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ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

ORTHMAN MANUFACTURING, INC. has sponsored the creation of one or more 401k plans.

Company Name:ORTHMAN MANUFACTURING, INC.
Employer identification number (EIN):470498508
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-11-01
0032019-11-01
0032019-11-01
0032018-11-01
0032017-11-01
0032016-11-01
0032015-11-01
0032014-11-01JOHN MCCOY JOHN MCCOY2016-08-09
0032013-11-01JOHN MCCOY JOHN MCCOY2015-08-12
0032012-11-01JOHN MCCOY JOHN MCCOY2014-08-14
0032011-11-01JOHN MCCOY JOHN MCCOY2013-08-13
0032009-11-01KEVIN PERSHING
0032008-11-01

Plan Statistics for ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-0115
Total number of active participants reported on line 7a of the Form 55002020-11-010
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-010
Total of all active and inactive participants2020-11-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-010
Total participants2020-11-010
Number of participants with account balances2020-11-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-010
2019: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-0114
Total number of active participants reported on line 7a of the Form 55002019-11-0114
Number of retired or separated participants receiving benefits2019-11-011
Number of other retired or separated participants entitled to future benefits2019-11-010
Total of all active and inactive participants2019-11-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-0115
Number of participants with account balances2019-11-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-010
2018: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-0126
Total number of active participants reported on line 7a of the Form 55002018-11-0114
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-011
Total of all active and inactive participants2018-11-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-0115
Number of participants with account balances2018-11-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-010
2017: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-0127
Total number of active participants reported on line 7a of the Form 55002017-11-0124
Number of retired or separated participants receiving benefits2017-11-012
Number of other retired or separated participants entitled to future benefits2017-11-011
Total of all active and inactive participants2017-11-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-0127
Number of participants with account balances2017-11-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-010
2016: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-0127
Total number of active participants reported on line 7a of the Form 55002016-11-0124
Number of retired or separated participants receiving benefits2016-11-012
Number of other retired or separated participants entitled to future benefits2016-11-011
Total of all active and inactive participants2016-11-0127
Total participants2016-11-0127
Number of participants with account balances2016-11-0126
2015: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-0131
Total number of active participants reported on line 7a of the Form 55002015-11-0125
Number of retired or separated participants receiving benefits2015-11-011
Number of other retired or separated participants entitled to future benefits2015-11-015
Total of all active and inactive participants2015-11-0131
Total participants2015-11-0131
Number of participants with account balances2015-11-0127
2014: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-0134
Total number of active participants reported on line 7a of the Form 55002014-11-0125
Number of retired or separated participants receiving benefits2014-11-012
Number of other retired or separated participants entitled to future benefits2014-11-016
Total of all active and inactive participants2014-11-0133
Total participants2014-11-0133
Number of participants with account balances2014-11-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-010
2013: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-0134
Total number of active participants reported on line 7a of the Form 55002013-11-0129
Number of retired or separated participants receiving benefits2013-11-012
Number of other retired or separated participants entitled to future benefits2013-11-013
Total of all active and inactive participants2013-11-0134
Total participants2013-11-0134
Number of participants with account balances2013-11-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-0146
Total number of active participants reported on line 7a of the Form 55002012-11-0133
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-012
Total of all active and inactive participants2012-11-0135
Total participants2012-11-0135
Number of participants with account balances2012-11-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
2011: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-0149
Total number of active participants reported on line 7a of the Form 55002011-11-0142
Number of retired or separated participants receiving benefits2011-11-014
Total of all active and inactive participants2011-11-0146
Total participants2011-11-0146
Number of participants with account balances2011-11-0135
2009: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-0163
Total number of active participants reported on line 7a of the Form 55002009-11-0151
Number of retired or separated participants receiving benefits2009-11-014
Number of other retired or separated participants entitled to future benefits2009-11-011
Total of all active and inactive participants2009-11-0156
Total participants2009-11-0156
Number of participants with account balances2009-11-0149

Financial Data on ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year2021-10-31$0
Total income from all sources2021-10-31$0
Expenses. Total of all expenses incurred2021-10-31$361,650
Benefits paid (including direct rollovers)2021-10-31$361,650
Total plan assets at end of year2021-10-31$0
Total plan assets at beginning of year2021-10-31$361,650
Value of fidelity bond covering the plan2021-10-31$500,000
Net income (gross income less expenses)2021-10-31$-361,650
Net plan assets at end of year (total assets less liabilities)2021-10-31$0
Net plan assets at beginning of year (total assets less liabilities)2021-10-31$361,650
Assets. Value of employer securities2021-10-31$0
Funding deficiency by the employer to the plan for this plan year2021-10-31$0
Minimum employer required contribution for this plan year2021-10-31$0
Amount contributed by the employer to the plan for this plan year2021-10-31$0
2020 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total income from all sources2020-10-31$211,083
Expenses. Total of all expenses incurred2020-10-31$1,876
Benefits paid (including direct rollovers)2020-10-31$1,876
Total plan assets at end of year2020-10-31$361,650
Total plan assets at beginning of year2020-10-31$152,443
Value of fidelity bond covering the plan2020-10-31$500,000
Other income received2020-10-31$211,083
Net income (gross income less expenses)2020-10-31$209,207
Net plan assets at end of year (total assets less liabilities)2020-10-31$361,650
Net plan assets at beginning of year (total assets less liabilities)2020-10-31$152,443
Assets. Value of employer securities2020-10-31$361,650
2019 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total income from all sources2019-10-31$-4,646
Expenses. Total of all expenses incurred2019-10-31$38,890
Benefits paid (including direct rollovers)2019-10-31$38,890
Total plan assets at end of year2019-10-31$152,443
Total plan assets at beginning of year2019-10-31$195,979
Value of fidelity bond covering the plan2019-10-31$500,000
Other income received2019-10-31$-4,646
Net income (gross income less expenses)2019-10-31$-43,536
Net plan assets at end of year (total assets less liabilities)2019-10-31$152,443
Net plan assets at beginning of year (total assets less liabilities)2019-10-31$195,979
Assets. Value of employer securities2019-10-31$152,443
Funding deficiency by the employer to the plan for this plan year2019-10-31$0
Minimum employer required contribution for this plan year2019-10-31$0
Amount contributed by the employer to the plan for this plan year2019-10-31$0
2018 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Funding deficiency by the employer to the plan for this plan year2018-10-31$0
Minimum employer required contribution for this plan year2018-10-31$0
Amount contributed by the employer to the plan for this plan year2018-10-31$0
2017 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-10-31$16,514
Expenses. Total of all expenses incurred2017-10-31$27,179
Benefits paid (including direct rollovers)2017-10-31$27,179
Total plan assets at end of year2017-10-31$182,097
Total plan assets at beginning of year2017-10-31$192,762
Value of fidelity bond covering the plan2017-10-31$500,000
Other income received2017-10-31$16,514
Net income (gross income less expenses)2017-10-31$-10,665
Net plan assets at end of year (total assets less liabilities)2017-10-31$182,097
Net plan assets at beginning of year (total assets less liabilities)2017-10-31$192,762
Assets. Value of employer securities2017-10-31$182,097
2016 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-10-31$-311,723
Expenses. Total of all expenses incurred2016-10-31$42,366
Benefits paid (including direct rollovers)2016-10-31$42,366
Total plan assets at end of year2016-10-31$192,762
Total plan assets at beginning of year2016-10-31$546,851
Value of fidelity bond covering the plan2016-10-31$500,000
Other income received2016-10-31$-311,723
Net income (gross income less expenses)2016-10-31$-354,089
Net plan assets at end of year (total assets less liabilities)2016-10-31$192,762
Net plan assets at beginning of year (total assets less liabilities)2016-10-31$546,851
Assets. Value of employer securities2016-10-31$192,762
Funding deficiency by the employer to the plan for this plan year2016-10-31$0
Minimum employer required contribution for this plan year2016-10-31$0
Amount contributed by the employer to the plan for this plan year2016-10-31$0
2015 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources2015-10-31$-105,057
Expenses. Total of all expenses incurred2015-10-31$43,716
Benefits paid (including direct rollovers)2015-10-31$43,716
Total plan assets at end of year2015-10-31$546,851
Total plan assets at beginning of year2015-10-31$695,624
Value of fidelity bond covering the plan2015-10-31$500,000
Other income received2015-10-31$-105,057
Net income (gross income less expenses)2015-10-31$-148,773
Net plan assets at end of year (total assets less liabilities)2015-10-31$546,851
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$695,624
Assets. Value of employer securities2015-10-31$546,851
2014 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources2014-10-31$-116,783
Expenses. Total of all expenses incurred2014-10-31$69,633
Benefits paid (including direct rollovers)2014-10-31$69,633
Total plan assets at end of year2014-10-31$695,624
Total plan assets at beginning of year2014-10-31$882,040
Value of fidelity bond covering the plan2014-10-31$350,000
Other income received2014-10-31$-116,783
Net income (gross income less expenses)2014-10-31$-186,416
Net plan assets at end of year (total assets less liabilities)2014-10-31$695,624
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$882,040
Assets. Value of employer securities2014-10-31$695,624
2013 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources2013-10-31$-68,058
Expenses. Total of all expenses incurred2013-10-31$76,344
Benefits paid (including direct rollovers)2013-10-31$76,344
Total plan assets at end of year2013-10-31$882,040
Total plan assets at beginning of year2013-10-31$1,026,442
Value of fidelity bond covering the plan2013-10-31$350,000
Other income received2013-10-31$-68,058
Net income (gross income less expenses)2013-10-31$-144,402
Net plan assets at end of year (total assets less liabilities)2013-10-31$882,040
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$1,026,442
Assets. Value of employer securities2013-10-31$882,040
2012 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources2012-10-31$506,814
Expenses. Total of all expenses incurred2012-10-31$44,221
Benefits paid (including direct rollovers)2012-10-31$44,221
Total plan assets at end of year2012-10-31$1,026,442
Total plan assets at beginning of year2012-10-31$563,849
Value of fidelity bond covering the plan2012-10-31$350,000
Other income received2012-10-31$506,814
Net income (gross income less expenses)2012-10-31$462,593
Net plan assets at end of year (total assets less liabilities)2012-10-31$1,026,442
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$563,849
Assets. Value of employer securities2012-10-31$1,026,442
2011 : ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources2011-10-31$-74,549
Expenses. Total of all expenses incurred2011-10-31$61,193
Benefits paid (including direct rollovers)2011-10-31$61,193
Total plan assets at end of year2011-10-31$563,849
Total plan assets at beginning of year2011-10-31$699,591
Value of fidelity bond covering the plan2011-10-31$350,000
Other income received2011-10-31$-74,549
Net income (gross income less expenses)2011-10-31$-135,742
Net plan assets at end of year (total assets less liabilities)2011-10-31$563,849
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$699,591
Assets. Value of employer securities2011-10-31$563,849

Form 5500 Responses for ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2020: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingYes
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement - TrustYes
2019: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedYes
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement - TrustYes
2018: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement - TrustYes
2017: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement - TrustYes
2016: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2009: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01This submission is the final filingNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes
2008: ORTHMAN MANUFACTURING, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

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