ALTA TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMERALD MANAGED YIELD PLUS FUND
| Measure | Date | Value |
|---|
| 2020 : EMERALD MANAGED YIELD PLUS FUND 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $-750,605 |
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $-750,605 |
| Total transfer of assets from this plan | 2020-09-30 | $12,746,691 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $18,181 |
| Total income from all sources (including contributions) | 2020-09-30 | $-328,375 |
| Total of all expenses incurred | 2020-09-30 | $96,082 |
| Value of total assets at end of year | 2020-09-30 | $0 |
| Value of total assets at beginning of year | 2020-09-30 | $13,189,329 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $96,082 |
| Total interest from all sources | 2020-09-30 | $422,230 |
| Administrative expenses professional fees incurred | 2020-09-30 | $41,507 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-09-30 | $9,760,732 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $60,022 |
| Administrative expenses (other) incurred | 2020-09-30 | $14,075 |
| Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $18,181 |
| Value of net income/loss | 2020-09-30 | $-424,457 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $13,171,148 |
| Investment advisory and management fees | 2020-09-30 | $40,500 |
| Interest earned on other investments | 2020-09-30 | $422,230 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $3,368,575 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $3,368,575 |
| 2019 : EMERALD MANAGED YIELD PLUS FUND 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $-742,891 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $-742,891 |
| Total transfer of assets from this plan | 2019-12-31 | $4,900,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $18,181 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $29,867 |
| Total income from all sources (including contributions) | 2019-12-31 | $517,182 |
| Total of all expenses incurred | 2019-12-31 | $284,404 |
| Value of total assets at end of year | 2019-12-31 | $13,189,329 |
| Value of total assets at beginning of year | 2019-12-31 | $17,868,237 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $284,404 |
| Total interest from all sources | 2019-12-31 | $1,260,073 |
| Administrative expenses professional fees incurred | 2019-12-31 | $153,246 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $9,760,732 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $16,556,365 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $60,022 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $105,578 |
| Administrative expenses (other) incurred | 2019-12-31 | $17,925 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $18,181 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $29,867 |
| Value of net income/loss | 2019-12-31 | $232,778 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $13,171,148 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,838,370 |
| Investment advisory and management fees | 2019-12-31 | $113,233 |
| Interest earned on other investments | 2019-12-31 | $1,260,073 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $3,368,575 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,206,294 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,206,294 |
| 2018 : EMERALD MANAGED YIELD PLUS FUND 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $300,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $29,867 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $26,227 |
| Total income from all sources (including contributions) | 2018-12-31 | $676,906 |
| Total of all expenses incurred | 2018-12-31 | $347,228 |
| Value of total assets at end of year | 2018-12-31 | $17,868,237 |
| Value of total assets at beginning of year | 2018-12-31 | $17,234,919 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $347,228 |
| Total interest from all sources | 2018-12-31 | $1,432,666 |
| Administrative expenses professional fees incurred | 2018-12-31 | $178,216 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $16,556,365 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $16,209,288 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $105,578 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $104,778 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $29,867 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $26,227 |
| Value of net income/loss | 2018-12-31 | $329,678 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $17,838,370 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,208,692 |
| Investment advisory and management fees | 2018-12-31 | $169,012 |
| Interest earned on other investments | 2018-12-31 | $1,432,666 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,206,294 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $920,853 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $920,853 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-755,760 |
| 2017 : EMERALD MANAGED YIELD PLUS FUND 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $5,665,000 |
| Total transfer of assets from this plan | 2017-12-31 | $300,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $26,227 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $16,173 |
| Total income from all sources (including contributions) | 2017-12-31 | $861,186 |
| Total of all expenses incurred | 2017-12-31 | $300,894 |
| Value of total assets at end of year | 2017-12-31 | $17,234,919 |
| Value of total assets at beginning of year | 2017-12-31 | $11,299,573 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $300,894 |
| Total interest from all sources | 2017-12-31 | $1,265,148 |
| Administrative expenses professional fees incurred | 2017-12-31 | $142,872 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $16,209,288 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $10,585,647 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $104,778 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $157,238 |
| Administrative expenses (other) incurred | 2017-12-31 | $10,159 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $26,227 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $16,173 |
| Value of net income/loss | 2017-12-31 | $560,292 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,208,692 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,283,400 |
| Investment advisory and management fees | 2017-12-31 | $147,863 |
| Interest earned on other investments | 2017-12-31 | $1,265,148 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $920,853 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $556,688 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $556,688 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $-403,962 |
| 2016 : EMERALD MANAGED YIELD PLUS FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-92,371 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-92,371 |
| Total transfer of assets to this plan | 2016-12-31 | $5,700,000 |
| Total transfer of assets from this plan | 2016-12-31 | $100,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $16,173 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $7,214 |
| Total income from all sources (including contributions) | 2016-12-31 | $666,830 |
| Total of all expenses incurred | 2016-12-31 | $181,605 |
| Value of total assets at end of year | 2016-12-31 | $11,299,573 |
| Value of total assets at beginning of year | 2016-12-31 | $5,205,389 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $181,605 |
| Total interest from all sources | 2016-12-31 | $759,201 |
| Administrative expenses professional fees incurred | 2016-12-31 | $86,756 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $10,585,647 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $4,720,660 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $157,238 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $25,932 |
| Administrative expenses (other) incurred | 2016-12-31 | $3,956 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $16,173 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $7,214 |
| Value of net income/loss | 2016-12-31 | $485,225 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,283,400 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,198,175 |
| Investment advisory and management fees | 2016-12-31 | $90,893 |
| Interest earned on other investments | 2016-12-31 | $759,201 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $556,688 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $458,797 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $458,797 |
| 2015 : EMERALD MANAGED YIELD PLUS FUND 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $5,150,000 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $7,214 |
| Total income from all sources (including contributions) | 2015-12-31 | $68,125 |
| Total of all expenses incurred | 2015-12-31 | $19,950 |
| Value of total assets at end of year | 2015-12-31 | $5,205,389 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $19,950 |
| Total interest from all sources | 2015-12-31 | $68,125 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $4,720,660 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $25,932 |
| Administrative expenses (other) incurred | 2015-12-31 | $487 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $7,214 |
| Value of net income/loss | 2015-12-31 | $48,175 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,198,175 |
| Investment advisory and management fees | 2015-12-31 | $11,603 |
| Interest earned on other investments | 2015-12-31 | $68,125 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $458,797 |
| Contract administrator fees | 2015-12-31 | $7,860 |
