRD HOLM PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$387,130
Total unrealized appreciation/depreciation of assets2011-12-31$387,130
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$48,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$45,664
Total income from all sources (including contributions)2011-12-31$2,531,648
Total of all expenses incurred2011-12-31$1,229,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,043,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,144,518
Value of total assets at end of year2011-12-31$41,428,501
Value of total assets at beginning of year2011-12-31$40,123,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$185,881
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$395,738
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$612,386
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$309,947
Participant contributions at end of year2011-12-31$306,135
Participant contributions at beginning of year2011-12-31$210,885
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,081,860
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,097,017
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$62,555
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$65,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$48,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$45,664
Administrative expenses (other) incurred2011-12-31$185,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,302,169
Value of net assets at end of year (total assets less liabilities)2011-12-31$41,379,582
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$40,077,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$2,011,287
Assets. partnership/joint venture interests at beginning of year2011-12-31$1,576,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$20,109,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$19,231,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,799,757
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,270,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,270,011
Asset value of US Government securities at end of year2011-12-31$1,682,592
Asset value of US Government securities at beginning of year2011-12-31$1,658,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,834,571
Employer contributions (assets) at end of year2011-12-31$135,431
Employer contributions (assets) at beginning of year2011-12-31$56,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,043,598
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,493,108
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,362,554
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$9,350,132
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$8,982,840
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2011-12-31470543458
2010 : BAIRD HOLM PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,266,528
Total unrealized appreciation/depreciation of assets2010-12-31$4,266,528
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$45,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$41,917
Total income from all sources (including contributions)2010-12-31$6,457,495
Total of all expenses incurred2010-12-31$2,369,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,198,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,190,967
Value of total assets at end of year2010-12-31$40,123,077
Value of total assets at beginning of year2010-12-31$36,031,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$171,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$612,386
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$913,237
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$320,879
Participant contributions at end of year2010-12-31$210,885
Participant contributions at beginning of year2010-12-31$161,402
Participant contributions at beginning of year2010-12-31$55,921
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,097,017
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$651,461
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$65,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$49,968
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$45,664
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$41,917
Administrative expenses (other) incurred2010-12-31$171,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,087,695
Value of net assets at end of year (total assets less liabilities)2010-12-31$40,077,413
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$35,989,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$1,576,538
Assets. partnership/joint venture interests at beginning of year2010-12-31$987,844
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$19,231,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,150,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,270,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,868,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,868,749
Asset value of US Government securities at end of year2010-12-31$1,658,342
Asset value of US Government securities at beginning of year2010-12-31$2,341,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,870,088
Employer contributions (assets) at end of year2010-12-31$56,007
Employer contributions (assets) at beginning of year2010-12-31$92,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,198,157
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,362,554
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$995,091
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$8,982,840
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$7,763,029
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCFARLIN & BROKKE, P.C.
Accountancy firm EIN2010-12-31470543458

Form 5500 Responses for BAIRD HOLM PROFIT SHARING PLAN

2022: BAIRD HOLM PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BAIRD HOLM PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BAIRD HOLM PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BAIRD HOLM PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BAIRD HOLM PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BAIRD HOLM PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BAIRD HOLM PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BAIRD HOLM PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BAIRD HOLM PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BAIRD HOLM PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BAIRD HOLM PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BAIRD HOLM PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BAIRD HOLM PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $57
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29
Insurance broker organization code?3
Amount paid for insurance broker fees0
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $224
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $112
Amount paid for insurance broker fees11
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $210
Total amount of fees paid to insurance companyUSD $22
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $105
Amount paid for insurance broker fees11
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $184
Total amount of fees paid to insurance companyUSD $365
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54
Amount paid for insurance broker fees216
Additional information about fees paid to insurance brokerPERSISTENCY
Insurance broker organization code?3
Insurance broker nameMICHAEL DEAN HEADLEE
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $174
Total amount of fees paid to insurance companyUSD $365
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees271
Additional information about fees paid to insurance brokerSERVICING & PERSISTENCY FEES
Insurance broker organization code?3
Insurance broker nameMICHAEL DEAN HEADLEE
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $165
Total amount of fees paid to insurance companyUSD $366
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $83
Amount paid for insurance broker fees11
Insurance broker organization code?3
Insurance broker nameMICHAEL DEAN HEADLEE
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $146
Total amount of fees paid to insurance companyUSD $366
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $73
Amount paid for insurance broker fees11
Insurance broker organization code?3
Insurance broker nameMICHAEL DEAN HEADLEE
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $132
Total amount of fees paid to insurance companyUSD $442
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees72
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $66
Insurance broker nameSETH R TRACY
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $152
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number32309
Policy instance 1
Insurance contract or identification number32309
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of fees paid to insurance companyUSD $133
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14
Insurance broker organization code?3
Insurance broker nameSTEVE JOHNSON

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