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CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 401k Plan overview

Plan NameCLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN
Plan identification number 001

CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NTGEG, LLC has sponsored the creation of one or more 401k plans.

Company Name:NTGEG, LLC
Employer identification number (EIN):472674872
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01THOMAS WEILERT
0012017-01-01THOMAS WEILERT
0012016-01-01THOMAS WEILERT
0012015-01-01THOMAS WEILERT2016-09-19

Plan Statistics for CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN

401k plan membership statisitcs for CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN

Measure Date Value
2022: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0128
Total number of active participants reported on line 7a of the Form 55002022-01-0125
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-013
Total of all active and inactive participants2022-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0128
Number of participants with account balances2022-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0132
Total number of active participants reported on line 7a of the Form 55002021-01-0127
Number of other retired or separated participants entitled to future benefits2021-01-011
Total of all active and inactive participants2021-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0128
Number of participants with account balances2021-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0129
Total number of active participants reported on line 7a of the Form 55002020-01-0128
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0131
Number of participants with account balances2020-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0125
Total number of active participants reported on line 7a of the Form 55002019-01-0124
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-012
Total of all active and inactive participants2019-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0126
Number of participants with account balances2019-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0122
Total number of active participants reported on line 7a of the Form 55002018-01-0121
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014
Total of all active and inactive participants2018-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0125
Number of participants with account balances2018-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0118
Total number of active participants reported on line 7a of the Form 55002017-01-0118
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0120
Number of participants with account balances2017-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0114
Total number of active participants reported on line 7a of the Form 55002016-01-0114
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0117
Number of participants with account balances2016-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013

Financial Data on CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN

Measure Date Value
2022 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$-48,215
Expenses. Total of all expenses incurred2022-12-31$152,525
Benefits paid (including direct rollovers)2022-12-31$145,791
Total plan assets at end of year2022-12-31$1,160,411
Total plan assets at beginning of year2022-12-31$1,361,151
Value of fidelity bond covering the plan2022-12-31$150,000
Total contributions received or receivable from participants2022-12-31$81,219
Other income received2022-12-31$-181,857
Net income (gross income less expenses)2022-12-31$-200,740
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,160,411
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,361,151
Assets. Value of assets in partnership/joint-venture interests2022-12-31$14,831
Total contributions received or receivable from employer(s)2022-12-31$52,423
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$6,734
2021 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$301,908
Expenses. Total of all expenses incurred2021-12-31$316,116
Benefits paid (including direct rollovers)2021-12-31$309,519
Total plan assets at end of year2021-12-31$1,361,151
Total plan assets at beginning of year2021-12-31$1,375,359
Value of fidelity bond covering the plan2021-12-31$100,000
Total contributions received or receivable from participants2021-12-31$95,430
Other income received2021-12-31$152,798
Net income (gross income less expenses)2021-12-31$-14,208
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,361,151
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,375,359
Assets. Value of assets in partnership/joint-venture interests2021-12-31$15,024
Total contributions received or receivable from employer(s)2021-12-31$53,680
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$6,597
2020 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$294,290
Expenses. Total of all expenses incurred2020-12-31$133,841
Benefits paid (including direct rollovers)2020-12-31$133,366
Total plan assets at end of year2020-12-31$1,375,359
Total plan assets at beginning of year2020-12-31$1,214,910
Value of fidelity bond covering the plan2020-12-31$100,000
Total contributions received or receivable from participants2020-12-31$96,070
Other income received2020-12-31$158,372
Net income (gross income less expenses)2020-12-31$160,449
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,375,359
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,214,910
Assets. Value of assets in partnership/joint-venture interests2020-12-31$15,259
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$5,241
Total contributions received or receivable from employer(s)2020-12-31$39,848
Value of certain deemed distributions of participant loans2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$475
2019 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$320,107
Expenses. Total of all expenses incurred2019-12-31$13,529
Benefits paid (including direct rollovers)2019-12-31$13,404
Total plan assets at end of year2019-12-31$1,214,910
Total plan assets at beginning of year2019-12-31$908,332
Value of fidelity bond covering the plan2019-12-31$100,000
Total contributions received or receivable from participants2019-12-31$95,644
Contributions received from other sources (not participants or employers)2019-12-31$1,905
Other income received2019-12-31$170,594
Net income (gross income less expenses)2019-12-31$306,578
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,214,910
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$908,332
Assets. Value of assets in partnership/joint-venture interests2019-12-31$20,463
Total contributions received or receivable from employer(s)2019-12-31$51,964
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$125
2018 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$55,145
Expenses. Total of all expenses incurred2018-12-31$206,263
Benefits paid (including direct rollovers)2018-12-31$205,888
Total plan assets at end of year2018-12-31$908,332
Total plan assets at beginning of year2018-12-31$1,059,450
Value of fidelity bond covering the plan2018-12-31$120,000
Total contributions received or receivable from participants2018-12-31$78,147
Other income received2018-12-31$-61,833
Net income (gross income less expenses)2018-12-31$-151,118
Net plan assets at end of year (total assets less liabilities)2018-12-31$908,332
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,059,450
Assets. Value of assets in partnership/joint-venture interests2018-12-31$23,712
Total contributions received or receivable from employer(s)2018-12-31$38,831
Value of certain deemed distributions of participant loans2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$375
2017 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$291,962
Expenses. Total of all expenses incurred2017-12-31$109
Benefits paid (including direct rollovers)2017-12-31$109
Total plan assets at end of year2017-12-31$1,059,450
Total plan assets at beginning of year2017-12-31$767,597
Value of fidelity bond covering the plan2017-12-31$120,000
Total contributions received or receivable from participants2017-12-31$50,596
Contributions received from other sources (not participants or employers)2017-12-31$90,186
Other income received2017-12-31$103,100
Net income (gross income less expenses)2017-12-31$291,853
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,059,450
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$767,597
Assets. Value of assets in partnership/joint-venture interests2017-12-31$25,302
Total contributions received or receivable from employer(s)2017-12-31$48,080
2016 : CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$217,483
Expenses. Total of all expenses incurred2016-12-31$7,086
Benefits paid (including direct rollovers)2016-12-31$6,586
Total plan assets at end of year2016-12-31$767,597
Total plan assets at beginning of year2016-12-31$557,200
Value of fidelity bond covering the plan2016-12-31$120,000
Total contributions received or receivable from participants2016-12-31$43,497
Contributions received from other sources (not participants or employers)2016-12-31$38,748
Other income received2016-12-31$100,104
Net income (gross income less expenses)2016-12-31$210,397
Net plan assets at end of year (total assets less liabilities)2016-12-31$767,597
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$557,200
Assets. Value of assets in partnership/joint-venture interests2016-12-31$33,895
Total contributions received or receivable from employer(s)2016-12-31$35,134
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$500

Form 5500 Responses for CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN

2022: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CLIENT WEALTH MANAGEMENT SERVICES, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-09-26
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $467
Amount paid for insurance broker fees467
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number861538
Policy instance 2
Insurance contract or identification number861538
Number of Individuals Covered16
Insurance policy start date2022-09-14
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Number of Individuals Covered21
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $681
Amount paid for insurance broker fees681
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $592
Amount paid for insurance broker fees592
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Number of Individuals Covered24
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $504
Amount paid for insurance broker fees504
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Number of Individuals Covered20
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,241
Amount paid for insurance broker fees1241
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number121864
Policy instance 1
Insurance contract or identification number121864
Number of Individuals Covered14
Insurance policy start date2017-01-05
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $582
Amount paid for insurance broker fees582
Insurance broker organization code?5
Insurance broker nameADVANCED BENEFITS CONSULTING

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