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MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 401k Plan overview

Plan NameMIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN
Plan identification number 001

MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:MIDWEST GASTROINTESTINAL ASSOCIATES, P.C.
Employer identification number (EIN):470772952
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01THOMAS WALDRON2023-10-03 THOMAS WALDRON2023-10-03
0012021-01-01THOMAS WALDRON2022-10-06 THOMAS WALDRON2022-10-06
0012020-01-01THOMAS WALDRON2021-10-04 THOMAS WALDRON2021-10-04
0012019-01-01THOMAS WALDRON2020-10-11 THOMAS WALDRON2020-10-11
0012018-01-01WILLIAM LIVINGSTON2019-10-07 WILLIAM LIVINGSTON2019-10-07
0012017-01-01
0012016-01-01
0012015-01-01WILLIAM LIVINGSTON
0012014-01-01WILLIAM LIVINGSTON
0012013-01-01WILLIAM LIVINGSTON
0012012-01-01WILLIAM LIVINGSTON
0012011-01-01WILLIAM LIVINGSTON
0012010-01-01WILLIAM LIVINGSTON

Plan Statistics for MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN

401k plan membership statisitcs for MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN

Measure Date Value
2022: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01284
Total number of active participants reported on line 7a of the Form 55002022-01-01272
Number of retired or separated participants receiving benefits2022-01-0121
Number of other retired or separated participants entitled to future benefits2022-01-0119
Total of all active and inactive participants2022-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01312
Number of participants with account balances2022-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01244
Total number of active participants reported on line 7a of the Form 55002021-01-01199
Number of retired or separated participants receiving benefits2021-01-0120
Number of other retired or separated participants entitled to future benefits2021-01-0112
Total of all active and inactive participants2021-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01231
Number of participants with account balances2021-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01226
Total number of active participants reported on line 7a of the Form 55002020-01-01190
Number of retired or separated participants receiving benefits2020-01-0131
Number of other retired or separated participants entitled to future benefits2020-01-0114
Total of all active and inactive participants2020-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01235
Number of participants with account balances2020-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01207
Total number of active participants reported on line 7a of the Form 55002019-01-01189
Number of retired or separated participants receiving benefits2019-01-0132
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01222
Number of participants with account balances2019-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01205
Total number of active participants reported on line 7a of the Form 55002018-01-01184
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0120
Total of all active and inactive participants2018-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01208
Number of participants with account balances2018-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01197
Total number of active participants reported on line 7a of the Form 55002017-01-01180
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0121
Total of all active and inactive participants2017-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01203
Number of participants with account balances2017-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01179
Total number of active participants reported on line 7a of the Form 55002016-01-01170
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01191
Number of participants with account balances2016-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01171
Total number of active participants reported on line 7a of the Form 55002015-01-01158
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01177
Number of participants with account balances2015-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01158
Total number of active participants reported on line 7a of the Form 55002014-01-01147
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0120
Total of all active and inactive participants2014-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01168
Number of participants with account balances2014-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01153
Total number of active participants reported on line 7a of the Form 55002013-01-01142
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01158
Number of participants with account balances2013-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01142
Total number of active participants reported on line 7a of the Form 55002012-01-01130
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01147
Number of participants with account balances2012-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-01123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01141
Number of participants with account balances2011-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01124
Total number of active participants reported on line 7a of the Form 55002010-01-01114
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0120
Total of all active and inactive participants2010-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01134
Number of participants with account balances2010-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016

Financial Data on MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN

Measure Date Value
2022 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,195,302
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,679,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,510,904
Expenses. Certain deemed distributions of participant loans2022-12-31$2,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,498,320
Value of total assets at end of year2022-12-31$47,063,774
Value of total assets at beginning of year2022-12-31$53,938,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$166,385
Total interest from all sources2022-12-31$17,636
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,124,291
Participant contributions at end of year2022-12-31$311,193
Participant contributions at beginning of year2022-12-31$264,196
Assets. Other investments not covered elsewhere at end of year2022-12-31$29,855,786
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$35,895,289
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$490,539
Other income not declared elsewhere2022-12-31$-5,852,838
Administrative expenses (other) incurred2022-12-31$5,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,875,068
Value of net assets at end of year (total assets less liabilities)2022-12-31$47,063,774
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$53,938,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$911,045
Assets. partnership/joint venture interests at beginning of year2022-12-31$213,563
Investment advisory and management fees2022-12-31$160,635
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,443,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,110,908
Interest on participant loans2022-12-31$15,333
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$320,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$295,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,858,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,883,490
Employer contributions (assets) at end of year2022-12-31$220,991
Employer contributions (assets) at beginning of year2022-12-31$159,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,510,904
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BLAND & ASSOCIATES P.C.
Accountancy firm EIN2022-12-31470698853
2021 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$23,014,647
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,870,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,730,334
Expenses. Certain deemed distributions of participant loans2021-12-31$374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,220,405
Value of total assets at end of year2021-12-31$53,938,842
Value of total assets at beginning of year2021-12-31$33,794,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$139,704
Total interest from all sources2021-12-31$18,691
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,060,168
Participant contributions at end of year2021-12-31$264,196
Participant contributions at beginning of year2021-12-31$304,173
Assets. Other investments not covered elsewhere at end of year2021-12-31$35,895,289
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$19,882,777
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$15,390,537
Other income not declared elsewhere2021-12-31$3,014,473
Administrative expenses (other) incurred2021-12-31$4,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$20,144,235
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,938,842
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$33,794,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$213,563
Assets. partnership/joint venture interests at beginning of year2021-12-31$191,940
Investment advisory and management fees2021-12-31$135,204
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,110,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,831,962
Interest on participant loans2021-12-31$15,912
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$295,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$449,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,761,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,769,700
Employer contributions (assets) at end of year2021-12-31$159,528
Employer contributions (assets) at beginning of year2021-12-31$134,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,730,334
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BLAND & ASSOCIATES P.C.
Accountancy firm EIN2021-12-31470698853
2020 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,345,939
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$830,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$728,680
Expenses. Certain deemed distributions of participant loans2020-12-31$14,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,793,504
Value of total assets at end of year2020-12-31$33,794,607
Value of total assets at beginning of year2020-12-31$28,279,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$87,581
Total interest from all sources2020-12-31$21,325
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$984,602
Participant contributions at end of year2020-12-31$304,173
Participant contributions at beginning of year2020-12-31$291,950
Assets. Other investments not covered elsewhere at end of year2020-12-31$19,882,777
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$15,803,645
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$301,099
Other income not declared elsewhere2020-12-31$2,028,069
Administrative expenses (other) incurred2020-12-31$5,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,515,377
Value of net assets at end of year (total assets less liabilities)2020-12-31$33,794,607
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$28,279,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$191,940
Assets. partnership/joint venture interests at beginning of year2020-12-31$178,009
Investment advisory and management fees2020-12-31$82,331
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,831,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,544,682
Interest on participant loans2020-12-31$16,130
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$5,195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$449,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$336,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,503,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,507,803
Employer contributions (assets) at end of year2020-12-31$134,093
Employer contributions (assets) at beginning of year2020-12-31$124,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$728,680
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BLAND & ASSOCIATES P.C.
Accountancy firm EIN2020-12-31470698853
2019 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,657
Total income from all sources (including contributions)2019-12-31$7,550,244
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,665,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,538,825
Expenses. Certain deemed distributions of participant loans2019-12-31$36,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,534,799
Value of total assets at end of year2019-12-31$28,279,230
Value of total assets at beginning of year2019-12-31$23,396,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$89,906
Total interest from all sources2019-12-31$17,299
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$952,921
Participant contributions at end of year2019-12-31$291,950
Participant contributions at beginning of year2019-12-31$327,154
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,803,645
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$13,309,202
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$25,105
Other income not declared elsewhere2019-12-31$2,981,306
Administrative expenses (other) incurred2019-12-31$813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,884,739
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,279,230
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,394,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$178,009
Assets. partnership/joint venture interests at beginning of year2019-12-31$163,357
Investment advisory and management fees2019-12-31$87,886
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,544,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,497,518
Interest on participant loans2019-12-31$14,999
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,300
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$336,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,016,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,556,773
Employer contributions (assets) at end of year2019-12-31$124,125
Employer contributions (assets) at beginning of year2019-12-31$98,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,538,825
Contract administrator fees2019-12-31$1,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$1,657
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2019-12-31470804904
2018 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$754,119
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$853,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$737,049
Expenses. Certain deemed distributions of participant loans2018-12-31$11,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,467,624
Value of total assets at end of year2018-12-31$23,396,148
Value of total assets at beginning of year2018-12-31$23,493,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$105,063
Total interest from all sources2018-12-31$16,866
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$944,480
Participant contributions at end of year2018-12-31$327,154
Participant contributions at beginning of year2018-12-31$346,484
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$13,309,202
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$13,616,849
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$68,918
Other income not declared elsewhere2018-12-31$-983,550
Administrative expenses (other) incurred2018-12-31$14,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-99,372
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,394,491
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,493,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$163,357
Assets. partnership/joint venture interests at beginning of year2018-12-31$177,837
Investment advisory and management fees2018-12-31$89,027
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,497,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,255,164
Interest on participant loans2018-12-31$16,866
Net investment gain/loss from pooled separate accounts2018-12-31$-746,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,454,226
Employer contributions (assets) at end of year2018-12-31$98,917
Employer contributions (assets) at beginning of year2018-12-31$97,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$737,049
Contract administrator fees2018-12-31$1,837
Liabilities. Value of benefit claims payable at end of year2018-12-31$1,657
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2018-12-31470804904
2017 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,406,292
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,336,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,225,688
Expenses. Certain deemed distributions of participant loans2017-12-31$9,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,443,403
Value of total assets at end of year2017-12-31$23,493,863
Value of total assets at beginning of year2017-12-31$19,423,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$101,439
Total interest from all sources2017-12-31$13,980
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$869,051
Participant contributions at end of year2017-12-31$346,484
Participant contributions at beginning of year2017-12-31$249,382
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$13,616,849
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$11,451,483
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$221,510
Other income not declared elsewhere2017-12-31$1,736,272
Administrative expenses (other) incurred2017-12-31$11,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,070,148
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,493,863
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,423,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$177,837
Assets. partnership/joint venture interests at beginning of year2017-12-31$524,855
Investment advisory and management fees2017-12-31$88,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,255,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,104,597
Interest on participant loans2017-12-31$13,980
Net investment gain/loss from pooled separate accounts2017-12-31$1,212,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,352,842
Employer contributions (assets) at end of year2017-12-31$97,529
Employer contributions (assets) at beginning of year2017-12-31$93,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,225,688
Contract administrator fees2017-12-31$1,383
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2017-12-31470804904
2016 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,710,982
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$959,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$857,252
Expenses. Certain deemed distributions of participant loans2016-12-31$13,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,370,979
Value of total assets at end of year2016-12-31$19,423,715
Value of total assets at beginning of year2016-12-31$16,672,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$88,900
Total interest from all sources2016-12-31$10,478
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$834,980
Participant contributions at end of year2016-12-31$249,382
Participant contributions at beginning of year2016-12-31$236,481
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$32,864
Assets. Other investments not covered elsewhere at end of year2016-12-31$11,451,483
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,578,850
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$214,886
Other income not declared elsewhere2016-12-31$806,338
Administrative expenses (other) incurred2016-12-31$10,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,751,584
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,423,715
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,672,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$524,855
Assets. partnership/joint venture interests at beginning of year2016-12-31$547,375
Investment advisory and management fees2016-12-31$77,611
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,104,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,145,166
Interest on participant loans2016-12-31$10,478
Net investment gain/loss from pooled separate accounts2016-12-31$523,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,321,113
Employer contributions (assets) at end of year2016-12-31$93,398
Employer contributions (assets) at beginning of year2016-12-31$131,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$857,252
Contract administrator fees2016-12-31$802
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2016-12-31470804904
2015 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,810,825
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$308,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$220,934
Expenses. Certain deemed distributions of participant loans2015-12-31$10,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,172,404
Value of total assets at end of year2015-12-31$16,672,131
Value of total assets at beginning of year2015-12-31$15,169,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$77,600
Total interest from all sources2015-12-31$8,561
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$814,941
Participant contributions at end of year2015-12-31$236,481
Participant contributions at beginning of year2015-12-31$206,184
Participant contributions at end of year2015-12-31$32,864
Participant contributions at beginning of year2015-12-31$25,759
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,578,850
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$8,769,057
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$106,268
Other income not declared elsewhere2015-12-31$-249,985
Administrative expenses (other) incurred2015-12-31$10,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,502,210
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,672,131
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,169,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$547,375
Assets. partnership/joint venture interests at beginning of year2015-12-31$554,022
Investment advisory and management fees2015-12-31$66,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,145,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,499,910
Interest on participant loans2015-12-31$8,561
Net investment gain/loss from pooled separate accounts2015-12-31$-120,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,251,195
Employer contributions (assets) at end of year2015-12-31$131,395
Employer contributions (assets) at beginning of year2015-12-31$114,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$220,934
Contract administrator fees2015-12-31$792
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2015-12-31470804904
2014 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,634,043
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$327,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$252,843
Expenses. Certain deemed distributions of participant loans2014-12-31$1,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,892,758
Value of total assets at end of year2014-12-31$15,169,921
Value of total assets at beginning of year2014-12-31$12,863,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$72,869
Total interest from all sources2014-12-31$9,366
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$724,630
Participant contributions at end of year2014-12-31$206,184
Participant contributions at beginning of year2014-12-31$229,217
Participant contributions at end of year2014-12-31$25,759
Participant contributions at beginning of year2014-12-31$1,133
Assets. Other investments not covered elsewhere at end of year2014-12-31$8,769,057
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$6,863,987
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,299
Other income not declared elsewhere2014-12-31$505,898
Administrative expenses (other) incurred2014-12-31$11,618
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,306,894
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,169,921
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,863,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$554,022
Assets. partnership/joint venture interests at beginning of year2014-12-31$788,699
Investment advisory and management fees2014-12-31$60,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,499,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,946,250
Interest on participant loans2014-12-31$9,366
Net investment gain/loss from pooled separate accounts2014-12-31$226,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,143,829
Employer contributions (assets) at end of year2014-12-31$114,989
Employer contributions (assets) at beginning of year2014-12-31$33,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$252,843
Contract administrator fees2014-12-31$814
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2014-12-31470804904
2013 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,091,517
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$221,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$154,901
Expenses. Certain deemed distributions of participant loans2013-12-31$5,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,765,320
Value of total assets at end of year2013-12-31$12,863,027
Value of total assets at beginning of year2013-12-31$9,992,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$61,346
Total interest from all sources2013-12-31$9,844
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$674,980
Participant contributions at end of year2013-12-31$229,217
Participant contributions at beginning of year2013-12-31$253,588
Participant contributions at end of year2013-12-31$1,133
Participant contributions at beginning of year2013-12-31$620
Assets. Other investments not covered elsewhere at end of year2013-12-31$6,863,987
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$5,034,149
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$49,219
Other income not declared elsewhere2013-12-31$610,418
Administrative expenses (other) incurred2013-12-31$12,027
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$8,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,870,223
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,863,027
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,992,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$788,699
Assets. partnership/joint venture interests at beginning of year2013-12-31$790,521
Investment advisory and management fees2013-12-31$48,497
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,946,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,822,783
Interest on participant loans2013-12-31$9,844
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$705,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,041,121
Employer contributions (assets) at end of year2013-12-31$33,741
Employer contributions (assets) at beginning of year2013-12-31$83,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$154,901
Contract administrator fees2013-12-31$822
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2013-12-31470804904
2012 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,958,623
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$175,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$112,225
Expenses. Certain deemed distributions of participant loans2012-12-31$2,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,649,759
Value of total assets at end of year2012-12-31$9,992,804
Value of total assets at beginning of year2012-12-31$8,209,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$61,091
Total interest from all sources2012-12-31$7,747
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$624,027
Participant contributions at end of year2012-12-31$253,588
Participant contributions at beginning of year2012-12-31$152,879
Participant contributions at end of year2012-12-31$620
Participant contributions at beginning of year2012-12-31$1,616
Assets. Other investments not covered elsewhere at end of year2012-12-31$5,034,149
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$293,886
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$62,276
Other income not declared elsewhere2012-12-31$-155,335
Administrative expenses (other) incurred2012-12-31$12,364
Total non interest bearing cash at end of year2012-12-31$8,082
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,782,859
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,992,804
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,209,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$790,521
Assets. partnership/joint venture interests at beginning of year2012-12-31$382,690
Investment advisory and management fees2012-12-31$48,049
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,822,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,631,046
Interest on participant loans2012-12-31$7,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,774,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,774,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$456,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$963,456
Employer contributions (assets) at end of year2012-12-31$83,061
Employer contributions (assets) at beginning of year2012-12-31$88,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$112,225
Contract administrator fees2012-12-31$678
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,884,549
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2012-12-31470804904
2011 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,386,222
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$375,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$312,995
Expenses. Certain deemed distributions of participant loans2011-12-31$9,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,499,082
Value of total assets at end of year2011-12-31$8,209,945
Value of total assets at beginning of year2011-12-31$7,199,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$53,335
Total interest from all sources2011-12-31$6,339
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$73,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$24,680
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$597,168
Participant contributions at end of year2011-12-31$152,879
Participant contributions at beginning of year2011-12-31$109,996
Participant contributions at end of year2011-12-31$1,616
Participant contributions at beginning of year2011-12-31$551
Assets. Other investments not covered elsewhere at end of year2011-12-31$293,886
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$778,086
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,935
Other income not declared elsewhere2011-12-31$2,741
Administrative expenses (other) incurred2011-12-31$172
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$1,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,010,702
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,209,945
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,199,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$382,690
Assets. partnership/joint venture interests at beginning of year2011-12-31$413,789
Investment advisory and management fees2011-12-31$41,245
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,631,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,612,171
Interest on participant loans2011-12-31$6,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,774,647
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$734,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$734,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-91,667
Net investment gain/loss from pooled separate accounts2011-12-31$-103,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$876,979
Employer contributions (assets) at end of year2011-12-31$88,632
Employer contributions (assets) at beginning of year2011-12-31$86,247
Income. Dividends from common stock2011-12-31$48,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$312,995
Contract administrator fees2011-12-31$11,918
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,884,549
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$462,562
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2011-12-31470804904
2010 : MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$28,744
Total unrealized appreciation/depreciation of assets2010-12-31$28,744
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,860,725
Total loss/gain on sale of assets2010-12-31$-30,689
Total of all expenses incurred2010-12-31$362,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$359,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,428,060
Value of total assets at end of year2010-12-31$7,199,243
Value of total assets at beginning of year2010-12-31$5,701,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,750
Total interest from all sources2010-12-31$1,848
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$46,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$42,148
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$555,639
Participant contributions at end of year2010-12-31$109,996
Participant contributions at beginning of year2010-12-31$17,377
Participant contributions at end of year2010-12-31$551
Assets. Other investments not covered elsewhere at end of year2010-12-31$778,086
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$132,903
Total non interest bearing cash at end of year2010-12-31$1,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,498,139
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,199,243
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,701,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$413,789
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,612,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,683,727
Interest on participant loans2010-12-31$1,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$734,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$79,942
Net investment gain/loss from pooled separate accounts2010-12-31$306,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$739,518
Employer contributions (assets) at end of year2010-12-31$86,247
Income. Dividends from common stock2010-12-31$4,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$359,836
Contract administrator fees2010-12-31$2,750
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$462,562
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$473,945
Aggregate carrying amount (costs) on sale of assets2010-12-31$504,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MASIMORE, MAGNUSON, & ASSOCIATES PC
Accountancy firm EIN2010-12-31470804904

Form 5500 Responses for MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN

2022: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MIDWEST GASTROINTESTINAL ASSOCIATES, P.C. 401(K) SAFE HARBOR PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39477
Policy instance 1
Insurance contract or identification numberG39477
Number of Individuals Covered213
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39477
Policy instance 1
Insurance contract or identification numberG39477
Number of Individuals Covered194
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39477
Policy instance 1
Insurance contract or identification numberG39477
Number of Individuals Covered201
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG39477
Policy instance 2
Insurance contract or identification numberG39477
Number of Individuals Covered187
Insurance policy start date2019-05-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $11,829
Total amount of fees paid to insurance companyUSD $6,934
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,829
Insurance broker organization code?3
Amount paid for insurance broker fees6934
Additional information about fees paid to insurance brokerADMIN FEES EXPENSE ALLOWANCE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $23,214
Total amount of fees paid to insurance companyUSD $16,056
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,214
Insurance broker organization code?3
Amount paid for insurance broker fees16056
Additional information about fees paid to insurance brokerADMIN FEES EXPENSE ALLOWANCE
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered207
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $20,147
Total amount of fees paid to insurance companyUSD $15,985
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $20,147
Insurance broker organization code?3
Amount paid for insurance broker fees15985
Additional information about fees paid to insurance brokerADMIN FEES EXPENSE ALLOWANCE
Insurance broker nameBENEFIT PLANS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered156
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,738
Total amount of fees paid to insurance companyUSD $11,741
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $14,738
Insurance broker organization code?3
Amount paid for insurance broker fees11741
Additional information about fees paid to insurance brokerADMIN FEES EXPENSE ALLOWANCE
Insurance broker nameBENEFIT PLANS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered161
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,096
Total amount of fees paid to insurance companyUSD $10,511
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,096
Insurance broker organization code?3
Amount paid for insurance broker fees10511
Additional information about fees paid to insurance brokerADMIN FEES EXPENSE ALLOWANCE
Insurance broker nameBENEFIT PLANS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered152
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,232
Total amount of fees paid to insurance companyUSD $9,980
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,232
Insurance broker organization code?3
Amount paid for insurance broker fees9980
Additional information about fees paid to insurance brokerEXPENSE ALLOWANCE
Insurance broker nameBENEFIT PLANS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $16,482
Total amount of fees paid to insurance companyUSD $10,902
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees10902
Additional information about fees paid to insurance brokerEXPENSE ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $10,703
Insurance broker nameWELLS FARGO WEALTH BROK INS AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered143
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $14,879
Total amount of fees paid to insurance companyUSD $9,642
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number95027
Policy instance 1
Insurance contract or identification number95027
Number of Individuals Covered137
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $48,584
Total amount of fees paid to insurance companyUSD $21,826
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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