401k Plan data: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST plan

RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 401k Plan overview

Plan Name	RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST
Plan identification number	001

RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RJK FINANCIAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: RJK FINANCIAL, LLC

Employer identification number (EIN): 475350569

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about RJK FINANCIAL, LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2015-01-20

Company Identification Number: L15000011598

Legal Registered Office Address: 28 Meadows Park Ln

Boynton Beach

33436

More information about RJK FINANCIAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 GREGORY JASON PAETOW 2023-03-31
001 2021-01-01 LYNNE POTTER 2022-03-21
001 2020-01-01 LYNNE POTTER 2021-04-14
001 2018-01-01 LYNNE POTTER 2019-05-21
001 2017-01-01 LYNNE POTTER
001 2016-01-01 LYNNE POTTER
001 2015-01-01 LYNNE POTTER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	GREGORY JASON PAETOW	2023-03-31
001	2021-01-01	LYNNE POTTER	2022-03-21
001	2020-01-01	LYNNE POTTER	2021-04-14
001	2018-01-01	LYNNE POTTER	2019-05-21
001	2017-01-01	LYNNE POTTER
001	2016-01-01	LYNNE POTTER
001	2015-01-01	LYNNE POTTER

Plan Statistics for RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST

401k plan membership statisitcs for RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2017: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 30
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 15
Total of all active and inactive participants 2017-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 45
Number of participants with account balances 2017-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 15
Total of all active and inactive participants 2016-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 41
Number of participants with account balances 2016-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 29
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 14
Total of all active and inactive participants 2015-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 43
Number of participants with account balances 2015-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2017: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	30
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	15
Total of all active and inactive participants	2017-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	45
Number of participants with account balances	2017-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	15
Total of all active and inactive participants	2016-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	41
Number of participants with account balances	2016-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	29
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	14
Total of all active and inactive participants	2015-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	43
Number of participants with account balances	2015-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST

Measure	Date	Value
2017 : RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$537,394
Expenses. Total of all expenses incurred	2017-12-31	$385,266
Benefits paid (including direct rollovers)	2017-12-31	$384,697
Total plan assets at end of year	2017-12-31	$1,678,703
Total plan assets at beginning of year	2017-12-31	$1,526,575
Value of fidelity bond covering the plan	2017-12-31	$200,000
Total contributions received or receivable from participants	2017-12-31	$166,772
Contributions received from other sources (not participants or employers)	2017-12-31	$64,150
Other income received	2017-12-31	$234,363
Net income (gross income less expenses)	2017-12-31	$152,128
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,678,703
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,526,575
Assets. Value of participant loans	2017-12-31	$27,649
Total contributions received or receivable from employer(s)	2017-12-31	$72,109
Value of certain deemed distributions of participant loans	2017-12-31	$569
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$311,736
Expenses. Total of all expenses incurred	2016-12-31	$25,205
Benefits paid (including direct rollovers)	2016-12-31	$24,461
Total plan assets at end of year	2016-12-31	$1,526,575
Total plan assets at beginning of year	2016-12-31	$1,240,044
Value of fidelity bond covering the plan	2016-12-31	$200,000
Total contributions received or receivable from participants	2016-12-31	$143,301
Other income received	2016-12-31	$107,662
Net income (gross income less expenses)	2016-12-31	$286,531
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,526,575
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,240,044
Assets. Value of participant loans	2016-12-31	$23,460
Total contributions received or receivable from employer(s)	2016-12-31	$60,773
Value of corrective distributions	2016-12-31	$314
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$430
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$197,231
Expenses. Total of all expenses incurred	2015-12-31	$45,649
Benefits paid (including direct rollovers)	2015-12-31	$45,261
Total plan assets at end of year	2015-12-31	$1,240,044
Total plan assets at beginning of year	2015-12-31	$1,088,462
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$154,206
Contributions received from other sources (not participants or employers)	2015-12-31	$2,218
Other income received	2015-12-31	$-21,453
Net income (gross income less expenses)	2015-12-31	$151,582
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,240,044
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,088,462
Assets. Value of participant loans	2015-12-31	$22,679
Total contributions received or receivable from employer(s)	2015-12-31	$62,260
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$388
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST

2017: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RJK FINANCIAL, LLC 401(K) RETIREMENT SAVINGS PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

69077

Policy instance

Insurance contract or identification number	69077
Number of Individuals Covered	41
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,057
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1057
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	HUNTER BENEFITS CONSULTING GROUP

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Company Name:	RJK FINANCIAL, LLC
Employer identification number (EIN):	475350569
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2015-01-20
Company Identification Number:	L15000011598
Legal Registered Office Address:	28 Meadows Park Ln Boynton Beach 33436