401k Plan data: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN plan

HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 401k Plan overview

Plan Name	HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN
Plan identification number	001

HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HILL & SMITH GROUP HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: HILL & SMITH GROUP HOLDINGS, INC.

Employer identification number (EIN): 474129834

NAIC Classification: 332810

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 TAMARA KINSEY 2023-10-12
001 2021-01-01 TAMARA KINSEY 2022-10-17
001 2020-01-01 TAMARA KINSEY 2021-10-10
001 2019-01-01 TAMARA KINSEY 2020-10-14
001 2018-01-01 TAMARA KINSEY 2019-10-03
001 2017-01-01
001 2016-01-01
001 2015-01-01 TAMARA KINSEY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	TAMARA KINSEY	2023-10-12
001	2021-01-01	TAMARA KINSEY	2022-10-17
001	2020-01-01	TAMARA KINSEY	2021-10-10
001	2019-01-01	TAMARA KINSEY	2020-10-14
001	2018-01-01	TAMARA KINSEY	2019-10-03
001	2017-01-01
001	2016-01-01
001	2015-01-01	TAMARA KINSEY

Plan Statistics for HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN

401k plan membership statisitcs for HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2022: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,157
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,098
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 177
Total of all active and inactive participants 2022-01-01 1,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,275
Number of participants with account balances 2022-01-01 959
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 34
2021: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,172
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 980
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 156
Total of all active and inactive participants 2021-01-01 1,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,136
Number of participants with account balances 2021-01-01 863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 57
2020: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,084
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,016
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 135
Total of all active and inactive participants 2020-01-01 1,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,151
Number of participants with account balances 2020-01-01 850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 43
2019: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,003
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 969
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 92
Total of all active and inactive participants 2019-01-01 1,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,061
Number of participants with account balances 2019-01-01 755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 33
2018: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 894
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 928
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 71
Total of all active and inactive participants 2018-01-01 999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 999
Number of participants with account balances 2018-01-01 690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 25
2017: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 829
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 782
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 113
Total of all active and inactive participants 2017-01-01 895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 895
Number of participants with account balances 2017-01-01 628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 21
2016: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 855
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 730
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 103
Total of all active and inactive participants 2016-01-01 833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 833
Number of participants with account balances 2016-01-01 574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 747
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 692
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 136
Total of all active and inactive participants 2015-01-01 828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 828
Number of participants with account balances 2015-01-01 582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 16

Measure	Date	Value
2022: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,157
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,098
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	177
Total of all active and inactive participants	2022-01-01	1,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,275
Number of participants with account balances	2022-01-01	959
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	34
2021: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,172
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	980
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	156
Total of all active and inactive participants	2021-01-01	1,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,136
Number of participants with account balances	2021-01-01	863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	57
2020: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,084
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,016
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	135
Total of all active and inactive participants	2020-01-01	1,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,151
Number of participants with account balances	2020-01-01	850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	43
2019: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,003
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	969
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	92
Total of all active and inactive participants	2019-01-01	1,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,061
Number of participants with account balances	2019-01-01	755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	33
2018: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	894
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	928
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	71
Total of all active and inactive participants	2018-01-01	999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	999
Number of participants with account balances	2018-01-01	690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	25
2017: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	829
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	782
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	113
Total of all active and inactive participants	2017-01-01	895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	895
Number of participants with account balances	2017-01-01	628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	21
2016: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	855
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	730
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	103
Total of all active and inactive participants	2016-01-01	833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	833
Number of participants with account balances	2016-01-01	574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	747
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	692
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	136
Total of all active and inactive participants	2015-01-01	828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	828
Number of participants with account balances	2015-01-01	582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	16

Financial Data on HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN

Measure	Date	Value
2022 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-3,168,737
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,839,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,616,870
Value of total corrective distributions	2022-12-31	$5,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,408,994
Value of total assets at end of year	2022-12-31	$48,038,675
Value of total assets at beginning of year	2022-12-31	$55,047,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$217,696
Total interest from all sources	2022-12-31	$136
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,096,152
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$8,667
Participant contributions at end of year	2022-12-31	$54,773
Participant contributions at beginning of year	2022-12-31	$50,658
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$123,530
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$34
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$1,649
Administrative expenses (other) incurred	2022-12-31	$20,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,008,361
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$48,038,675
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$55,047,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$197,458
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$41,760,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$48,356,920
Interest on participant loans	2022-12-31	$136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$5,899,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$6,332,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-7,577,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,189,312
Employer contributions (assets) at end of year	2022-12-31	$324,520
Employer contributions (assets) at beginning of year	2022-12-31	$296,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,616,870
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2022-12-31	300840934
2021 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$10,266,104
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,981,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,740,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$4,245,789
Value of total assets at end of year	2021-12-31	$55,047,036
Value of total assets at beginning of year	2021-12-31	$48,762,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$240,441
Total interest from all sources	2021-12-31	$741
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,854,361
Participant contributions at end of year	2021-12-31	$8,667
Participant contributions at beginning of year	2021-12-31	$26,360
Participant contributions at end of year	2021-12-31	$50,658
Participant contributions at beginning of year	2021-12-31	$2,659
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$337,391
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$1,649
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$20,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,285,036
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$55,047,036
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$48,762,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$219,728
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$48,356,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$43,479,392
Interest on participant loans	2021-12-31	$741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$6,332,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$4,974,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$6,019,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,054,037
Employer contributions (assets) at end of year	2021-12-31	$296,234
Employer contributions (assets) at beginning of year	2021-12-31	$279,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,740,627
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2021-12-31	300840934
2020 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$9,652,725
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,886,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,683,003
Value of total corrective distributions	2020-12-31	$484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$4,129,771
Value of total assets at end of year	2020-12-31	$48,762,000
Value of total assets at beginning of year	2020-12-31	$42,996,202
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$203,440
Total interest from all sources	2020-12-31	$1,953
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,644,583
Participant contributions at end of year	2020-12-31	$26,360
Participant contributions at beginning of year	2020-12-31	$62,590
Participant contributions at end of year	2020-12-31	$2,659
Participant contributions at beginning of year	2020-12-31	$43,047
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$491,967
Administrative expenses (other) incurred	2020-12-31	$13,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,765,798
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$48,762,000
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$42,996,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$189,632
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$43,479,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$37,706,875
Interest on participant loans	2020-12-31	$1,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$4,974,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$4,959,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,521,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$993,221
Employer contributions (assets) at end of year	2020-12-31	$279,491
Employer contributions (assets) at beginning of year	2020-12-31	$223,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,683,003
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm EIN	2020-12-31	314442423
2019 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$10,760,385
Total income from all sources (including contributions)	2019-12-31	$10,760,385
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,884,166
Total of all expenses incurred	2019-12-31	$2,884,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,638,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,638,689
Value of total corrective distributions	2019-12-31	$354
Value of total corrective distributions	2019-12-31	$354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,065,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,065,951
Value of total assets at end of year	2019-12-31	$42,996,202
Value of total assets at end of year	2019-12-31	$42,996,202
Value of total assets at beginning of year	2019-12-31	$35,119,983
Value of total assets at beginning of year	2019-12-31	$35,119,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$245,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$245,123
Total interest from all sources	2019-12-31	$3,523
Total interest from all sources	2019-12-31	$3,523
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,399,075
Contributions received from participants	2019-12-31	$2,399,075
Participant contributions at end of year	2019-12-31	$62,590
Participant contributions at end of year	2019-12-31	$62,590
Participant contributions at beginning of year	2019-12-31	$95,083
Participant contributions at beginning of year	2019-12-31	$95,083
Participant contributions at end of year	2019-12-31	$43,047
Participant contributions at end of year	2019-12-31	$43,047
Participant contributions at beginning of year	2019-12-31	$39,156
Participant contributions at beginning of year	2019-12-31	$39,156
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$775,490
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$775,490
Administrative expenses (other) incurred	2019-12-31	$16,385
Administrative expenses (other) incurred	2019-12-31	$16,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$7,876,219
Value of net income/loss	2019-12-31	$7,876,219
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$42,996,202
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$42,996,202
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$35,119,983
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$35,119,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$228,738
Investment advisory and management fees	2019-12-31	$228,738
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$37,706,875
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$37,706,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$29,560,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$29,560,604
Income. Interest from loans (other than to participants)	2019-12-31	$3,523
Income. Interest from loans (other than to participants)	2019-12-31	$3,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$4,959,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$4,959,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,216,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,216,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,690,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,690,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$891,386
Contributions received in cash from employer	2019-12-31	$891,386
Employer contributions (assets) at end of year	2019-12-31	$223,995
Employer contributions (assets) at end of year	2019-12-31	$223,995
Employer contributions (assets) at beginning of year	2019-12-31	$208,186
Employer contributions (assets) at beginning of year	2019-12-31	$208,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,638,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,638,689
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm name	2019-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm EIN	2019-12-31	314442423
Accountancy firm EIN	2019-12-31	314442423
2018 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$5,003,543
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,252,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,027,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$7,155,382
Value of total assets at end of year	2018-12-31	$35,119,983
Value of total assets at beginning of year	2018-12-31	$32,369,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$225,750
Total interest from all sources	2018-12-31	$3,532
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,102,444
Participant contributions at end of year	2018-12-31	$95,083
Participant contributions at beginning of year	2018-12-31	$10,395
Participant contributions at end of year	2018-12-31	$39,156
Participant contributions at beginning of year	2018-12-31	$59,027
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,281,095
Administrative expenses (other) incurred	2018-12-31	$17,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,750,665
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$35,119,983
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$32,369,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$207,853
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$29,560,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$27,084,210
Income. Interest from loans (other than to participants)	2018-12-31	$3,532
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,216,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$5,040,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,155,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$771,843
Employer contributions (assets) at end of year	2018-12-31	$208,186
Employer contributions (assets) at beginning of year	2018-12-31	$175,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,027,128
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm EIN	2018-12-31	314442423
2017 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,422,501
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,344,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,166,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,598,282
Value of total assets at end of year	2017-12-31	$32,369,318
Value of total assets at beginning of year	2017-12-31	$30,291,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$177,713
Total interest from all sources	2017-12-31	$1,137
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,653,870
Participant contributions at end of year	2017-12-31	$10,395
Participant contributions at beginning of year	2017-12-31	$13,669
Participant contributions at end of year	2017-12-31	$59,027
Participant contributions at beginning of year	2017-12-31	$23,595
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$309,487
Administrative expenses (other) incurred	2017-12-31	$11,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,078,153
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$32,369,318
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$30,291,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$166,445
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$27,084,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,550,440
Income. Interest from loans (other than to participants)	2017-12-31	$1,137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$5,040,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,561,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,823,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$634,925
Employer contributions (assets) at end of year	2017-12-31	$175,678
Employer contributions (assets) at beginning of year	2017-12-31	$142,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,166,635
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm EIN	2017-12-31	314442423
2016 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,181,879
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,219,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,058,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,127,729
Value of total assets at end of year	2016-12-31	$30,291,165
Value of total assets at beginning of year	2016-12-31	$28,328,458
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$160,683
Total interest from all sources	2016-12-31	$1,559
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,502,428
Participant contributions at end of year	2016-12-31	$13,669
Participant contributions at beginning of year	2016-12-31	$25,982
Participant contributions at end of year	2016-12-31	$23,595
Participant contributions at beginning of year	2016-12-31	$44,078
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$46,142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,031
Other income not declared elsewhere	2016-12-31	$4,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,962,707
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$30,291,165
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$28,328,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,941
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,550,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$22,477,454
Interest on participant loans	2016-12-31	$1,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,561,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$5,638,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,048,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$579,159
Employer contributions (assets) at end of year	2016-12-31	$142,266
Employer contributions (assets) at beginning of year	2016-12-31	$141,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,058,489
Contract administrator fees	2016-12-31	$155,742
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WINKEL GREEN & COMPANY LLP
Accountancy firm EIN	2016-12-31	314442423
2015 : HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,729,607
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,522,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,363,817
Value of total corrective distributions	2015-12-31	$469
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,975,838
Value of total assets at end of year	2015-12-31	$28,328,458
Value of total assets at beginning of year	2015-12-31	$28,121,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$158,409
Total interest from all sources	2015-12-31	$2,751
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,421,925
Participant contributions at end of year	2015-12-31	$25,982
Participant contributions at beginning of year	2015-12-31	$49,256
Participant contributions at end of year	2015-12-31	$44,078
Participant contributions at beginning of year	2015-12-31	$32,572
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,334
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,031
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,037
Administrative expenses (other) incurred	2015-12-31	$3,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$206,912
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$28,328,458
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$28,121,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$155,404
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$22,477,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$22,445,312
Interest on participant loans	2015-12-31	$2,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$5,638,224
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,459,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-248,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$547,579
Employer contributions (assets) at end of year	2015-12-31	$141,689
Employer contributions (assets) at beginning of year	2015-12-31	$134,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,363,817
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN	2015-12-31	314442423

Form 5500 Responses for HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN

2022: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HILL & SMITH GROUP HOLDINGS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	959
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $11,858
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,858
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	863
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $10,890
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,890
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	850
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $10,172
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,172
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	755
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $10,149
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,149
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	690
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,008
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,267
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	628
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,840
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,840
Insurance broker organization code?	3
Insurance broker name	ROBERT L SMITH

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

194-84024

Policy instance

Insurance contract or identification number	194-84024
Number of Individuals Covered	582
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,873
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	9873
Additional information about fees paid to insurance broker	FEES
Insurance broker organization code?	5
Insurance broker name

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Company Name:	HILL & SMITH GROUP HOLDINGS, INC.
Employer identification number (EIN):	474129834
NAIC Classification:	332810