?>
Plan Name | DIAL EQUITIES 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | DIAL EQUITIES, INC. |
Employer identification number (EIN): | 470760517 |
NAIC Classification: | 531310 |
Additional information about DIAL EQUITIES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1996-11-27 |
Company Identification Number: | 0011270406 |
Legal Registered Office Address: |
8712 W DODGE RD STE 400 OMAHA United States of America (USA) 68114 |
More information about DIAL EQUITIES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2014-01-01 | SUZANNE ROBINSON | |||
001 | 2013-01-01 | SUZANNE ROBINSON | |||
001 | 2012-01-01 | SUZANNE ROBINSON | |||
001 | 2011-01-01 | SUZANNE ROBINSON | |||
001 | 2010-01-01 | SUZANNE ROBINSON | |||
001 | 2009-01-01 | SUZANNE ROBINSON |
Measure | Date | Value |
---|---|---|
2014: DIAL EQUITIES 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 325 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
Total of all active and inactive participants | 2014-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 0 |
Number of participants with account balances | 2014-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 10 |
2013: DIAL EQUITIES 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 313 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 257 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 39 |
Total of all active and inactive participants | 2013-01-01 | 296 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 296 |
Number of participants with account balances | 2013-01-01 | 173 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 6 |
2012: DIAL EQUITIES 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 231 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 161 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 34 |
Total of all active and inactive participants | 2012-01-01 | 195 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 195 |
Number of participants with account balances | 2012-01-01 | 157 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 14 |
2011: DIAL EQUITIES 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 230 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 157 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 32 |
Total of all active and inactive participants | 2011-01-01 | 189 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 189 |
Number of participants with account balances | 2011-01-01 | 145 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 21 |
2010: DIAL EQUITIES 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 251 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 141 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 53 |
Total of all active and inactive participants | 2010-01-01 | 194 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 194 |
Number of participants with account balances | 2010-01-01 | 151 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
2009: DIAL EQUITIES 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 227 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 138 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 84 |
Total of all active and inactive participants | 2009-01-01 | 222 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 222 |
Number of participants with account balances | 2009-01-01 | 181 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2014 : DIAL EQUITIES 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total transfer of assets from this plan | 2014-09-30 | $4,689,407 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $520,387 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $312,348 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $294,848 |
Value of total corrective distributions | 2014-09-30 | $299 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $375,930 |
Value of total assets at end of year | 2014-09-30 | $0 |
Value of total assets at beginning of year | 2014-09-30 | $4,481,368 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $17,201 |
Total interest from all sources | 2014-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Administrative expenses professional fees incurred | 2014-09-30 | $1,450 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Contributions received from participants | 2014-09-30 | $231,648 |
Participant contributions at end of year | 2014-09-30 | $0 |
Participant contributions at beginning of year | 2014-09-30 | $24,469 |
Other income not declared elsewhere | 2014-09-30 | $2,544 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $208,039 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $4,481,368 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Investment advisory and management fees | 2014-09-30 | $15,751 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $4,434,979 |
Net investment gain/loss from pooled separate accounts | 2014-09-30 | $141,913 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $144,282 |
Employer contributions (assets) at end of year | 2014-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $21,920 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $294,848 |
Did the plan have assets held for investment | 2014-09-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | PICCERELLI, GILSTEIN & COMPANY, LLP |
Accountancy firm EIN | 2014-09-30 | 050353162 |
2013 : DIAL EQUITIES 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,451,890 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $408,320 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $389,375 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $743,884 |
Value of total assets at end of year | 2013-12-31 | $4,481,368 |
Value of total assets at beginning of year | 2013-12-31 | $3,437,798 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $18,945 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $1,694 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $455,113 |
Participant contributions at end of year | 2013-12-31 | $24,469 |
Participant contributions at beginning of year | 2013-12-31 | $18,146 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,043,570 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,481,368 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,437,798 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $17,251 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,434,979 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,398,266 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $140 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $708,006 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $288,771 |
Employer contributions (assets) at end of year | 2013-12-31 | $21,920 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $21,246 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $389,375 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PICCERELLI, GILSTEIN & COMPANY, LLP |
Accountancy firm EIN | 2013-12-31 | 050353162 |
2012 : DIAL EQUITIES 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,141,019 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $246,620 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $231,022 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $750,547 |
Value of total assets at end of year | 2012-12-31 | $3,437,798 |
Value of total assets at beginning of year | 2012-12-31 | $2,543,399 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $15,598 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $1,800 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $369,016 |
Participant contributions at end of year | 2012-12-31 | $18,146 |
Participant contributions at beginning of year | 2012-12-31 | $13,540 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $128,452 |
Administrative expenses (other) incurred | 2012-12-31 | $11 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $894,399 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,437,798 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,543,399 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $13,787 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,398,266 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,513,076 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $140 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,114 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $390,472 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $253,079 |
Employer contributions (assets) at end of year | 2012-12-31 | $21,246 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $14,669 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $231,022 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PICCERELLI, GILSTEIN & COMPANY, LLP |
Accountancy firm EIN | 2012-12-31 | 050353162 |
2011 : DIAL EQUITIES 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $448,519 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $191,830 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $176,756 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $560,037 |
Value of total assets at end of year | 2011-12-31 | $2,543,399 |
Value of total assets at beginning of year | 2011-12-31 | $2,286,710 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $15,074 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $2,950 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $316,322 |
Participant contributions at end of year | 2011-12-31 | $13,540 |
Participant contributions at beginning of year | 2011-12-31 | $16,066 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $24,811 |
Administrative expenses (other) incurred | 2011-12-31 | $2,055 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $256,689 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,543,399 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,286,710 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $10,069 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,513,076 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,259,736 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,114 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-111,518 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $218,904 |
Employer contributions (assets) at end of year | 2011-12-31 | $14,669 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $10,908 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $176,756 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PICCERELLI, GILSTEIN & COMPANY, LLP |
Accountancy firm EIN | 2011-12-31 | 050353162 |
2010 : DIAL EQUITIES 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $557 |
Total income from all sources (including contributions) | 2010-12-31 | $729,548 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $244,874 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $226,930 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $442,141 |
Value of total assets at end of year | 2010-12-31 | $2,286,710 |
Value of total assets at beginning of year | 2010-12-31 | $1,802,593 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $17,944 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $4,043 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $258,958 |
Participant contributions at end of year | 2010-12-31 | $16,066 |
Participant contributions at beginning of year | 2010-12-31 | $7,436 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $557 |
Administrative expenses (other) incurred | 2010-12-31 | $13,901 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $484,674 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,286,710 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,802,036 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,259,736 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,772,725 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $5,354 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $287,407 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $183,183 |
Employer contributions (assets) at end of year | 2010-12-31 | $10,908 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $17,078 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $226,930 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PICCERELLI, GILSTEIN & COMPANY, LLC |
Accountancy firm EIN | 2010-12-31 | 050353162 |
2009 : DIAL EQUITIES 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2014: DIAL EQUITIES 401(K) PLAN 2014 form 5500 responses | ||
---|---|---|
2014-01-01 | Type of plan entity | Mulitple employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | Yes |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Insurance | Yes |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement – Insurance | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: DIAL EQUITIES 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Mulitple employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: DIAL EQUITIES 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Mulitple employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: DIAL EQUITIES 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: DIAL EQUITIES 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Insurance | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement – Insurance | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: DIAL EQUITIES 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |