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DIAL SENIOR MANAGEMENT, INC. 401K PLAN 401k Plan overview

Plan NameDIAL SENIOR MANAGEMENT, INC. 401K PLAN
Plan identification number 001

DIAL SENIOR MANAGEMENT, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIAL SENIOR MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:DIAL SENIOR MANAGEMENT, INC.
Employer identification number (EIN):470826796
NAIC Classification:531310

Additional information about DIAL SENIOR MANAGEMENT, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2022-01-19
Company Identification Number: 0804393815
Legal Registered Office Address: 11506 NICHOLAS ST STE 205

OMAHA
United States of America (USA)
68154

More information about DIAL SENIOR MANAGEMENT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIAL SENIOR MANAGEMENT, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01TED LOWNDES
0012016-01-01TED LOWNDES
0012015-01-01TED LOWNDES
0012014-01-01TED LOWNDES
0012013-01-01TED LOWNDES
0012012-01-01TED LOWNDES
0012011-01-01TED LOWNDES
0012009-01-01TED LOWNDES

Plan Statistics for DIAL SENIOR MANAGEMENT, INC. 401K PLAN

401k plan membership statisitcs for DIAL SENIOR MANAGEMENT, INC. 401K PLAN

Measure Date Value
2017: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01529
Total number of active participants reported on line 7a of the Form 55002017-01-01466
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0144
Total of all active and inactive participants2017-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01510
Number of participants with account balances2017-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01486
Total number of active participants reported on line 7a of the Form 55002016-01-01455
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01528
Number of participants with account balances2016-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0125
2015: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01635
Total number of active participants reported on line 7a of the Form 55002015-01-01409
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0168
Total of all active and inactive participants2015-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01477
Number of participants with account balances2015-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0150
2014: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01652
Total number of active participants reported on line 7a of the Form 55002014-01-01587
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0141
Total of all active and inactive participants2014-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01628
Number of participants with account balances2014-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01631
Total number of active participants reported on line 7a of the Form 55002013-01-01591
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-01652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01652
Number of participants with account balances2013-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01587
Total number of active participants reported on line 7a of the Form 55002012-01-01568
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0145
Total of all active and inactive participants2012-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01613
Number of participants with account balances2012-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01558
Total number of active participants reported on line 7a of the Form 55002011-01-01533
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01587
Number of participants with account balances2011-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2009: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01269
Total number of active participants reported on line 7a of the Form 55002009-01-01217
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01252
Number of participants with account balances2009-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on DIAL SENIOR MANAGEMENT, INC. 401K PLAN

Measure Date Value
2017 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,466,440
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$517,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$512,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$894,319
Value of total assets at end of year2017-12-31$4,015,534
Value of total assets at beginning of year2017-12-31$3,066,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,955
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$4,955
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$467,875
Participant contributions at end of year2017-12-31$17,582
Participant contributions at beginning of year2017-12-31$15,521
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$79,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$949,233
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,015,534
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,066,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,985,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,039,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$572,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$347,037
Employer contributions (assets) at end of year2017-12-31$12,733
Employer contributions (assets) at beginning of year2017-12-31$11,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$512,252
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HSMC ORIZON LLC
Accountancy firm EIN2017-12-31453576904
2016 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,092,753
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$183,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$181,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$907,054
Value of total assets at end of year2016-12-31$3,066,301
Value of total assets at beginning of year2016-12-31$2,157,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,142
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,142
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$407,178
Participant contributions at end of year2016-12-31$15,521
Participant contributions at beginning of year2016-12-31$12,166
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$203,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$908,866
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,066,301
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,157,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,039,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,134,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$185,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$296,360
Employer contributions (assets) at end of year2016-12-31$11,576
Employer contributions (assets) at beginning of year2016-12-31$10,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$181,745
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2016-12-31470827097
2015 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$685,015
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$223,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$180,715
Value of total corrective distributions2015-12-31$40,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$743,493
Value of total assets at end of year2015-12-31$2,157,435
Value of total assets at beginning of year2015-12-31$1,696,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,045
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,045
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$425,374
Participant contributions at end of year2015-12-31$12,166
Participant contributions at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$461,103
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,157,435
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,696,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,134,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,695,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-58,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$318,119
Employer contributions (assets) at end of year2015-12-31$10,499
Employer contributions (assets) at beginning of year2015-12-31$659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$180,715
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2015-12-31470827097
2014 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$441,679
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$163,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$128,204
Value of total corrective distributions2014-12-31$27,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$349,880
Value of total assets at end of year2014-12-31$1,696,332
Value of total assets at beginning of year2014-12-31$1,418,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,946
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$7,946
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$233,914
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$22,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$278,087
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,696,332
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,418,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,695,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,418,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$91,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$93,262
Employer contributions (assets) at end of year2014-12-31$659
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$128,204
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2014-12-31470827097
2013 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$497,290
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$214,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$193,916
Value of total corrective distributions2013-12-31$13,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$288,655
Value of total assets at end of year2013-12-31$1,418,245
Value of total assets at beginning of year2013-12-31$1,135,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,374
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$7,374
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$204,902
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$7,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$282,816
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,418,245
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,135,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,418,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,124,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$208,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$83,753
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$3,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$193,916
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2013-12-31470827097
2012 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$463,505
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$155,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$140,965
Value of total corrective distributions2012-12-31$4,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$357,106
Value of total assets at end of year2012-12-31$1,135,429
Value of total assets at beginning of year2012-12-31$827,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,466
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$7,958
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$205,776
Participant contributions at end of year2012-12-31$7,778
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$69,412
Administrative expenses (other) incurred2012-12-31$2,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$307,664
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,135,429
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$827,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,124,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$827,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$106,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$81,918
Employer contributions (assets) at end of year2012-12-31$3,157
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$140,965
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2012-12-31470827097
2011 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$158,144
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$74,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$60,193
Value of total corrective distributions2011-12-31$2,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$180,683
Value of total assets at end of year2011-12-31$827,765
Value of total assets at beginning of year2011-12-31$744,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,283
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$8,996
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$177,668
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$5,177
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,015
Administrative expenses (other) incurred2011-12-31$2,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$83,717
Value of net assets at end of year (total assets less liabilities)2011-12-31$827,765
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$744,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$827,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$738,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-22,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$60,193
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GORACKE,RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2011-12-31470827097
2010 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$209,713
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$73,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$66,465
Value of total corrective distributions2010-12-31$1,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$135,521
Value of total assets at end of year2010-12-31$744,048
Value of total assets at beginning of year2010-12-31$607,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,858
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$2,962
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$135,521
Participant contributions at end of year2010-12-31$5,177
Participant contributions at beginning of year2010-12-31$9,745
Administrative expenses (other) incurred2010-12-31$1,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$136,531
Value of net assets at end of year (total assets less liabilities)2010-12-31$744,048
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$607,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$738,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$597,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$74,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$66,465
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GORACKE,RITTERBUSH & PIOTROWSKI LLP
Accountancy firm EIN2010-12-31470827097
2009 : DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DIAL SENIOR MANAGEMENT, INC. 401K PLAN

2017: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DIAL SENIOR MANAGEMENT, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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