401k Plan data: THE FIRM RETIREMENT PLAN plan

THE FIRM RETIREMENT PLAN 401k Plan overview

Plan Name	THE FIRM RETIREMENT PLAN
Plan identification number	001

THE FIRM RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GUIDEHOUSE LLP has sponsored the creation of one or more 401k plans.

Company Name: GUIDEHOUSE LLP

Employer identification number (EIN): 471717312

NAIC Classification: 561110
NAIC Description: Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIRM RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-05-01

Plan Statistics for THE FIRM RETIREMENT PLAN

401k plan membership statisitcs for THE FIRM RETIREMENT PLAN

Measure Date Value
2020: THE FIRM RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,466
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE FIRM RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,799
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2,103
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 361
Total of all active and inactive participants 2019-01-01 2,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 2,466
Number of participants with account balances 2019-01-01 2,465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 174
2018: THE FIRM RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-05-01 1,474
Total number of active participants reported on line 7a of the Form 5500 2018-05-01 1,589
Number of retired or separated participants receiving benefits 2018-05-01 0
Number of other retired or separated participants entitled to future benefits 2018-05-01 208
Total of all active and inactive participants 2018-05-01 1,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-05-01 2
Total participants 2018-05-01 1,799
Number of participants with account balances 2018-05-01 1,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-05-01 16

Measure	Date	Value
2020: THE FIRM RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,466
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE FIRM RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,799
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,103
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	361
Total of all active and inactive participants	2019-01-01	2,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	2,466
Number of participants with account balances	2019-01-01	2,465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	174
2018: THE FIRM RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-05-01	1,474
Total number of active participants reported on line 7a of the Form 5500	2018-05-01	1,589
Number of retired or separated participants receiving benefits	2018-05-01	0
Number of other retired or separated participants entitled to future benefits	2018-05-01	208
Total of all active and inactive participants	2018-05-01	1,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-05-01	2
Total participants	2018-05-01	1,799
Number of participants with account balances	2018-05-01	1,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-05-01	16

Financial Data on THE FIRM RETIREMENT PLAN

Measure	Date	Value
2020 : THE FIRM RETIREMENT PLAN 2020 401k financial data
Total transfer of assets from this plan	2020-01-08	$212,404,678
Total income from all sources (including contributions)	2020-01-08	$557,035
Value of total assets at end of year	2020-01-08	$0
Value of total assets at beginning of year	2020-01-08	$211,847,643
Total interest from all sources	2020-01-08	$1,541
Total dividends received (eg from common stock, registered investment company shares)	2020-01-08	$5,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-01-08	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-01-08	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-01-08	$5,955
Was this plan covered by a fidelity bond	2020-01-08	Yes
Value of fidelity bond cover	2020-01-08	$10,000,000
If this is an individual account plan, was there a blackout period	2020-01-08	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-01-08	$0
Were there any nonexempt tranactions with any party-in-interest	2020-01-08	No
Participant contributions at end of year	2020-01-08	$0
Participant contributions at beginning of year	2020-01-08	$2,227,235
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-01-08	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-01-08	$632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-08	No
Value of net income/loss	2020-01-08	$557,035
Value of net assets at end of year (total assets less liabilities)	2020-01-08	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-01-08	$211,847,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-01-08	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-01-08	No
Were any leases to which the plan was party in default or uncollectible	2020-01-08	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-01-08	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-01-08	$209,339,904
Interest on participant loans	2020-01-08	$1,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-01-08	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-01-08	$279,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-01-08	$279,872
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-01-08	$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-01-08	$549,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-01-08	No
Was there a failure to transmit to the plan any participant contributions	2020-01-08	Yes
Has the plan failed to provide any benefit when due under the plan	2020-01-08	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-01-08	Yes
Did the plan have assets held for investment	2020-01-08	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-08	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-01-08	Yes
Opinion of an independent qualified public accountant for this plan	2020-01-08	Disclaimer
Accountancy firm name	2020-01-08	ARONSON LLC
Accountancy firm EIN	2020-01-08	371611326
2019 : THE FIRM RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$75,407,335
Total of all expenses incurred	2019-12-31	$23,398,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$23,271,206
Expenses. Certain deemed distributions of participant loans	2019-12-31	$26,725
Value of total corrective distributions	2019-12-31	$3,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$36,564,944
Value of total assets at end of year	2019-12-31	$211,847,643
Value of total assets at beginning of year	2019-12-31	$159,838,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$96,964
Total interest from all sources	2019-12-31	$83,422
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,267,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,267,521
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$18,206,510
Participant contributions at end of year	2019-12-31	$2,227,235
Participant contributions at beginning of year	2019-12-31	$2,363,165
Participant contributions at beginning of year	2019-12-31	$462,925
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,053,003
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$632
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$2,817
Administrative expenses (other) incurred	2019-12-31	$96,964
Total non interest bearing cash at beginning of year	2019-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$52,008,691
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$211,847,643
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$159,838,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$209,339,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$156,588,156
Interest on participant loans	2019-12-31	$81,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$279,872
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$38,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$38,044
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$2,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$34,491,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$14,305,431
Employer contributions (assets) at beginning of year	2019-12-31	$383,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$23,271,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ARONSON LLC
Accountancy firm EIN	2019-12-31	371611326
2018 : THE FIRM RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-12-31	$160,995,615
Total income from all sources (including contributions)	2018-12-31	$7,879,031
Total of all expenses incurred	2018-12-31	$9,035,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,956,883
Value of total corrective distributions	2018-12-31	$23,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$21,352,462
Value of total assets at end of year	2018-12-31	$159,838,952
Value of total assets at beginning of year	2018-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$55,354
Total interest from all sources	2018-12-31	$30,578
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,181,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,181,691
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$9,616,370
Participant contributions at end of year	2018-12-31	$2,363,165
Participant contributions at beginning of year	2018-12-31	$0
Participant contributions at end of year	2018-12-31	$462,925
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,808,059
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$2,817
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$55,354
Total non interest bearing cash at end of year	2018-12-31	$6
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,156,663
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$159,838,952
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$156,588,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$30,159
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$38,044
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-16,685,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$8,928,033
Employer contributions (assets) at end of year	2018-12-31	$383,839
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,956,883
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ARONSON LLC
Accountancy firm EIN	2018-12-31	371611326

Form 5500 Responses for THE FIRM RETIREMENT PLAN

2020: THE FIRM RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE FIRM RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE FIRM RETIREMENT PLAN 2018 form 5500 responses
2018-05-01	Type of plan entity	Single employer plan
2018-05-01	First time form 5500 has been submitted	Yes
2018-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-05-01	Plan funding arrangement – Trust	Yes
2018-05-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GUIDEHOUSE LLP
Employer identification number (EIN):	471717312
NAIC Classification:	561110
NAIC Description:	Office Administrative Services