401k Plan data: SMI 401(K) PLAN plan

SMI 401(K) PLAN 401k Plan overview

Plan Name	SMI 401(K) PLAN
Plan identification number	001

SMI 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUNTEX MARINA INVESTORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: SUNTEX MARINA INVESTORS, LLC

Employer identification number (EIN): 474500502

NAIC Classification: 713900

Additional information about SUNTEX MARINA INVESTORS, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2015-07-16

Company Identification Number: 0802254720

Legal Registered Office Address: 17330 PRESTON RD STE 100C

DALLAS
United States of America (USA)
75252

More information about SUNTEX MARINA INVESTORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMI 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 MS. CHERIE ROGERS 2018-10-04
001 2017-01-01

Plan Statistics for SMI 401(K) PLAN

401k plan membership statisitcs for SMI 401(K) PLAN

Measure Date Value
2022: SMI 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 837
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,130
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 165
Total of all active and inactive participants 2022-01-01 1,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,295
Number of participants with account balances 2022-01-01 1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 11
2021: SMI 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 684
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 687
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 89
Total of all active and inactive participants 2021-01-01 776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 776
Number of participants with account balances 2021-01-01 563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 33
2020: SMI 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 654
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 571
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 61
Total of all active and inactive participants 2020-01-01 632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 632
Number of participants with account balances 2020-01-01 395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: SMI 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 465
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 438
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 12
Total of all active and inactive participants 2019-01-01 450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 450
Number of participants with account balances 2019-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SMI 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 469
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 448
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 6
Total of all active and inactive participants 2018-01-01 454
Total participants 2018-01-01 454
Number of participants with account balances 2018-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
2017: SMI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 599
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 601
Number of participants with account balances 2017-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2022: SMI 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	837
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,130
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	165
Total of all active and inactive participants	2022-01-01	1,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,295
Number of participants with account balances	2022-01-01	1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	11
2021: SMI 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	684
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	687
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	89
Total of all active and inactive participants	2021-01-01	776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	776
Number of participants with account balances	2021-01-01	563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	33
2020: SMI 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	654
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	571
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	61
Total of all active and inactive participants	2020-01-01	632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	632
Number of participants with account balances	2020-01-01	395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: SMI 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	465
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	438
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	12
Total of all active and inactive participants	2019-01-01	450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	450
Number of participants with account balances	2019-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SMI 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	469
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	448
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	6
Total of all active and inactive participants	2018-01-01	454
Total participants	2018-01-01	454
Number of participants with account balances	2018-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
2017: SMI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	599
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	601
Number of participants with account balances	2017-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on SMI 401(K) PLAN

Measure	Date	Value
2022 : SMI 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$3,590,234
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$811,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$776,627
Expenses. Certain deemed distributions of participant loans	2022-12-31	$11,628
Value of total corrective distributions	2022-12-31	$1,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,377,098
Value of total assets at end of year	2022-12-31	$7,144,043
Value of total assets at beginning of year	2022-12-31	$4,365,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$21,427
Total interest from all sources	2022-12-31	$5,385
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$307,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$307,479
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$437,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,935,175
Participant contributions at end of year	2022-12-31	$145,829
Participant contributions at beginning of year	2022-12-31	$79,710
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,302,985
Other income not declared elsewhere	2022-12-31	$25
Administrative expenses (other) incurred	2022-12-31	$21,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$2,779,031
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,144,043
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,365,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$6,437,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,280,813
Interest on participant loans	2022-12-31	$5,385
Value of interest in common/collective trusts at end of year	2022-12-31	$560,409
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,103,113
Net investment gain or loss from common/collective trusts	2022-12-31	$3,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,138,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$776,627
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FARMER FUQUA & HUFF
Accountancy firm EIN	2022-12-31	752599166
2021 : SMI 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,469,448
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$613,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$601,742
Expenses. Certain deemed distributions of participant loans	2021-12-31	$1,121
Value of total corrective distributions	2021-12-31	$169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,055,383
Value of total assets at end of year	2021-12-31	$4,365,012
Value of total assets at beginning of year	2021-12-31	$2,509,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$10,538
Total interest from all sources	2021-12-31	$2,869
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$316,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$316,821
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$251,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,035,591
Participant contributions at end of year	2021-12-31	$79,710
Participant contributions at beginning of year	2021-12-31	$37,205
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$305,573
Other income not declared elsewhere	2021-12-31	$2,599
Administrative expenses (other) incurred	2021-12-31	$10,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,855,878
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,365,012
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,509,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,280,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,462,333
Interest on participant loans	2021-12-31	$2,869
Value of interest in common/collective trusts at end of year	2021-12-31	$4,489
Value of interest in common/collective trusts at beginning of year	2021-12-31	$9,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$91,727
Net investment gain or loss from common/collective trusts	2021-12-31	$49
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$714,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$601,742
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FARMER FUQUA & HUFF
Accountancy firm EIN	2021-12-31	752599166
2020 : SMI 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$172,645
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$173,678
Total income from all sources (including contributions)	2020-12-31	$1,022,638
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$125,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$121,023
Value of total corrective distributions	2020-12-31	$1,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$706,481
Value of total assets at end of year	2020-12-31	$2,509,134
Value of total assets at beginning of year	2020-12-31	$1,613,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,921
Total interest from all sources	2020-12-31	$2,911
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$124,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$124,908
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$150,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$539,450
Participant contributions at end of year	2020-12-31	$37,205
Participant contributions at beginning of year	2020-12-31	$51,655
Participant contributions at beginning of year	2020-12-31	$11,452
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$87,328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$173,678
Administrative expenses (other) incurred	2020-12-31	$3,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$896,656
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,509,134
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,439,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,462,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,747
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$1,490,784
Interest on participant loans	2020-12-31	$2,911
Value of interest in common/collective trusts at end of year	2020-12-31	$9,596
Value of interest in common/collective trusts at beginning of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$188,205
Net investment gain or loss from common/collective trusts	2020-12-31	$133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$79,703
Employer contributions (assets) at beginning of year	2020-12-31	$53,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$121,023
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	FARMER, FUQUA & HUFF
Accountancy firm EIN	2020-12-31	752599166
2019 : SMI 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$173,678
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$122,466
Total income from all sources (including contributions)	2019-12-31	$743,401
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$162,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$102,767
Value of total corrective distributions	2019-12-31	$51,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$490,349
Value of total assets at end of year	2019-12-31	$1,613,511
Value of total assets at beginning of year	2019-12-31	$981,554
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,678
Total interest from all sources	2019-12-31	$3,365
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$5,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$5,712
Was this plan covered by a fidelity bond	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$277,027
Participant contributions at end of year	2019-12-31	$51,655
Participant contributions at beginning of year	2019-12-31	$60,246
Participant contributions at end of year	2019-12-31	$11,452
Participant contributions at beginning of year	2019-12-31	$14,787
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$159,449
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$173,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$122,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$580,745
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,439,833
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$859,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$89,520
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,490,784
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$214,873
Interest on participant loans	2019-12-31	$3,365
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$598,211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$5,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$3,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$22,366
Net investment gain/loss from pooled separate accounts	2019-12-31	$67,595
Net investment gain or loss from common/collective trusts	2019-12-31	$154,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$53,873
Employer contributions (assets) at end of year	2019-12-31	$53,873
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$102,767
Contract administrator fees	2019-12-31	$8,678
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	FARMER, FUQUA & HUFF
Accountancy firm EIN	2019-12-31	752599166
2018 : SMI 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$122,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$68,569
Total income from all sources (including contributions)	2018-12-31	$339,899
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$107,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$45,727
Value of total corrective distributions	2018-12-31	$53,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$419,927
Value of total assets at end of year	2018-12-31	$981,554
Value of total assets at beginning of year	2018-12-31	$694,877
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,495
Total interest from all sources	2018-12-31	$3,729
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$293
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$293
Administrative expenses professional fees incurred	2018-12-31	$7,495
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$204,904
Participant contributions at end of year	2018-12-31	$60,246
Participant contributions at beginning of year	2018-12-31	$67,309
Participant contributions at end of year	2018-12-31	$14,787
Participant contributions at beginning of year	2018-12-31	$11,688
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$215,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$122,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$68,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$232,780
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$859,088
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$626,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$89,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$41,160
Value of interest in pooled separate accounts at end of year	2018-12-31	$214,873
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$196,263
Interest on participant loans	2018-12-31	$3,697
Interest earned on other investments	2018-12-31	$32
Value of interest in common/collective trusts at end of year	2018-12-31	$598,211
Value of interest in common/collective trusts at beginning of year	2018-12-31	$376,581
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$3,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-7,783
Net investment gain/loss from pooled separate accounts	2018-12-31	$-21,224
Net investment gain or loss from common/collective trusts	2018-12-31	$-55,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$45,727
Contract administrator fees	2018-12-31	$7,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	FARMER, FUQUA & HUFF
Accountancy firm EIN	2018-12-31	752599166
2017 : SMI 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$68,569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$671,240
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$145,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$73,210
Value of total corrective distributions	2017-12-31	$68,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$602,158
Value of total assets at end of year	2017-12-31	$694,877
Value of total assets at beginning of year	2017-12-31	$100,138
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,291
Total interest from all sources	2017-12-31	$1,345
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$220,921
Participant contributions at end of year	2017-12-31	$67,309
Participant contributions at beginning of year	2017-12-31	$4,819
Participant contributions at end of year	2017-12-31	$11,688
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$381,237
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$68,569
Other income not declared elsewhere	2017-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$526,170
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$626,308
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$100,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$614,004
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$95,319
Interest on participant loans	2017-12-31	$1,345
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from pooled separate accounts	2017-12-31	$67,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$73,210
Contract administrator fees	2017-12-31	$3,291
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FARMER, FUQUA & HUFF, P.C.
Accountancy firm EIN	2017-12-31	752599166

Form 5500 Responses for SMI 401(K) PLAN

2022: SMI 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMI 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMI 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMI 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMI 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMI 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1562
Insurance policy start date	2020-01-01
Insurance policy end date	2020-01-06
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1562
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $24
Total amount of fees paid to insurance company	USD $2
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

463433

Policy instance

Insurance contract or identification number	463433
Number of Individuals Covered	1562
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $1,338
Total amount of fees paid to insurance company	USD $134
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,338
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1125
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $13
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Total amount of fees paid to insurance company	USD $1
Commission paid to Insurance Broker	USD $13
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

463433

Policy instance

Insurance contract or identification number	463433
Number of Individuals Covered	1125
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $1,046
Total amount of fees paid to insurance company	USD $105
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,046
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	79
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

463433

Policy instance

Insurance contract or identification number	463433
Number of Individuals Covered	79
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $298
Total amount of fees paid to insurance company	USD $30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SUNTEX MARINA INVESTORS, LLC
Employer identification number (EIN):	474500502
NAIC Classification:	713900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2015-07-16
Company Identification Number:	0802254720
Legal Registered Office Address:	17330 PRESTON RD STE 100C DALLAS United States of America (USA) 75252