401k Plan data: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN plan

EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN
Plan identification number	001

EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMPLOYEE RETENTION SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: EMPLOYEE RETENTION SERVICES, LLC

Employer identification number (EIN): 472284748

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 PETER STEPHENS 2023-09-20
001 2021-01-01 PETER STEPHENS 2022-10-17
001 2021-01-01 PETER STEPHENS 2022-10-17
001 2020-01-01
001 2019-01-01
001 2017-01-01 PETER STEPHENS
001 2016-01-01
001 2015-01-01

Plan Statistics for EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN

Measure Date Value
2020: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 53
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 25
Total of all active and inactive participants 2020-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 78
Number of participants with account balances 2020-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 22
2019: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 221
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 107
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 18
Total of all active and inactive participants 2019-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 125
Number of participants with account balances 2019-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 16
2017: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 146
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 76
Total of all active and inactive participants 2017-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 222
Number of participants with account balances 2017-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 70
2016: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 2,384,719
Acturial value of plan assets 2016-12-31 2,384,719
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 8
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 884,691
Number of active participants 2016-12-31 104
Total funding liabilities for active participants 2016-12-31 1,474,484
Total participant count 2016-12-31 112
Total funding target for all participants 2016-12-31 1,474,484
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 837,586
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 887,674
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 692,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 628,917
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 364,866
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 628,917
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 104
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 8
Total of all active and inactive participants 2016-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 74
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 82
Number of participants with account balances 2015-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8

Measure	Date	Value
2020: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	53
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	25
Total of all active and inactive participants	2020-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	78
Number of participants with account balances	2020-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	22
2019: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	221
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	107
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	18
Total of all active and inactive participants	2019-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	125
Number of participants with account balances	2019-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	16
2017: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	146
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	76
Total of all active and inactive participants	2017-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	222
Number of participants with account balances	2017-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	70
2016: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	2,384,719
Acturial value of plan assets	2016-12-31	2,384,719
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	8
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	884,691
Number of active participants	2016-12-31	104
Total funding liabilities for active participants	2016-12-31	1,474,484
Total participant count	2016-12-31	112
Total funding target for all participants	2016-12-31	1,474,484
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	837,586
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	887,674
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	692,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	628,917
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	364,866
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	628,917
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	104
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	8
Total of all active and inactive participants	2016-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	74
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	82
Number of participants with account balances	2015-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8

Financial Data on EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN

Measure	Date	Value
2020 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$376,704
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$156,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$153,763
Expenses. Certain deemed distributions of participant loans	2020-12-31	$58
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$212,064
Value of total assets at end of year	2020-12-31	$1,096,716
Value of total assets at beginning of year	2020-12-31	$876,384
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,551
Total interest from all sources	2020-12-31	$1,616
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$38,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$38,864
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$88,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$168,614
Participant contributions at end of year	2020-12-31	$15,967
Participant contributions at beginning of year	2020-12-31	$27,144
Other income not declared elsewhere	2020-12-31	$3,115
Administrative expenses (other) incurred	2020-12-31	$2,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$220,332
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$1,096,716
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$876,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$893,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$695,551
Interest on participant loans	2020-12-31	$1,616
Value of interest in common/collective trusts at end of year	2020-12-31	$187,232
Value of interest in common/collective trusts at beginning of year	2020-12-31	$153,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$98,219
Net investment gain or loss from common/collective trusts	2020-12-31	$22,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$43,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$153,763
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN	2020-12-31	760448495
2019 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$457,859
Total income from all sources (including contributions)	2019-12-31	$457,859
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$121,034
Total of all expenses incurred	2019-12-31	$121,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$99,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$99,393
Expenses. Certain deemed distributions of participant loans	2019-12-31	$4,707
Expenses. Certain deemed distributions of participant loans	2019-12-31	$4,707
Value of total corrective distributions	2019-12-31	$8,508
Value of total corrective distributions	2019-12-31	$8,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$307,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$307,862
Value of total assets at end of year	2019-12-31	$876,384
Value of total assets at end of year	2019-12-31	$876,384
Value of total assets at beginning of year	2019-12-31	$539,559
Value of total assets at beginning of year	2019-12-31	$539,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,426
Total interest from all sources	2019-12-31	$1,036
Total interest from all sources	2019-12-31	$1,036
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$33,595
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$33,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$33,595
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$54,000
Value of fidelity bond cover	2019-12-31	$54,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$185,016
Participant contributions at end of year	2019-12-31	$27,144
Participant contributions at end of year	2019-12-31	$27,144
Participant contributions at beginning of year	2019-12-31	$4,176
Participant contributions at beginning of year	2019-12-31	$4,176
Administrative expenses (other) incurred	2019-12-31	$8,426
Administrative expenses (other) incurred	2019-12-31	$8,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$336,825
Value of net income/loss	2019-12-31	$336,825
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$876,384
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$876,384
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$539,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$695,551
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$695,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$458,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$458,738
Interest on participant loans	2019-12-31	$1,036
Interest on participant loans	2019-12-31	$1,036
Value of interest in common/collective trusts at end of year	2019-12-31	$153,689
Value of interest in common/collective trusts at end of year	2019-12-31	$153,689
Value of interest in common/collective trusts at beginning of year	2019-12-31	$76,645
Value of interest in common/collective trusts at beginning of year	2019-12-31	$76,645
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$90,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$90,951
Net investment gain or loss from common/collective trusts	2019-12-31	$24,415
Net investment gain or loss from common/collective trusts	2019-12-31	$24,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$122,846
Contributions received in cash from employer	2019-12-31	$122,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$99,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$99,393
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm name	2019-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN	2019-12-31	760448495
Accountancy firm EIN	2019-12-31	760448495
2018 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$301,933
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$44,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$42,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$350,636
Value of total assets at end of year	2018-12-31	$539,559
Value of total assets at beginning of year	2018-12-31	$282,087
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,245
Total interest from all sources	2018-12-31	$135
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$34,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$34,115
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$29,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$203,765
Participant contributions at end of year	2018-12-31	$4,176
Participant contributions at beginning of year	2018-12-31	$2,000
Other income not declared elsewhere	2018-12-31	$2
Administrative expenses (other) incurred	2018-12-31	$2,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$257,472
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$539,559
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$282,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$458,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$260,663
Interest on participant loans	2018-12-31	$135
Value of interest in common/collective trusts at end of year	2018-12-31	$76,645
Value of interest in common/collective trusts at beginning of year	2018-12-31	$19,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-76,354
Net investment gain or loss from common/collective trusts	2018-12-31	$-6,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$146,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$42,216
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN	2018-12-31	760448495
2017 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$268,218
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$14,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$13,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$244,578
Value of total assets at end of year	2017-12-31	$282,087
Value of total assets at beginning of year	2017-12-31	$28,146
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$380
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$8,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$8,185
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$3,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$137,126
Participant contributions at end of year	2017-12-31	$2,000
Administrative expenses (other) incurred	2017-12-31	$380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$253,941
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$282,087
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$260,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,272
Value of interest in common/collective trusts at end of year	2017-12-31	$19,424
Value of interest in common/collective trusts at beginning of year	2017-12-31	$3,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$13,705
Net investment gain or loss from common/collective trusts	2017-12-31	$1,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$107,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$13,897
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HAM, LANGSTON, & BREZINA, LLP
Accountancy firm EIN	2017-12-31	760448495
2016 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$670,274
Expenses. Total of all expenses incurred	2016-12-31	$48
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$2,217,359
Total plan assets at beginning of year	2016-12-31	$1,547,133
Value of fidelity bond covering the plan	2016-12-31	$300,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$-192,061
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$670,226
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,217,359
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,547,133
Assets. Value of employer real property	2016-12-31	$160,270
Total contributions received or receivable from employer(s)	2016-12-31	$862,335
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$48
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$1,023,944
Expenses. Total of all expenses incurred	2015-12-31	$30
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$1,547,133
Total plan assets at beginning of year	2015-12-31	$523,219
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-61,813
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$1,023,914
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,547,133
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$523,219
Assets. Value of employer real property	2015-12-31	$202,040
Total contributions received or receivable from employer(s)	2015-12-31	$1,085,757
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$30
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN

2020: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EMPLOYEE RETENTION SERVICES, LLC, DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

EMPLOYEE RETENTION SOLUTIONS 401(K) PLAN [EIN = 853992845]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	EMPLOYEE RETENTION SERVICES, LLC
Employer identification number (EIN):	472284748
NAIC Classification:	238900

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	PETER STEPHENS	2023-09-20
001	2021-01-01	PETER STEPHENS	2022-10-17
001	2021-01-01	PETER STEPHENS	2022-10-17
001	2020-01-01
001	2019-01-01
001	2017-01-01	PETER STEPHENS
001	2016-01-01
001	2015-01-01