401k Plan data: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST plan

MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 401k Plan overview

Plan Name	MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Plan identification number	002

MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

MEAD LUMBER COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: MEAD LUMBER COMPANY, INC.

Employer identification number (EIN): 470722377

NAIC Classification: 444110
NAIC Description: Home Centers

Additional information about MEAD LUMBER COMPANY, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1987-12-29

Company Identification Number: 1222686

Legal Registered Office Address: 1288 VAUGHN ROAD
Washington
QUEENSBURY
United States of America (USA)
12804

More information about MEAD LUMBER COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-12-01 THOMAS LOSEKE THOMAS LOSEKE 2015-08-14
002 2012-12-01 THOMAS LOSEKE THOMAS LOSEKE 2014-06-26
002 2011-12-01 THOMAS LOSEKE THOMAS LOSEKE 2013-05-24
002 2010-12-01 THOMAS LOSEKE THOMAS LOSEKE 2012-06-19
002 2009-12-01 THOMAS LOSEKE THOMAS LOSEKE 2011-06-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-12-01	THOMAS LOSEKE	THOMAS LOSEKE	2015-08-14
002	2012-12-01	THOMAS LOSEKE	THOMAS LOSEKE	2014-06-26
002	2011-12-01	THOMAS LOSEKE	THOMAS LOSEKE	2013-05-24
002	2010-12-01	THOMAS LOSEKE	THOMAS LOSEKE	2012-06-19
002	2009-12-01	THOMAS LOSEKE	THOMAS LOSEKE	2011-06-24

Plan Statistics for MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

401k plan membership statisitcs for MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2013: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-12-01 634
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 542
Number of retired or separated participants receiving benefits 2013-12-01 0
Number of other retired or separated participants entitled to future benefits 2013-12-01 66
Total of all active and inactive participants 2013-12-01 608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-01 1
Total participants 2013-12-01 609
Number of participants with account balances 2013-12-01 600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 33
2012: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-12-01 582
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 530
Number of retired or separated participants receiving benefits 2012-12-01 1
Number of other retired or separated participants entitled to future benefits 2012-12-01 48
Total of all active and inactive participants 2012-12-01 579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-01 1
Total participants 2012-12-01 580
Number of participants with account balances 2012-12-01 563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-01 28
2011: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-12-01 536
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 421
Number of retired or separated participants receiving benefits 2011-12-01 1
Number of other retired or separated participants entitled to future benefits 2011-12-01 50
Total of all active and inactive participants 2011-12-01 472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-01 0
Total participants 2011-12-01 472
Number of participants with account balances 2011-12-01 462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-01 23
2010: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-12-01 502
Total number of active participants reported on line 7a of the Form 5500 2010-12-01 398
Number of retired or separated participants receiving benefits 2010-12-01 34
Number of other retired or separated participants entitled to future benefits 2010-12-01 53
Total of all active and inactive participants 2010-12-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-12-01 1
Total participants 2010-12-01 486
Number of participants with account balances 2010-12-01 476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-12-01 30
2009: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-12-01 495
Total number of active participants reported on line 7a of the Form 5500 2009-12-01 400
Number of retired or separated participants receiving benefits 2009-12-01 0
Number of other retired or separated participants entitled to future benefits 2009-12-01 70
Total of all active and inactive participants 2009-12-01 470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-12-01 2
Total participants 2009-12-01 472
Number of participants with account balances 2009-12-01 465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-01 40

Measure	Date	Value
2013: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-12-01	634
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	542
Number of retired or separated participants receiving benefits	2013-12-01	0
Number of other retired or separated participants entitled to future benefits	2013-12-01	66
Total of all active and inactive participants	2013-12-01	608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-01	1
Total participants	2013-12-01	609
Number of participants with account balances	2013-12-01	600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	33
2012: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-12-01	582
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	530
Number of retired or separated participants receiving benefits	2012-12-01	1
Number of other retired or separated participants entitled to future benefits	2012-12-01	48
Total of all active and inactive participants	2012-12-01	579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-01	1
Total participants	2012-12-01	580
Number of participants with account balances	2012-12-01	563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-01	28
2011: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-12-01	536
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	421
Number of retired or separated participants receiving benefits	2011-12-01	1
Number of other retired or separated participants entitled to future benefits	2011-12-01	50
Total of all active and inactive participants	2011-12-01	472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-01	0
Total participants	2011-12-01	472
Number of participants with account balances	2011-12-01	462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-01	23
2010: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-12-01	502
Total number of active participants reported on line 7a of the Form 5500	2010-12-01	398
Number of retired or separated participants receiving benefits	2010-12-01	34
Number of other retired or separated participants entitled to future benefits	2010-12-01	53
Total of all active and inactive participants	2010-12-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-12-01	1
Total participants	2010-12-01	486
Number of participants with account balances	2010-12-01	476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-12-01	30
2009: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-12-01	495
Total number of active participants reported on line 7a of the Form 5500	2009-12-01	400
Number of retired or separated participants receiving benefits	2009-12-01	0
Number of other retired or separated participants entitled to future benefits	2009-12-01	70
Total of all active and inactive participants	2009-12-01	470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-12-01	2
Total participants	2009-12-01	472
Number of participants with account balances	2009-12-01	465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-01	40

Financial Data on MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure	Date	Value
2014 : MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-11-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-11-30	$-16,324,439
Total unrealized appreciation/depreciation of assets	2014-11-30	$-16,324,439
Total transfer of assets to this plan	2014-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$31,732,004
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$643,246
Expenses. Interest paid	2014-11-30	$40,524
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-11-30	$40,524
Total income from all sources (including contributions)	2014-11-30	$-8,704,630
Total loss/gain on sale of assets	2014-11-30	$0
Total of all expenses incurred	2014-11-30	$1,332,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-11-30	$1,291,830
Value of total corrective distributions	2014-11-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-11-30	$5,882,357
Value of total assets at end of year	2014-11-30	$42,180,020
Value of total assets at beginning of year	2014-11-30	$21,128,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-11-30	$40
Total income from rents	2014-11-30	$0
Total interest from all sources	2014-11-30	$1,093
Total dividends received (eg from common stock, registered investment company shares)	2014-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-11-30	$0
Administrative expenses professional fees incurred	2014-11-30	$0
Was this plan covered by a fidelity bond	2014-11-30	Yes
Value of fidelity bond cover	2014-11-30	$500,000
If this is an individual account plan, was there a blackout period	2014-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-11-30	No
Amount of non-exempt transactions with any party-in-interest	2014-11-30	$0
Contributions received from participants	2014-11-30	$0
Participant contributions at end of year	2014-11-30	$0
Participant contributions at beginning of year	2014-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-11-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-11-30	$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-11-30	$31,721,794
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-11-30	$643,246
Other income not declared elsewhere	2014-11-30	$1,736,359
Administrative expenses (other) incurred	2014-11-30	$40
Liabilities. Value of operating payables at beginning of year	2014-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Income. Non cash contributions	2014-11-30	$0
Value of net income/loss	2014-11-30	$-10,037,024
Value of net assets at end of year (total assets less liabilities)	2014-11-30	$10,448,016
Value of net assets at beginning of year (total assets less liabilities)	2014-11-30	$20,485,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-11-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-11-30	$0
Were any leases to which the plan was party in default or uncollectible	2014-11-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-11-30	$0
Investment advisory and management fees	2014-11-30	$0
Income. Interest from loans (other than to participants)	2014-11-30	$0
Interest earned on other investments	2014-11-30	$0
Income. Interest from US Government securities	2014-11-30	$0
Income. Interest from corporate debt instruments	2014-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-11-30	$276,008
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-11-30	$16
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-11-30	$16
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-11-30	$1,093
Expenses. Payments to insurance carriers foe the provision of benefits	2014-11-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-11-30	$0
Net investment gain/loss from pooled separate accounts	2014-11-30	$0
Net investment gain or loss from common/collective trusts	2014-11-30	$0
Net gain/loss from 103.12 investment entities	2014-11-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-11-30	No
Was there a failure to transmit to the plan any participant contributions	2014-11-30	No
Has the plan failed to provide any benefit when due under the plan	2014-11-30	No
Assets. Invements in employer securities at end of year	2014-11-30	$41,904,012
Assets. Invements in employer securities at beginning of year	2014-11-30	$21,128,266
Contributions received in cash from employer	2014-11-30	$5,882,357
Employer contributions (assets) at end of year	2014-11-30	$0
Employer contributions (assets) at beginning of year	2014-11-30	$0
Income. Dividends from preferred stock	2014-11-30	$0
Income. Dividends from common stock	2014-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-11-30	$1,291,830
Contract administrator fees	2014-11-30	$0
Liabilities. Value of benefit claims payable at end of year	2014-11-30	$10,210
Liabilities. Value of benefit claims payable at beginning of year	2014-11-30	$0
Did the plan have assets held for investment	2014-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-11-30	No
Aggregate proceeds on sale of assets	2014-11-30	$0
Aggregate carrying amount (costs) on sale of assets	2014-11-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-11-30	Disclaimer
Accountancy firm name	2014-11-30	GORACKE & ASSOCIATES, PC
Accountancy firm EIN	2014-11-30	470700692
2013 : MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-11-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-11-30	$1,873,442
Total unrealized appreciation/depreciation of assets	2013-11-30	$1,873,442
Total transfer of assets to this plan	2013-11-30	$0
Total transfer of assets from this plan	2013-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$643,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$964,866
Expenses. Interest paid	2013-11-30	$60,787
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-11-30	$60,787
Total income from all sources (including contributions)	2013-11-30	$3,797,431
Total loss/gain on sale of assets	2013-11-30	$0
Total of all expenses incurred	2013-11-30	$1,624,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-11-30	$1,563,850
Value of total corrective distributions	2013-11-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-11-30	$323,179
Value of total assets at end of year	2013-11-30	$21,128,286
Value of total assets at beginning of year	2013-11-30	$19,277,172
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-11-30	$60
Total income from rents	2013-11-30	$0
Total interest from all sources	2013-11-30	$408
Total dividends received (eg from common stock, registered investment company shares)	2013-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-11-30	$0
Administrative expenses professional fees incurred	2013-11-30	$0
Was this plan covered by a fidelity bond	2013-11-30	Yes
Value of fidelity bond cover	2013-11-30	$500,000
If this is an individual account plan, was there a blackout period	2013-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-11-30	No
Amount of non-exempt transactions with any party-in-interest	2013-11-30	$0
Contributions received from participants	2013-11-30	$0
Participant contributions at end of year	2013-11-30	$0
Participant contributions at beginning of year	2013-11-30	$0
Assets. Other investments not covered elsewhere at end of year	2013-11-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-11-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-11-30	$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-11-30	$643,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-11-30	$964,866
Other income not declared elsewhere	2013-11-30	$1,600,402
Administrative expenses (other) incurred	2013-11-30	$60
Liabilities. Value of operating payables at beginning of year	2013-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Income. Non cash contributions	2013-11-30	$0
Value of net income/loss	2013-11-30	$2,172,734
Value of net assets at end of year (total assets less liabilities)	2013-11-30	$20,485,040
Value of net assets at beginning of year (total assets less liabilities)	2013-11-30	$18,312,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-11-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-11-30	$0
Were any leases to which the plan was party in default or uncollectible	2013-11-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-11-30	$0
Investment advisory and management fees	2013-11-30	$0
Income. Interest from loans (other than to participants)	2013-11-30	$0
Interest earned on other investments	2013-11-30	$0
Income. Interest from US Government securities	2013-11-30	$0
Income. Interest from corporate debt instruments	2013-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-11-30	$16
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-11-30	$22,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-11-30	$22,348
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-11-30	$408
Expenses. Payments to insurance carriers foe the provision of benefits	2013-11-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-11-30	$0
Net investment gain/loss from pooled separate accounts	2013-11-30	$0
Net investment gain or loss from common/collective trusts	2013-11-30	$0
Net gain/loss from 103.12 investment entities	2013-11-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-11-30	No
Was there a failure to transmit to the plan any participant contributions	2013-11-30	No
Has the plan failed to provide any benefit when due under the plan	2013-11-30	No
Assets. Invements in employer securities at end of year	2013-11-30	$21,128,266
Assets. Invements in employer securities at beginning of year	2013-11-30	$19,254,824
Contributions received in cash from employer	2013-11-30	$323,179
Employer contributions (assets) at end of year	2013-11-30	$0
Employer contributions (assets) at beginning of year	2013-11-30	$0
Income. Dividends from preferred stock	2013-11-30	$0
Income. Dividends from common stock	2013-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-11-30	$1,563,850
Contract administrator fees	2013-11-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-11-30	$0
Did the plan have assets held for investment	2013-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-11-30	No
Aggregate proceeds on sale of assets	2013-11-30	$0
Aggregate carrying amount (costs) on sale of assets	2013-11-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-11-30	Disclaimer
Accountancy firm name	2013-11-30	PATRY, FISHER & DUDLEY
Accountancy firm EIN	2013-11-30	331023364
2012 : MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-11-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-11-30	$2,706,085
Total unrealized appreciation/depreciation of assets	2012-11-30	$2,706,085
Total transfer of assets to this plan	2012-11-30	$0
Total transfer of assets from this plan	2012-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$964,866
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$1,286,486
Expenses. Interest paid	2012-11-30	$81,049
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-11-30	$81,049
Total income from all sources (including contributions)	2012-11-30	$4,061,093
Total loss/gain on sale of assets	2012-11-30	$0
Total of all expenses incurred	2012-11-30	$1,051,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-11-30	$970,523
Value of total corrective distributions	2012-11-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-11-30	$230,256
Value of total assets at end of year	2012-11-30	$19,277,172
Value of total assets at beginning of year	2012-11-30	$16,589,346
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-11-30	$75
Total income from rents	2012-11-30	$0
Total interest from all sources	2012-11-30	$1,192
Total dividends received (eg from common stock, registered investment company shares)	2012-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-11-30	$0
Administrative expenses professional fees incurred	2012-11-30	$0
Was this plan covered by a fidelity bond	2012-11-30	Yes
Value of fidelity bond cover	2012-11-30	$500,000
If this is an individual account plan, was there a blackout period	2012-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-11-30	No
Amount of non-exempt transactions with any party-in-interest	2012-11-30	$0
Contributions received from participants	2012-11-30	$0
Participant contributions at end of year	2012-11-30	$0
Participant contributions at beginning of year	2012-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-11-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-11-30	$964,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-11-30	$1,286,486
Other income not declared elsewhere	2012-11-30	$1,123,560
Administrative expenses (other) incurred	2012-11-30	$75
Liabilities. Value of operating payables at beginning of year	2012-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Income. Non cash contributions	2012-11-30	$0
Value of net income/loss	2012-11-30	$3,009,446
Value of net assets at end of year (total assets less liabilities)	2012-11-30	$18,312,306
Value of net assets at beginning of year (total assets less liabilities)	2012-11-30	$15,302,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-11-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-11-30	$0
Were any leases to which the plan was party in default or uncollectible	2012-11-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-11-30	$0
Investment advisory and management fees	2012-11-30	$0
Income. Interest from loans (other than to participants)	2012-11-30	$0
Interest earned on other investments	2012-11-30	$0
Income. Interest from US Government securities	2012-11-30	$0
Income. Interest from corporate debt instruments	2012-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-11-30	$22,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-11-30	$40,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-11-30	$40,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-11-30	$1,192
Expenses. Payments to insurance carriers foe the provision of benefits	2012-11-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-11-30	$0
Net investment gain/loss from pooled separate accounts	2012-11-30	$0
Net investment gain or loss from common/collective trusts	2012-11-30	$0
Net gain/loss from 103.12 investment entities	2012-11-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-11-30	No
Was there a failure to transmit to the plan any participant contributions	2012-11-30	No
Has the plan failed to provide any benefit when due under the plan	2012-11-30	No
Assets. Invements in employer securities at end of year	2012-11-30	$19,254,824
Assets. Invements in employer securities at beginning of year	2012-11-30	$16,548,740
Contributions received in cash from employer	2012-11-30	$230,256
Employer contributions (assets) at end of year	2012-11-30	$0
Employer contributions (assets) at beginning of year	2012-11-30	$0
Income. Dividends from preferred stock	2012-11-30	$0
Income. Dividends from common stock	2012-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-11-30	$970,523
Contract administrator fees	2012-11-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-11-30	$0
Did the plan have assets held for investment	2012-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-11-30	No
Aggregate proceeds on sale of assets	2012-11-30	$0
Aggregate carrying amount (costs) on sale of assets	2012-11-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-11-30	Disclaimer
Accountancy firm name	2012-11-30	PATRY, FISHER & DUDLEY
Accountancy firm EIN	2012-11-30	331023364
2011 : MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-11-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-11-30	$2,081,602
Total unrealized appreciation/depreciation of assets	2011-11-30	$2,081,602
Total transfer of assets to this plan	2011-11-30	$0
Total transfer of assets from this plan	2011-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$1,286,486
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$1,608,834
Expenses. Interest paid	2011-11-30	$101,311
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-11-30	$101,311
Total income from all sources (including contributions)	2011-11-30	$3,012,914
Total loss/gain on sale of assets	2011-11-30	$0
Total of all expenses incurred	2011-11-30	$858,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-11-30	$756,964
Value of total corrective distributions	2011-11-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-11-30	$336,000
Value of total assets at end of year	2011-11-30	$16,589,346
Value of total assets at beginning of year	2011-11-30	$14,757,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-11-30	$60
Total income from rents	2011-11-30	$0
Total interest from all sources	2011-11-30	$2,538
Total dividends received (eg from common stock, registered investment company shares)	2011-11-30	$592,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-11-30	$0
Administrative expenses professional fees incurred	2011-11-30	$0
Was this plan covered by a fidelity bond	2011-11-30	Yes
Value of fidelity bond cover	2011-11-30	$500,000
If this is an individual account plan, was there a blackout period	2011-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-11-30	No
Amount of non-exempt transactions with any party-in-interest	2011-11-30	$0
Contributions received from participants	2011-11-30	$0
Participant contributions at end of year	2011-11-30	$0
Participant contributions at beginning of year	2011-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-11-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-11-30	$1,286,486
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-11-30	$1,608,834
Other income not declared elsewhere	2011-11-30	$0
Administrative expenses (other) incurred	2011-11-30	$60
Liabilities. Value of operating payables at beginning of year	2011-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Income. Non cash contributions	2011-11-30	$0
Value of net income/loss	2011-11-30	$2,154,579
Value of net assets at end of year (total assets less liabilities)	2011-11-30	$15,302,860
Value of net assets at beginning of year (total assets less liabilities)	2011-11-30	$13,148,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-11-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-11-30	$0
Were any leases to which the plan was party in default or uncollectible	2011-11-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-11-30	$0
Investment advisory and management fees	2011-11-30	$0
Income. Interest from loans (other than to participants)	2011-11-30	$0
Interest earned on other investments	2011-11-30	$0
Income. Interest from US Government securities	2011-11-30	$0
Income. Interest from corporate debt instruments	2011-11-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-11-30	$40,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-11-30	$289,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-11-30	$289,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-11-30	$2,538
Expenses. Payments to insurance carriers foe the provision of benefits	2011-11-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-11-30	$0
Net investment gain/loss from pooled separate accounts	2011-11-30	$0
Net investment gain or loss from common/collective trusts	2011-11-30	$0
Net gain/loss from 103.12 investment entities	2011-11-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-11-30	No
Was there a failure to transmit to the plan any participant contributions	2011-11-30	No
Has the plan failed to provide any benefit when due under the plan	2011-11-30	No
Assets. Invements in employer securities at end of year	2011-11-30	$16,548,740
Assets. Invements in employer securities at beginning of year	2011-11-30	$14,467,138
Contributions received in cash from employer	2011-11-30	$336,000
Employer contributions (assets) at end of year	2011-11-30	$0
Employer contributions (assets) at beginning of year	2011-11-30	$0
Income. Dividends from preferred stock	2011-11-30	$0
Income. Dividends from common stock	2011-11-30	$592,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-11-30	$756,964
Contract administrator fees	2011-11-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-11-30	$0
Did the plan have assets held for investment	2011-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-11-30	No
Aggregate proceeds on sale of assets	2011-11-30	$0
Aggregate carrying amount (costs) on sale of assets	2011-11-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-11-30	No
Opinion of an independent qualified public accountant for this plan	2011-11-30	Unqualified
Accountancy firm name	2011-11-30	PATRY, FISHER & DUDLEY, P.C.
Accountancy firm EIN	2011-11-30	331023364
2010 : MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-11-30	$0

Form 5500 Responses for MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

2013: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	No
2013-12-01	Plan funding arrangement – Trust	Yes
2013-12-01	Plan benefit arrangement - Trust	Yes
2012: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	This submission is the final filing	No
2012-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-01	Plan is a collectively bargained plan	No
2012-12-01	Plan funding arrangement – Trust	Yes
2012-12-01	Plan benefit arrangement - Trust	Yes
2011: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	This submission is the final filing	No
2011-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-01	Plan is a collectively bargained plan	No
2011-12-01	Plan funding arrangement – Trust	Yes
2011-12-01	Plan benefit arrangement - Trust	Yes
2010: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 form 5500 responses
2010-12-01	Type of plan entity	Single employer plan
2010-12-01	This submission is the final filing	No
2010-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-12-01	Plan is a collectively bargained plan	No
2010-12-01	Plan funding arrangement – Trust	Yes
2010-12-01	Plan benefit arrangement - Trust	Yes
2009: MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 form 5500 responses
2009-12-01	Type of plan entity	Single employer plan
2009-12-01	This submission is the final filing	No
2009-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-12-01	Plan is a collectively bargained plan	No
2009-12-01	Plan funding arrangement – Trust	Yes
2009-12-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

MEAD-NEWKIRK AND AFFILIATES EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST [EIN = 470834966]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	MEAD LUMBER COMPANY, INC.
Employer identification number (EIN):	470722377
NAIC Classification:	444110
NAIC Description:	Home Centers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1987-12-29
Company Identification Number:	1222686
Legal Registered Office Address:	1288 VAUGHN ROAD Washington QUEENSBURY United States of America (USA) 12804