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PAULSEN, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePAULSEN, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

PAULSEN, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

PAULSEN, INC. has sponsored the creation of one or more 401k plans.

Company Name:PAULSEN, INC.
Employer identification number (EIN):470397153
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Additional information about PAULSEN, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 1998-01-15
Company Identification Number: 19981009675
Legal Registered Office Address: 999 E Dogwood Ave

Centennial
United States of America (USA)
80121

More information about PAULSEN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAULSEN, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01
0012021-04-01
0012020-04-01
0012019-04-01
0012018-04-01
0012017-04-01JANE GERMAN
0012016-04-01JANE GERMAN
0012015-04-01JANE GERMAN
0012014-04-01JANE GERMAN
0012013-04-01JANE GERMAN
0012012-04-01JANE GERMAN
0012011-04-01JANE GERMAN
0012009-04-01JANE GERMAN

Plan Statistics for PAULSEN, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PAULSEN, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01251
Total number of active participants reported on line 7a of the Form 55002022-04-01233
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-0118
Total of all active and inactive participants2022-04-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-010
Total participants2022-04-01251
Number of participants with account balances2022-04-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-011
2021: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01246
Total number of active participants reported on line 7a of the Form 55002021-04-01216
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-0120
Total of all active and inactive participants2021-04-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-01236
Number of participants with account balances2021-04-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-011
2020: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01249
Total number of active participants reported on line 7a of the Form 55002020-04-01219
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-0121
Total of all active and inactive participants2020-04-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01240
Number of participants with account balances2020-04-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
2019: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01240
Total number of active participants reported on line 7a of the Form 55002019-04-01214
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-0121
Total of all active and inactive participants2019-04-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-01235
Number of participants with account balances2019-04-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01251
Total number of active participants reported on line 7a of the Form 55002018-04-01225
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-0117
Total of all active and inactive participants2018-04-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-01242
Number of participants with account balances2018-04-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-011
2017: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01254
Total number of active participants reported on line 7a of the Form 55002017-04-01233
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0115
Total of all active and inactive participants2017-04-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-01248
Number of participants with account balances2017-04-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-011
2016: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01239
Total number of active participants reported on line 7a of the Form 55002016-04-01224
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0118
Total of all active and inactive participants2016-04-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-011
Total participants2016-04-01243
Number of participants with account balances2016-04-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-012
2015: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01226
Total number of active participants reported on line 7a of the Form 55002015-04-01200
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0117
Total of all active and inactive participants2015-04-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-011
Total participants2015-04-01218
Number of participants with account balances2015-04-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-011
2014: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01242
Total number of active participants reported on line 7a of the Form 55002014-04-01203
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0132
Total of all active and inactive participants2014-04-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01236
Number of participants with account balances2014-04-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01233
Total number of active participants reported on line 7a of the Form 55002013-04-01207
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0125
Total of all active and inactive participants2013-04-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-011
Total participants2013-04-01233
Number of participants with account balances2013-04-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-012
2012: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01226
Total number of active participants reported on line 7a of the Form 55002012-04-01205
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0115
Total of all active and inactive participants2012-04-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-011
Total participants2012-04-01221
Number of participants with account balances2012-04-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01206
Total number of active participants reported on line 7a of the Form 55002011-04-01210
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0111
Total of all active and inactive participants2011-04-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-011
Total participants2011-04-01222
Number of participants with account balances2011-04-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2009: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01228
Total number of active participants reported on line 7a of the Form 55002009-04-01139
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0120
Total of all active and inactive participants2009-04-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-013
Total participants2009-04-01162
Number of participants with account balances2009-04-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-012

Financial Data on PAULSEN, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$-146,579
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$1,634,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$1,626,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$791,009
Value of total assets at end of year2023-03-31$10,221,621
Value of total assets at beginning of year2023-03-31$12,002,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$7,921
Total interest from all sources2023-03-31$6,209
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Administrative expenses professional fees incurred2023-03-31$7,921
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$500,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$592,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-1,781,065
Value of net assets at end of year (total assets less liabilities)2023-03-31$10,221,621
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$12,002,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Value of interest in pooled separate accounts at end of year2023-03-31$9,842,877
Value of interest in pooled separate accounts at beginning of year2023-03-31$11,215,498
Interest earned on other investments2023-03-31$6,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$378,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$787,188
Net investment gain/loss from pooled separate accounts2023-03-31$-943,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$198,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$1,626,565
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31FRANKEL ZACHARIA
Accountancy firm EIN2023-03-31470574775
2022 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-03-31$-13,536
Total unrealized appreciation/depreciation of assets2022-03-31$-13,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$1,494,556
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$980,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$970,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$787,538
Value of total assets at end of year2022-03-31$12,002,686
Value of total assets at beginning of year2022-03-31$11,488,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$10,553
Total interest from all sources2022-03-31$7,894
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Administrative expenses professional fees incurred2022-03-31$10,553
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$577,099
Participant contributions at end of year2022-03-31$0
Participant contributions at beginning of year2022-03-31$9,783
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$8,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$513,691
Value of net assets at end of year (total assets less liabilities)2022-03-31$12,002,686
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$11,488,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Value of interest in pooled separate accounts at end of year2022-03-31$11,215,498
Value of interest in pooled separate accounts at beginning of year2022-03-31$10,749,456
Interest earned on other investments2022-03-31$7,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$787,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$726,342
Net investment gain/loss from pooled separate accounts2022-03-31$712,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$202,023
Employer contributions (assets) at end of year2022-03-31$0
Employer contributions (assets) at beginning of year2022-03-31$3,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$970,312
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31FRANKEL ZACHARIA
Accountancy firm EIN2022-03-31470574775
2021 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-03-31$-27,343
Total unrealized appreciation/depreciation of assets2021-03-31$-27,343
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$4,479,280
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$883,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$858,838
Value of total corrective distributions2021-03-31$17,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$729,976
Value of total assets at end of year2021-03-31$11,488,995
Value of total assets at beginning of year2021-03-31$7,893,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$6,986
Total interest from all sources2021-03-31$8,260
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$500,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$516,020
Participant contributions at end of year2021-03-31$9,783
Participant contributions at beginning of year2021-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-03-31$25,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$3,595,938
Value of net assets at end of year (total assets less liabilities)2021-03-31$11,488,995
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$7,893,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Value of interest in pooled separate accounts at end of year2021-03-31$10,749,456
Value of interest in pooled separate accounts at beginning of year2021-03-31$7,178,780
Interest earned on other investments2021-03-31$8,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$726,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$714,277
Net investment gain/loss from pooled separate accounts2021-03-31$3,768,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$188,122
Employer contributions (assets) at end of year2021-03-31$3,414
Employer contributions (assets) at beginning of year2021-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$858,838
Contract administrator fees2021-03-31$6,986
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Unqualified
Accountancy firm name2021-03-31FRANKEL ZACHARIA
Accountancy firm EIN2021-03-31470574775
2020 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-03-31$54,569
Unrealized appreciation/depreciation of other (non real estate) assets2020-03-31$54,569
Total unrealized appreciation/depreciation of assets2020-03-31$54,569
Total unrealized appreciation/depreciation of assets2020-03-31$54,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$56,140
Total income from all sources (including contributions)2020-03-31$56,140
Total loss/gain on sale of assets2020-03-31$0
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$409,445
Total of all expenses incurred2020-03-31$409,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$388,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$388,533
Value of total corrective distributions2020-03-31$9,755
Value of total corrective distributions2020-03-31$9,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$707,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$707,357
Value of total assets at end of year2020-03-31$7,893,057
Value of total assets at end of year2020-03-31$7,893,057
Value of total assets at beginning of year2020-03-31$8,246,362
Value of total assets at beginning of year2020-03-31$8,246,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$11,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$11,157
Total interest from all sources2020-03-31$8,612
Total interest from all sources2020-03-31$8,612
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Administrative expenses professional fees incurred2020-03-31$3,763
Administrative expenses professional fees incurred2020-03-31$3,763
Was this plan covered by a fidelity bond2020-03-31Yes
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$500,000
Value of fidelity bond cover2020-03-31$500,000
If this is an individual account plan, was there a blackout period2020-03-31No
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$519,212
Contributions received from participants2020-03-31$519,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-353,305
Value of net income/loss2020-03-31$-353,305
Value of net assets at end of year (total assets less liabilities)2020-03-31$7,893,057
Value of net assets at end of year (total assets less liabilities)2020-03-31$7,893,057
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$8,246,362
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$8,246,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Investment advisory and management fees2020-03-31$4,988
Investment advisory and management fees2020-03-31$4,988
Value of interest in pooled separate accounts at end of year2020-03-31$7,178,780
Value of interest in pooled separate accounts at end of year2020-03-31$7,178,780
Value of interest in pooled separate accounts at beginning of year2020-03-31$7,757,204
Value of interest in pooled separate accounts at beginning of year2020-03-31$7,757,204
Interest earned on other investments2020-03-31$8,612
Interest earned on other investments2020-03-31$8,612
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$714,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$714,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$489,158
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$489,158
Net investment gain/loss from pooled separate accounts2020-03-31$-714,398
Net investment gain/loss from pooled separate accounts2020-03-31$-714,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$188,145
Contributions received in cash from employer2020-03-31$188,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$388,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$388,533
Contract administrator fees2020-03-31$2,406
Contract administrator fees2020-03-31$2,406
Did the plan have assets held for investment2020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31FRANKEL ZACHARIA
Accountancy firm name2020-03-31FRANKEL ZACHARIA
Accountancy firm EIN2020-03-31470574775
Accountancy firm EIN2020-03-31470574775
2019 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-03-31$17,017
Total unrealized appreciation/depreciation of assets2019-03-31$17,017
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$1,041,330
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$1,594,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$1,583,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$712,239
Value of total assets at end of year2019-03-31$8,246,362
Value of total assets at beginning of year2019-03-31$8,799,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$10,984
Total interest from all sources2019-03-31$7,533
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Administrative expenses professional fees incurred2019-03-31$2,877
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$500,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$483,860
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$48,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$-552,895
Value of net assets at end of year (total assets less liabilities)2019-03-31$8,246,362
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$8,799,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Investment advisory and management fees2019-03-31$4,190
Value of interest in pooled separate accounts at end of year2019-03-31$7,757,204
Value of interest in pooled separate accounts at beginning of year2019-03-31$8,198,612
Interest earned on other investments2019-03-31$7,533
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$489,158
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$600,645
Net investment gain/loss from pooled separate accounts2019-03-31$304,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$179,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$1,583,241
Contract administrator fees2019-03-31$3,917
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31FRANKEL ZACHARIA
Accountancy firm EIN2019-03-31470574775
2018 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-03-31$-11,168
Total unrealized appreciation/depreciation of assets2018-03-31$-11,168
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$1,752,644
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$466,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$446,575
Value of total corrective distributions2018-03-31$10,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$727,131
Value of total assets at end of year2018-03-31$8,799,257
Value of total assets at beginning of year2018-03-31$7,512,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$8,922
Total interest from all sources2018-03-31$8,763
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Administrative expenses professional fees incurred2018-03-31$750
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$457,789
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$93,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$1,286,280
Value of net assets at end of year (total assets less liabilities)2018-03-31$8,799,257
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$7,512,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in pooled separate accounts at end of year2018-03-31$8,198,612
Value of interest in pooled separate accounts at beginning of year2018-03-31$6,788,257
Interest earned on other investments2018-03-31$8,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$600,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$711,585
Net investment gain/loss from pooled separate accounts2018-03-31$1,027,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$175,577
Employer contributions (assets) at end of year2018-03-31$0
Employer contributions (assets) at beginning of year2018-03-31$13,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$446,575
Contract administrator fees2018-03-31$8,172
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31FRANKEL ZACHARIA
Accountancy firm EIN2018-03-31470574775
2017 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-03-31$-23,321
Total unrealized appreciation/depreciation of assets2017-03-31$-23,321
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$1,502,882
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$1,286,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$1,272,644
Value of total corrective distributions2017-03-31$6,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$618,386
Value of total assets at end of year2017-03-31$7,512,977
Value of total assets at beginning of year2017-03-31$7,296,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$7,680
Total interest from all sources2017-03-31$11,188
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Administrative expenses professional fees incurred2017-03-31$7,680
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$438,583
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$5,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$216,409
Value of net assets at end of year (total assets less liabilities)2017-03-31$7,512,977
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$7,296,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in pooled separate accounts at end of year2017-03-31$6,788,257
Value of interest in pooled separate accounts at beginning of year2017-03-31$6,029,647
Interest earned on other investments2017-03-31$11,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$711,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$1,236,895
Net investment gain/loss from pooled separate accounts2017-03-31$896,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$174,260
Employer contributions (assets) at end of year2017-03-31$13,135
Employer contributions (assets) at beginning of year2017-03-31$30,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$1,272,644
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31FRANKEL ZACHARIA
Accountancy firm EIN2017-03-31470574775
2016 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-03-31$-2,642
Total unrealized appreciation/depreciation of assets2016-03-31$-2,642
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$399,974
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$794,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$777,802
Value of total corrective distributions2016-03-31$9,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$534,629
Value of total assets at end of year2016-03-31$7,296,568
Value of total assets at beginning of year2016-03-31$7,691,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$7,479
Total interest from all sources2016-03-31$11,655
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$433,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-394,579
Value of net assets at end of year (total assets less liabilities)2016-03-31$7,296,568
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$7,691,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in pooled separate accounts at end of year2016-03-31$6,029,647
Value of interest in pooled separate accounts at beginning of year2016-03-31$6,864,804
Interest earned on other investments2016-03-31$11,655
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$1,236,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$789,204
Net investment gain/loss from pooled separate accounts2016-03-31$-143,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$101,307
Employer contributions (assets) at end of year2016-03-31$30,026
Employer contributions (assets) at beginning of year2016-03-31$37,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$777,802
Contract administrator fees2016-03-31$7,479
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31FRANKEL ZACHARIA
Accountancy firm EIN2016-03-31470574775
2015 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-03-31$5,034
Total unrealized appreciation/depreciation of assets2015-03-31$5,034
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$1,003,859
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$407,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$393,074
Value of total corrective distributions2015-03-31$8,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$480,429
Value of total assets at end of year2015-03-31$7,691,147
Value of total assets at beginning of year2015-03-31$7,095,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$5,782
Total interest from all sources2015-03-31$7,918
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Administrative expenses professional fees incurred2015-03-31$5,782
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$380,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$596,023
Value of net assets at end of year (total assets less liabilities)2015-03-31$7,691,147
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$7,095,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in pooled separate accounts at end of year2015-03-31$6,864,804
Value of interest in pooled separate accounts at beginning of year2015-03-31$6,050,940
Interest earned on other investments2015-03-31$7,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$789,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$1,000,871
Net investment gain/loss from pooled separate accounts2015-03-31$510,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$99,963
Employer contributions (assets) at end of year2015-03-31$37,139
Employer contributions (assets) at beginning of year2015-03-31$43,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$393,074
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31FRANKEL ZACHARIA
Accountancy firm EIN2015-03-31470574775
2014 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-03-31$-29,926
Total unrealized appreciation/depreciation of assets2014-03-31$-29,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$1,285,058
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$268,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$262,659
Value of total corrective distributions2014-03-31$885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$476,506
Value of total assets at end of year2014-03-31$7,095,124
Value of total assets at beginning of year2014-03-31$6,078,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$5,139
Total interest from all sources2014-03-31$10,242
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Administrative expenses professional fees incurred2014-03-31$5,139
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$500,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$351,658
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$24,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$1,016,375
Value of net assets at end of year (total assets less liabilities)2014-03-31$7,095,124
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$6,078,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in pooled separate accounts at end of year2014-03-31$6,050,940
Value of interest in pooled separate accounts at beginning of year2014-03-31$5,108,270
Interest earned on other investments2014-03-31$10,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$1,000,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$923,987
Net investment gain/loss from pooled separate accounts2014-03-31$828,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$100,002
Employer contributions (assets) at end of year2014-03-31$43,313
Employer contributions (assets) at beginning of year2014-03-31$46,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$262,659
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31FRANKEL ZACHARIA
Accountancy firm EIN2014-03-31470574775
2013 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$887,378
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$192,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$180,418
Value of total corrective distributions2013-03-31$7,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$419,979
Value of total assets at end of year2013-03-31$6,078,749
Value of total assets at beginning of year2013-03-31$5,383,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$4,119
Total interest from all sources2013-03-31$17,782
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$319,973
Administrative expenses (other) incurred2013-03-31$4,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$695,188
Value of net assets at end of year (total assets less liabilities)2013-03-31$6,078,749
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$5,383,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in pooled separate accounts at end of year2013-03-31$5,108,270
Value of interest in pooled separate accounts at beginning of year2013-03-31$4,584,514
Interest earned on other investments2013-03-31$17,782
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$923,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$754,111
Net investment gain/loss from pooled separate accounts2013-03-31$449,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$100,006
Employer contributions (assets) at end of year2013-03-31$46,492
Employer contributions (assets) at beginning of year2013-03-31$44,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$180,418
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31FRANKEL ZACHARIA
Accountancy firm EIN2013-03-31470574775
2012 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$508,104
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$297,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$265,612
Value of total corrective distributions2012-03-31$3,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$450,763
Value of total assets at end of year2012-03-31$5,383,561
Value of total assets at beginning of year2012-03-31$5,172,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$27,801
Total interest from all sources2012-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$27,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$27,496
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$324,016
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$27,071
Administrative expenses (other) incurred2012-03-31$27,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$210,776
Value of net assets at end of year (total assets less liabilities)2012-03-31$5,383,561
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$5,172,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$5,022,618
Value of interest in pooled separate accounts at end of year2012-03-31$4,584,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$106,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$106,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$754,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$-411,691
Net investment gain/loss from pooled separate accounts2012-03-31$441,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$99,676
Employer contributions (assets) at end of year2012-03-31$44,936
Employer contributions (assets) at beginning of year2012-03-31$43,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$265,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-03-31Yes
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31FRANKEL ZACHARIA
Accountancy firm EIN2012-03-31470574775
2011 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$909,873
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$567,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$538,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$444,192
Value of total assets at end of year2011-03-31$5,172,785
Value of total assets at beginning of year2011-03-31$4,830,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$28,565
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$52,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$52,805
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$327,290
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$17,896
Administrative expenses (other) incurred2011-03-31$28,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$342,559
Value of net assets at end of year (total assets less liabilities)2011-03-31$5,172,785
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$4,830,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$5,022,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$4,691,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$106,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$138,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$138,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$412,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$99,006
Employer contributions (assets) at end of year2011-03-31$43,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$538,749
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31FRANKEL ZACHARIA
Accountancy firm EIN2011-03-31470574775
2010 : PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for PAULSEN, INC. 401(K) PROFIT SHARING PLAN

2022: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2009: PAULSEN, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F394
Policy instance 1
Insurance contract or identification number81F394
Number of Individuals Covered144
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F394
Policy instance 1
Insurance contract or identification number81F394
Number of Individuals Covered147
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F394
Policy instance 2
Insurance contract or identification number81F394
Number of Individuals Covered148
Insurance policy start date2020-06-16
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,993
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2993
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered0
Insurance policy start date2020-04-01
Insurance policy end date2020-06-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,834
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1834
Additional information about fees paid to insurance brokerTPA SERVICE FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered152
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $30,953
Total amount of fees paid to insurance companyUSD $4,343
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,953
Insurance broker organization code?3
Amount paid for insurance broker fees4343
Additional information about fees paid to insurance brokerTPA SERVICE FEES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered154
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $29,217
Total amount of fees paid to insurance companyUSD $4,242
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,372
Insurance broker organization code?3
Amount paid for insurance broker fees4242
Additional information about fees paid to insurance brokerTPA SERVICE FEES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered156
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $29,323
Total amount of fees paid to insurance companyUSD $4,036
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,323
Insurance broker organization code?3
Amount paid for insurance broker fees4036
Additional information about fees paid to insurance brokerTPA SERVICE FEES
Insurance broker nameSBHU LIFE AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered145
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $25,317
Total amount of fees paid to insurance companyUSD $3,671
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,317
Insurance broker organization code?3
Amount paid for insurance broker fees3671
Additional information about fees paid to insurance brokerTPA SERVICE FEES
Insurance broker nameQUALIFIED PLAN CONSULTANTS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered164
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $28,445
Total amount of fees paid to insurance companyUSD $3,661
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,445
Insurance broker organization code?3
Amount paid for insurance broker fees3661
Additional information about fees paid to insurance brokerTPA SERVICE FEES
Insurance broker nameQUALIFIED PLAN CONSULTANTS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered169
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $26,179
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,179
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered172
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $9,178
Total amount of fees paid to insurance companyUSD $18,375
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees18375
Additional information about fees paid to insurance brokerTPA SERVICE FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,456
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875730
Policy instance 1
Insurance contract or identification number875730
Number of Individuals Covered185
Insurance policy start date2011-12-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $50,126
Total amount of fees paid to insurance companyUSD $446
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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