TCW, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TCW, LLC PROFIT SHARING AND SAVINGS PLAN
Measure | Date | Value |
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2022 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $25,758 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $39,632 |
Total income from all sources (including contributions) | 2022-12-31 | $-36,914,741 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $13,923,291 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $13,836,238 |
Value of total corrective distributions | 2022-12-31 | $25,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $18,336,105 |
Value of total assets at end of year | 2022-12-31 | $250,372,581 |
Value of total assets at beginning of year | 2022-12-31 | $301,224,487 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $61,557 |
Total interest from all sources | 2022-12-31 | $81,913 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $7,678,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $7,678,551 |
Administrative expenses professional fees incurred | 2022-12-31 | $27,300 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $77,880,342 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $11,437,697 |
Participant contributions at end of year | 2022-12-31 | $1,603,863 |
Participant contributions at beginning of year | 2022-12-31 | $1,823,211 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $26,287,727 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $34,003,217 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $453,540 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $25,758 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $39,632 |
Other income not declared elsewhere | 2022-12-31 | $-9,090,998 |
Administrative expenses (other) incurred | 2022-12-31 | $34,257 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-50,838,032 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $250,346,823 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $301,184,855 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $146,514,663 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $179,076,059 |
Interest on participant loans | 2022-12-31 | $81,913 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $72,618,704 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $83,042,138 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $195,110 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $192,894 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-43,264,853 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-10,655,459 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,444,868 |
Employer contributions (assets) at end of year | 2022-12-31 | $3,152,514 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,086,968 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $13,836,238 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2022-12-31 | 910189318 |
2021 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $39,632 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $20,915 |
Total income from all sources (including contributions) | 2021-12-31 | $54,182,469 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $18,821,128 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $18,750,806 |
Value of total corrective distributions | 2021-12-31 | $15,621 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $18,270,957 |
Value of total assets at end of year | 2021-12-31 | $301,224,487 |
Value of total assets at beginning of year | 2021-12-31 | $265,844,429 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $54,701 |
Total interest from all sources | 2021-12-31 | $84,028 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $9,726,867 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $9,726,867 |
Administrative expenses professional fees incurred | 2021-12-31 | $25,650 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $76,972,966 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $10,259,051 |
Participant contributions at end of year | 2021-12-31 | $1,823,211 |
Participant contributions at beginning of year | 2021-12-31 | $1,609,927 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $34,003,217 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $25,741,500 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,992,857 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $39,632 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $20,915 |
Other income not declared elsewhere | 2021-12-31 | $2,043,281 |
Administrative expenses (other) incurred | 2021-12-31 | $29,051 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $35,361,341 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $301,184,855 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $265,823,514 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $179,076,059 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $167,263,010 |
Interest on participant loans | 2021-12-31 | $84,028 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $83,042,138 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $68,596,772 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $192,894 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $190,060 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $10,186,388 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $13,870,948 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $6,019,049 |
Employer contributions (assets) at end of year | 2021-12-31 | $3,086,968 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $2,443,160 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $18,750,806 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2021-12-31 | 910189318 |
2020 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $20,915 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $35,981 |
Total income from all sources (including contributions) | 2020-12-31 | $52,287,282 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $6,949,225 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,859,303 |
Value of total corrective distributions | 2020-12-31 | $39,544 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $16,253,015 |
Value of total assets at end of year | 2020-12-31 | $265,844,429 |
Value of total assets at beginning of year | 2020-12-31 | $220,521,438 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $50,378 |
Total interest from all sources | 2020-12-31 | $94,661 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $6,939,820 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $6,939,820 |
Administrative expenses professional fees incurred | 2020-12-31 | $24,002 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $74,379,733 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $9,609,475 |
Participant contributions at end of year | 2020-12-31 | $1,609,927 |
Participant contributions at beginning of year | 2020-12-31 | $1,890,626 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $25,741,500 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $15,812,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,427,404 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $20,915 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $35,981 |
Other income not declared elsewhere | 2020-12-31 | $5,821,359 |
Administrative expenses (other) incurred | 2020-12-31 | $26,376 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $45,338,057 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $265,823,514 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $220,485,457 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $167,263,010 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $139,104,136 |
Interest on participant loans | 2020-12-31 | $94,661 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $68,596,772 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $61,683,979 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $190,060 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $186,761 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $15,256,476 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $7,921,951 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $5,216,136 |
Employer contributions (assets) at end of year | 2020-12-31 | $2,443,160 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,843,097 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,859,303 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2020-12-31 | 910189318 |
2019 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $35,981 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $64,660 |
Total income from all sources (including contributions) | 2019-12-31 | $52,666,421 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $9,948,709 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,842,128 |
Value of total corrective distributions | 2019-12-31 | $65,436 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $15,442,837 |
Value of total assets at end of year | 2019-12-31 | $220,521,438 |
Value of total assets at beginning of year | 2019-12-31 | $177,832,405 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $41,145 |
Total interest from all sources | 2019-12-31 | $98,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $9,605,812 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $9,605,812 |
Administrative expenses professional fees incurred | 2019-12-31 | $23,500 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $77,788,904 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $8,851,906 |
Participant contributions at end of year | 2019-12-31 | $1,890,626 |
Participant contributions at beginning of year | 2019-12-31 | $2,013,126 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $850 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $15,812,839 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $12,102,876 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,091,791 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $35,981 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $64,660 |
Other income not declared elsewhere | 2019-12-31 | $2,439,441 |
Administrative expenses (other) incurred | 2019-12-31 | $17,645 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $42,717,712 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $220,485,457 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $177,767,745 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $139,104,136 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $108,225,556 |
Interest on participant loans | 2019-12-31 | $98,429 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $61,683,979 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $51,017,303 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $186,761 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $183,224 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,458,261 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $10,621,641 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,499,140 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,843,097 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $4,289,470 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,842,128 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2019-12-31 | 910189318 |
2018 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $64,660 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $85,471 |
Total income from all sources (including contributions) | 2018-12-31 | $3,580,010 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $6,169,826 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,044,807 |
Value of total corrective distributions | 2018-12-31 | $94,676 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $13,440,023 |
Value of total assets at end of year | 2018-12-31 | $177,832,405 |
Value of total assets at beginning of year | 2018-12-31 | $180,443,032 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $30,343 |
Total interest from all sources | 2018-12-31 | $648,406 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,439,167 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,439,167 |
Administrative expenses professional fees incurred | 2018-12-31 | $23,318 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $77,788,904 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $8,494,110 |
Participant contributions at end of year | 2018-12-31 | $2,013,126 |
Participant contributions at beginning of year | 2018-12-31 | $1,985,723 |
Participant contributions at end of year | 2018-12-31 | $850 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $12,102,876 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $7,845,309 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $656,443 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $64,660 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $85,471 |
Other income not declared elsewhere | 2018-12-31 | $-740,801 |
Administrative expenses (other) incurred | 2018-12-31 | $7,025 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,589,816 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $177,767,745 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $180,357,561 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $108,225,556 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $149,178,548 |
Interest on participant loans | 2018-12-31 | $93,172 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $51,017,303 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $16,722,214 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $555,234 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $183,224 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $180,683 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-13,970,702 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-2,236,083 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,289,470 |
Employer contributions (assets) at end of year | 2018-12-31 | $4,289,470 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $4,530,555 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,044,807 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $85,471 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $69,946 |
Total income from all sources (including contributions) | 2017-12-31 | $36,873,221 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $6,321,789 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,201,685 |
Value of total corrective distributions | 2017-12-31 | $72,892 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $13,481,941 |
Value of total assets at end of year | 2017-12-31 | $180,443,032 |
Value of total assets at beginning of year | 2017-12-31 | $149,876,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $47,212 |
Total interest from all sources | 2017-12-31 | $499,552 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $7,628,946 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $7,628,946 |
Administrative expenses professional fees incurred | 2017-12-31 | $23,063 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $76,868,661 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $7,953,609 |
Participant contributions at end of year | 2017-12-31 | $1,985,723 |
Participant contributions at beginning of year | 2017-12-31 | $1,651,694 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $7,845,309 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $6,272,603 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $997,777 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $85,471 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $69,946 |
Other income not declared elsewhere | 2017-12-31 | $837,053 |
Administrative expenses (other) incurred | 2017-12-31 | $24,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $30,551,432 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $180,357,561 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $149,806,129 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $149,178,548 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $121,243,443 |
Interest on participant loans | 2017-12-31 | $76,799 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $16,722,214 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $16,752,445 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $422,753 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $180,683 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $14,145,015 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $280,714 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,530,555 |
Employer contributions (assets) at end of year | 2017-12-31 | $4,530,555 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $3,955,890 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,201,685 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : TCW, LLC PROFIT SHARING AND SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $69,946 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $21,778,933 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $10,104,193 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $10,012,016 |
Value of total corrective distributions | 2016-12-31 | $60,562 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $12,913,469 |
Value of total assets at end of year | 2016-12-31 | $149,876,075 |
Value of total assets at beginning of year | 2016-12-31 | $138,131,389 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $31,615 |
Total interest from all sources | 2016-12-31 | $418,083 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,699,242 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,699,242 |
Administrative expenses professional fees incurred | 2016-12-31 | $22,690 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $77,788,904 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $7,214,736 |
Participant contributions at end of year | 2016-12-31 | $1,651,694 |
Participant contributions at beginning of year | 2016-12-31 | $1,686,859 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $224 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $6,272,603 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $3,720,411 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,742,843 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $69,946 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
Other income not declared elsewhere | 2016-12-31 | $174,890 |
Administrative expenses (other) incurred | 2016-12-31 | $8,925 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $11,674,740 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $149,806,129 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $138,131,389 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $121,243,443 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $114,361,149 |
Interest on participant loans | 2016-12-31 | $72,642 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $16,752,445 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $15,005,917 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $345,441 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,346,138 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $227,111 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,955,890 |
Employer contributions (assets) at end of year | 2016-12-31 | $3,955,890 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $3,356,829 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $10,012,016 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |