APPCAST, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan APPCAST, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : APPCAST, INC. 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets from this plan | 2023-12-31 | $13,918,880 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $4,940,078 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $3,341,976 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,270,289 |
| Value of total corrective distributions | 2023-12-31 | $17,442 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,629,485 |
| Value of total assets at end of year | 2023-12-31 | $0 |
| Value of total assets at beginning of year | 2023-12-31 | $12,320,778 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $54,245 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $389,772 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $389,772 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,821,209 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $52,047 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $1,754,217 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $142,476 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $59 |
| Administrative expenses (other) incurred | 2023-12-31 | $995 |
| Total non interest bearing cash at end of year | 2023-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,598,102 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $12,320,778 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $28,503 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $7,917,475 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $2,442,899 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,425,950 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $494,871 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $665,800 |
| Employer contributions (assets) at end of year | 2023-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $154,081 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,270,289 |
| Did the plan have assets held for investment | 2023-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | WILKINGUTTENPLAN |
| Accountancy firm EIN | 2023-12-31 | 222612018 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets from this plan | 2023-01-01 | $13,918,880 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,106,230 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $450,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $447,160 |
| Value of total corrective distributions | 2023-01-01 | $17,442 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,522,746 |
| Value of total assets at end of year | 2023-01-01 | $10,588,914 |
| Value of total assets at beginning of year | 2023-01-01 | $6,933,308 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $3,464 |
| Total interest from all sources | 2023-01-01 | $2,705 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $302,319 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $302,319 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,700,873 |
| Participant contributions at end of year | 2023-01-01 | $37,602 |
| Participant contributions at beginning of year | 2023-01-01 | $49,266 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $52,047 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $1,754,217 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $306,897 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $10,551,312 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $59 |
| Administrative expenses (other) incurred | 2023-01-01 | $995 |
| Total non interest bearing cash at end of year | 2023-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $3,655,606 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $10,588,914 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $6,933,308 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $28,503 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $6,883,992 |
| Interest on participant loans | 2023-01-01 | $2,705 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $2,442,899 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,278,460 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $494,871 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $514,976 |
| Employer contributions (assets) at end of year | 2023-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $50 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $447,160 |
| Contract administrator fees | 2023-01-01 | $3,464 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-01-01 | Yes |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BAKER NEWMAN AND NOYES |
| Accountancy firm EIN | 2023-01-01 | 010494526 |
| 2022 : APPCAST, INC. 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $2,641,812 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $79,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $72,729 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,662,562 |
| Value of total assets at end of year | 2022-12-31 | $6,933,308 |
| Value of total assets at beginning of year | 2022-12-31 | $4,371,015 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,790 |
| Total interest from all sources | 2022-12-31 | $1,835 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $289,449 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $289,449 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,565,350 |
| Participant contributions at end of year | 2022-12-31 | $49,266 |
| Participant contributions at beginning of year | 2022-12-31 | $32,172 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,557,377 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $2,562,293 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $6,933,308 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,371,015 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $6,883,992 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $4,338,793 |
| Interest on participant loans | 2022-12-31 | $1,835 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,312,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $539,835 |
| Employer contributions (assets) at end of year | 2022-12-31 | $50 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $50 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $72,729 |
| Contract administrator fees | 2022-12-31 | $6,790 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BAKER NEWMAN AND NOYES |
| Accountancy firm EIN | 2022-12-31 | 010494526 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $2,641,812 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $79,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $72,729 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,662,562 |
| Value of total assets at end of year | 2022-01-01 | $6,933,308 |
| Value of total assets at beginning of year | 2022-01-01 | $4,371,015 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $6,790 |
| Total interest from all sources | 2022-01-01 | $1,835 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $289,449 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $289,449 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,565,350 |
| Participant contributions at end of year | 2022-01-01 | $49,266 |
| Participant contributions at beginning of year | 2022-01-01 | $32,172 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,557,377 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $2,562,293 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $6,933,308 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $4,371,015 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $6,883,992 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $4,338,793 |
| Interest on participant loans | 2022-01-01 | $1,835 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,312,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $539,835 |
| Employer contributions (assets) at end of year | 2022-01-01 | $50 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $50 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $72,729 |
| Contract administrator fees | 2022-01-01 | $6,790 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BAKER NEWMAN AND NOYES |
| Accountancy firm EIN | 2022-01-01 | 010494526 |
