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TCW RETIREMENT PLAN 401k Plan overview

Plan NameTCW RETIREMENT PLAN
Plan identification number 001

TCW RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TCW ADMIN, INC. has sponsored the creation of one or more 401k plans.

Company Name:TCW ADMIN, INC.
Employer identification number (EIN):472418521
NAIC Classification:484120
NAIC Description: General Freight Trucking, Long-Distance

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TCW RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ALAN D. WITT
0012016-01-01ALAN D. WITT
0012015-01-01ALAN D. WITT

Plan Statistics for TCW RETIREMENT PLAN

401k plan membership statisitcs for TCW RETIREMENT PLAN

Measure Date Value
2022: TCW RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01793
Total number of active participants reported on line 7a of the Form 55002022-01-01549
Number of retired or separated participants receiving benefits2022-01-0143
Number of other retired or separated participants entitled to future benefits2022-01-01106
Total of all active and inactive participants2022-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-01705
Number of participants with account balances2022-01-01701
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0162
2021: TCW RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01735
Total number of active participants reported on line 7a of the Form 55002021-01-01525
Number of retired or separated participants receiving benefits2021-01-0125
Number of other retired or separated participants entitled to future benefits2021-01-01224
Total of all active and inactive participants2021-01-01774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-01780
Number of participants with account balances2021-01-01777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0183
2020: TCW RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01715
Total number of active participants reported on line 7a of the Form 55002020-01-01567
Number of retired or separated participants receiving benefits2020-01-0126
Number of other retired or separated participants entitled to future benefits2020-01-01142
Total of all active and inactive participants2020-01-01735
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-01739
Number of participants with account balances2020-01-01732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0158
2019: TCW RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01552
Total number of active participants reported on line 7a of the Form 55002019-01-01541
Number of retired or separated participants receiving benefits2019-01-0129
Number of other retired or separated participants entitled to future benefits2019-01-0179
Total of all active and inactive participants2019-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01651
Number of participants with account balances2019-01-01647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0154
2018: TCW RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01541
Total number of active participants reported on line 7a of the Form 55002018-01-01495
Number of retired or separated participants receiving benefits2018-01-0132
Number of other retired or separated participants entitled to future benefits2018-01-0127
Total of all active and inactive participants2018-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01554
Number of participants with account balances2018-01-01545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0135
2017: TCW RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01530
Total number of active participants reported on line 7a of the Form 55002017-01-01464
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0188
Total of all active and inactive participants2017-01-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01553
Number of participants with account balances2017-01-01536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0143
2016: TCW RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01495
Total number of active participants reported on line 7a of the Form 55002016-01-01440
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0189
Total of all active and inactive participants2016-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01529
Number of participants with account balances2016-01-01519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0162
2015: TCW RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01449
Total number of active participants reported on line 7a of the Form 55002015-01-01418
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0175
Total of all active and inactive participants2015-01-01493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01495
Number of participants with account balances2015-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126

Financial Data on TCW RETIREMENT PLAN

Measure Date Value
2022 : TCW RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$80,541
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,101,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$945,445
Value of total corrective distributions2022-12-31$32,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,246,794
Value of total assets at end of year2022-12-31$15,868,449
Value of total assets at beginning of year2022-12-31$16,888,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$123,227
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$370,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$370,644
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,518,471
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,020,495
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,868,449
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,888,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$50,612
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,143,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,238,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,536,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$725,000
Employer contributions (assets) at end of year2022-12-31$725,000
Employer contributions (assets) at beginning of year2022-12-31$650,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$945,445
Contract administrator fees2022-12-31$72,615
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2022-12-31621409003
2021 : TCW RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$806,074
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,476,237
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,089,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,947,951
Value of total corrective distributions2021-12-31$14,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,321,665
Value of total assets at end of year2021-12-31$16,888,944
Value of total assets at beginning of year2021-12-31$15,308,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$127,173
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$320,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$320,063
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,359,626
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$27,904
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$312,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,386,291
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,888,944
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,308,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$51,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,238,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,730,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,834,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$650,000
Employer contributions (assets) at end of year2021-12-31$650,000
Employer contributions (assets) at beginning of year2021-12-31$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,947,951
Contract administrator fees2021-12-31$75,756
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2021-12-31621409003
2020 : TCW RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,321,057
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$868,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$699,931
Value of total corrective distributions2020-12-31$44,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,835,209
Value of total assets at end of year2020-12-31$15,308,727
Value of total assets at beginning of year2020-12-31$12,856,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$123,899
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$286,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$286,787
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,261,579
Participant contributions at end of year2020-12-31$27,904
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$23,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,452,353
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,308,727
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,856,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,730,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,156,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,199,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$550,000
Employer contributions (assets) at end of year2020-12-31$550,000
Employer contributions (assets) at beginning of year2020-12-31$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$699,931
Contract administrator fees2020-12-31$81,064
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2020-12-31621409003
2019 : TCW RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,413,759
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$458,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$364,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,751,162
Value of total assets at end of year2019-12-31$12,856,374
Value of total assets at beginning of year2019-12-31$9,900,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$93,104
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$330,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$330,327
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,007,857
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$43,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,955,742
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,856,374
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,900,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$30,173
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,156,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,300,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,332,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$700,000
Employer contributions (assets) at end of year2019-12-31$700,000
Employer contributions (assets) at beginning of year2019-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$364,913
Contract administrator fees2019-12-31$62,931
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2019-12-31621409003
2018 : TCW RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$861,590
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$803,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$706,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,387,829
Value of total assets at end of year2018-12-31$9,900,632
Value of total assets at beginning of year2018-12-31$9,842,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$97,496
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$275,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$275,208
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$780,205
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$58,031
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,900,632
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,842,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$36,886
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,300,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,442,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-801,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$600,000
Employer contributions (assets) at end of year2018-12-31$600,000
Employer contributions (assets) at beginning of year2018-12-31$400,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$706,063
Contract administrator fees2018-12-31$60,610
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2018-12-31621409003
2017 : TCW RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,325,934
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$450,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$404,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,092,330
Value of total assets at end of year2017-12-31$9,842,601
Value of total assets at beginning of year2017-12-31$7,967,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$45,837
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$198,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$198,265
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$691,730
Other income not declared elsewhere2017-12-31$612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,875,490
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,842,601
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,967,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,442,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,667,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,034,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$400,600
Employer contributions (assets) at end of year2017-12-31$400,441
Employer contributions (assets) at beginning of year2017-12-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$404,607
Contract administrator fees2017-12-31$45,837
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2017-12-31621409003
2016 : TCW RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,488,303
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$329,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$290,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$908,636
Value of total assets at end of year2016-12-31$7,967,111
Value of total assets at beginning of year2016-12-31$6,807,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,776
Total interest from all sources2016-12-31$2,152
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$19,626
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$572,217
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$8
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,141
Administrative expenses (other) incurred2016-12-31$19,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,159,274
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,967,111
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,807,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,667,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,507,829
Interest earned on other investments2016-12-31$2,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,278
Net investment gain/loss from pooled separate accounts2016-12-31$577,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$302,278
Employer contributions (assets) at end of year2016-12-31$300,000
Employer contributions (assets) at beginning of year2016-12-31$297,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$290,253
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2016-12-31621409003
2015 : TCW RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$767,035
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$479,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$443,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$799,661
Value of total assets at end of year2015-12-31$6,807,837
Value of total assets at beginning of year2015-12-31$6,520,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,872
Total interest from all sources2015-12-31$1,949
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$16,276
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$500,735
Participant contributions at end of year2015-12-31$8
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,204
Administrative expenses (other) incurred2015-12-31$19,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$287,651
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,807,837
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,520,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,507,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,320,121
Interest earned on other investments2015-12-31$1,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,278
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,290
Net investment gain/loss from pooled separate accounts2015-12-31$-34,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$297,722
Employer contributions (assets) at end of year2015-12-31$297,722
Employer contributions (assets) at beginning of year2015-12-31$198,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$443,512
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MULLINS, CLEMMONS & MAYES, PLLC
Accountancy firm EIN2015-12-31621409003

Form 5500 Responses for TCW RETIREMENT PLAN

2022: TCW RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TCW RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TCW RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TCW RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TCW RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TCW RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TCW RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TCW RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number64660
Policy instance 1
Insurance contract or identification number64660
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,697
Total amount of fees paid to insurance companyUSD $1,342
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,697
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameACCESS RETIREMENT SERVICES, LLC

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