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| Plan Name | STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND |
| Plan identification number | 001 |
| Company Name: | CLEARARC CAPITAL, INC. |
| Employer identification number (EIN): | 474347582 |
Additional information about CLEARARC CAPITAL, INC.
| Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
| Incorporation Date: | 1975-09-30 |
| Company Identification Number: | 471973 |
| Legal Registered Office Address: |
38 FOUNTAIN SQUARE PLZ - CINCINNATI United States of America (USA) 45263 |
More information about CLEARARC CAPITAL, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2018-01-01 | 2019-07-04 | |||
| 001 | 2017-01-01 | 2018-10-02 | |||
| 001 | 2016-01-01 | 2017-10-11 | |||
| 001 | 2015-11-09 | 2016-09-30 |
| Measure | Date | Value |
|---|---|---|
| 2018 : STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2018 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-10-31 | $1,368,910 |
| Total unrealized appreciation/depreciation of assets | 2018-10-31 | $1,368,910 |
| Total transfer of assets to this plan | 2018-10-31 | $2,000,000 |
| Total transfer of assets from this plan | 2018-10-31 | $171,567,461 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $11,493,445 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $3,661,745 |
| Total income from all sources (including contributions) | 2018-10-31 | $-2,335,879 |
| Total loss/gain on sale of assets | 2018-10-31 | $-8,809,584 |
| Total of all expenses incurred | 2018-10-31 | $12,634 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $0 |
| Value of total assets at end of year | 2018-10-31 | $11,493,445 |
| Value of total assets at beginning of year | 2018-10-31 | $175,577,719 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $12,634 |
| Total interest from all sources | 2018-10-31 | $4,852,930 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $154,463 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-10-31 | $2,118,155 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-10-31 | $3,263,515 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-10-31 | $152,728 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-10-31 | $1,461,871 |
| Assets. Loans (other than to participants) at beginning of year | 2018-10-31 | $19,261,254 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-10-31 | $11,493,445 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-10-31 | $3,661,745 |
| Other income not declared elsewhere | 2018-10-31 | $97,402 |
| Administrative expenses (other) incurred | 2018-10-31 | $12,634 |
| Value of net income/loss | 2018-10-31 | $-2,348,513 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $171,915,974 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
| Income. Interest from loans (other than to participants) | 2018-10-31 | $1,382,794 |
| Income. Interest from US Government securities | 2018-10-31 | $821,484 |
| Income. Interest from corporate debt instruments | 2018-10-31 | $2,481,644 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-10-31 | $11,340,717 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-10-31 | $1,503,184 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-10-31 | $1,503,184 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-10-31 | $167,008 |
| Asset value of US Government securities at beginning of year | 2018-10-31 | $62,048,738 |
| Income. Dividends from preferred stock | 2018-10-31 | $75,900 |
| Income. Dividends from common stock | 2018-10-31 | $78,563 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-10-31 | $43,647,082 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-10-31 | $42,273,920 |
| Did the plan have assets held for investment | 2018-10-31 | Yes |
| Aggregate proceeds on sale of assets | 2018-10-31 | $282,348,781 |
| Aggregate carrying amount (costs) on sale of assets | 2018-10-31 | $291,158,365 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Unqualified |
| Accountancy firm name | 2018-10-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2018-10-31 | 133891517 |
| 2017 : STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2017 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $997,673 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $997,673 |
| Total transfer of assets to this plan | 2017-12-31 | $47,875,000 |
| Total transfer of assets from this plan | 2017-12-31 | $14,544 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,661,745 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,923,562 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,859,053 |
| Total loss/gain on sale of assets | 2017-12-31 | $687,221 |
| Total of all expenses incurred | 2017-12-31 | $1,231 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $175,577,719 |
| Value of total assets at beginning of year | 2017-12-31 | $119,121,258 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,231 |
| Total interest from all sources | 2017-12-31 | $4,303,181 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $235,078 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $2,118,155 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $3,511,142 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $3,263,515 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $254,797 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,461,871 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,067,444 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $19,261,254 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $10,352,809 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $3,661,745 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,923,562 |
| Other income not declared elsewhere | 2017-12-31 | $635,900 |
| Administrative expenses (other) incurred | 2017-12-31 | $1,231 |
| Value of net income/loss | 2017-12-31 | $6,857,822 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $171,915,974 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $117,197,696 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $872,603 |
| Income. Interest from US Government securities | 2017-12-31 | $1,018,825 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $2,409,923 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,503,184 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $4,708,259 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $4,708,259 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,830 |
| Asset value of US Government securities at end of year | 2017-12-31 | $62,048,738 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $39,221,707 |
| Income. Dividends from preferred stock | 2017-12-31 | $130,826 |
| Income. Dividends from common stock | 2017-12-31 | $104,252 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $43,647,082 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $26,690,368 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $42,273,920 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $33,314,732 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-12-31 | $167,324,738 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $166,637,517 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2017-12-31 | 133891517 |
| 2016 : STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2016 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $204,557 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $204,557 |
| Total transfer of assets to this plan | 2016-12-31 | $15,200,000 |
| Total transfer of assets from this plan | 2016-12-31 | $22,410 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,923,562 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $4,122,391 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,653,374 |
| Total loss/gain on sale of assets | 2016-12-31 | $-103,954 |
| Total of all expenses incurred | 2016-12-31 | $11,342 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $119,121,258 |
| Value of total assets at beginning of year | 2016-12-31 | $102,500,465 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $11,342 |
| Total interest from all sources | 2016-12-31 | $3,183,807 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $343,214 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $3,511,142 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $9,676,637 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $254,797 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $952,791 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,067,444 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,153,102 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $10,352,809 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $15,358,650 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,923,562 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $4,122,391 |
| Other income not declared elsewhere | 2016-12-31 | $25,750 |
| Administrative expenses (other) incurred | 2016-12-31 | $11,342 |
| Value of net income/loss | 2016-12-31 | $3,642,032 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $117,197,696 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $98,378,074 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Income. Interest from loans (other than to participants) | 2016-12-31 | $761,555 |
| Income. Interest from US Government securities | 2016-12-31 | $747,122 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $1,675,130 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $4,708,259 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $4,274,613 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $4,274,613 |
| Asset value of US Government securities at end of year | 2016-12-31 | $39,221,707 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $42,840,703 |
| Income. Dividends from preferred stock | 2016-12-31 | $309,031 |
| Income. Dividends from common stock | 2016-12-31 | $34,183 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $26,690,368 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $19,192,615 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $33,314,732 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $9,051,354 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-12-31 | $136,319,335 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $136,423,289 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2016-12-31 | 133891517 |
| 2015 : STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2015 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-168,680 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-168,680 |
| Total transfer of assets to this plan | 2015-12-31 | $98,174,033 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $4,122,391 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $204,041 |
| Total loss/gain on sale of assets | 2015-12-31 | $-54,013 |
| Total of all expenses incurred | 2015-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $102,500,465 |
| Value of total assets at beginning of year | 2015-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
| Total interest from all sources | 2015-12-31 | $378,351 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $83,455 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $9,676,637 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $952,791 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,153,102 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $15,358,650 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $4,122,391 |
| Other income not declared elsewhere | 2015-12-31 | $-35,072 |
| Value of net income/loss | 2015-12-31 | $204,041 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $98,378,074 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $0 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $62,518 |
| Income. Interest from US Government securities | 2015-12-31 | $101,844 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $213,989 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $4,274,613 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $0 |
| Asset value of US Government securities at end of year | 2015-12-31 | $42,840,703 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $0 |
| Income. Dividends from preferred stock | 2015-12-31 | $67,863 |
| Income. Dividends from common stock | 2015-12-31 | $15,592 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $19,192,615 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $9,051,354 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $19,602,013 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $19,656,026 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2015-12-31 | 130389151 |
| 2018: STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2018 form 5500 responses | ||
|---|---|---|
| 2018-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | Yes |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2017: STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2017 form 5500 responses | ||
| 2017-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2016: STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2016 form 5500 responses | ||
| 2016-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2015: STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND 2015 form 5500 responses | ||
| 2015-11-09 | Type of plan entity | DFE (Diect Filing Entity) |
| 2015-11-09 | First time form 5500 has been submitted | Yes |
| 2015-11-09 | Submission has been amended | No |
| 2015-11-09 | This submission is the final filing | No |
| 2015-11-09 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-11-09 | Plan is a collectively bargained plan | No |
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