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ASU ENTERPRISE PARTNERS 401(K) PLAN 401k Plan overview

Plan NameASU ENTERPRISE PARTNERS 401(K) PLAN
Plan identification number 001

ASU ENTERPRISE PARTNERS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASU ENTERPRISE PARTNERS has sponsored the creation of one or more 401k plans.

Company Name:ASU ENTERPRISE PARTNERS
Employer identification number (EIN):475599177
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASU ENTERPRISE PARTNERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01VIRGINIA DESANTO
0012017-01-01VIRGINIA DESANTO

Plan Statistics for ASU ENTERPRISE PARTNERS 401(K) PLAN

401k plan membership statisitcs for ASU ENTERPRISE PARTNERS 401(K) PLAN

Measure Date Value
2022: ASU ENTERPRISE PARTNERS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01436
Total number of active participants reported on line 7a of the Form 55002022-01-01303
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01177
Total of all active and inactive participants2022-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01481
Number of participants with account balances2022-01-01479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: ASU ENTERPRISE PARTNERS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01396
Total number of active participants reported on line 7a of the Form 55002021-01-01243
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01195
Total of all active and inactive participants2021-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01439
Number of participants with account balances2021-01-01436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0136
2020: ASU ENTERPRISE PARTNERS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01394
Total number of active participants reported on line 7a of the Form 55002020-01-01239
Number of retired or separated participants receiving benefits2020-01-01157
Total of all active and inactive participants2020-01-01396
Total participants2020-01-01396
Number of participants with account balances2020-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: ASU ENTERPRISE PARTNERS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01335
Total number of active participants reported on line 7a of the Form 55002019-01-01235
Number of other retired or separated participants entitled to future benefits2019-01-01160
Total of all active and inactive participants2019-01-01395
Total participants2019-01-01395
Number of participants with account balances2019-01-01395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: ASU ENTERPRISE PARTNERS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01305
Total number of active participants reported on line 7a of the Form 55002018-01-01203
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01104
Total of all active and inactive participants2018-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01311
Number of participants with account balances2018-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: ASU ENTERPRISE PARTNERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01234
Total number of active participants reported on line 7a of the Form 55002017-01-01189
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01117
Total of all active and inactive participants2017-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01306
Number of participants with account balances2017-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111

Financial Data on ASU ENTERPRISE PARTNERS 401(K) PLAN

Measure Date Value
2022 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,166,079
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,698,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,667,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,501,566
Value of total assets at end of year2022-12-31$36,554,625
Value of total assets at beginning of year2022-12-31$42,419,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$30,883
Total interest from all sources2022-12-31$58,037
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$348,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$348,425
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,499,727
Participant contributions at end of year2022-12-31$147,379
Participant contributions at beginning of year2022-12-31$202,913
Participant contributions at end of year2022-12-31$102,257
Participant contributions at beginning of year2022-12-31$73,046
Assets. Other investments not covered elsewhere at end of year2022-12-31$353,882
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$365,854
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$186,053
Other income not declared elsewhere2022-12-31$-33,268
Administrative expenses (other) incurred2022-12-31$30,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,864,948
Value of net assets at end of year (total assets less liabilities)2022-12-31$36,554,625
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$42,419,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$34,565,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$38,003,340
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$958,737
Interest on participant loans2022-12-31$8,492
Interest earned on other investments2022-12-31$49,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,711,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,711,663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,300,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,047,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,097,834
Net investment gain/loss from pooled separate accounts2022-12-31$56,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,815,786
Employer contributions (assets) at end of year2022-12-31$80,051
Employer contributions (assets) at beginning of year2022-12-31$56,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,667,986
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,850,773
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,442,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,440,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,785,675
Value of total assets at end of year2021-12-31$42,419,573
Value of total assets at beginning of year2021-12-31$36,011,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,531
Total interest from all sources2021-12-31$36,254
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,431,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,431,998
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,089,971
Participant contributions at end of year2021-12-31$202,913
Participant contributions at beginning of year2021-12-31$223,287
Participant contributions at end of year2021-12-31$73,046
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$365,854
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$309,755
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$217,581
Other income not declared elsewhere2021-12-31$27,559
Administrative expenses (other) incurred2021-12-31$1,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,408,500
Value of net assets at end of year (total assets less liabilities)2021-12-31$42,419,573
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$36,011,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$38,003,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$31,746,287
Value of interest in pooled separate accounts at end of year2021-12-31$958,737
Value of interest in pooled separate accounts at beginning of year2021-12-31$802,988
Interest earned on other investments2021-12-31$36,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,711,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,931,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,931,707
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,047,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$997,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,428,884
Net investment gain/loss from pooled separate accounts2021-12-31$140,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,478,123
Employer contributions (assets) at end of year2021-12-31$56,984
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,440,742
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$8,065,122
Total of all expenses incurred2020-12-31$2,438,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,426,896
Expenses. Certain deemed distributions of participant loans2020-12-31$11,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,724,668
Value of total assets at end of year2020-12-31$36,011,073
Value of total assets at beginning of year2020-12-31$30,384,361
Total interest from all sources2020-12-31$54,245
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,164,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,164,795
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,980,907
Participant contributions at end of year2020-12-31$223,287
Participant contributions at beginning of year2020-12-31$281,089
Assets. Other investments not covered elsewhere at end of year2020-12-31$309,755
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$252,109
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$167,315
Other income not declared elsewhere2020-12-31$33,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,626,712
Value of net assets at end of year (total assets less liabilities)2020-12-31$36,011,073
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$30,384,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$31,746,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,253,152
Value of interest in pooled separate accounts at end of year2020-12-31$802,988
Value of interest in pooled separate accounts at beginning of year2020-12-31$907,370
Interest on participant loans2020-12-31$15,610
Interest earned on other investments2020-12-31$38,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,931,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$728,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$728,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$997,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$962,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,095,900
Net investment gain/loss from pooled separate accounts2020-12-31$-8,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,576,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,426,896
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,310,035
Total of all expenses incurred2019-12-31$955,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$955,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,263,624
Value of total assets at end of year2019-12-31$30,384,361
Value of total assets at beginning of year2019-12-31$23,029,840
Total interest from all sources2019-12-31$53,052
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$996,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$996,515
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,719,124
Participant contributions at end of year2019-12-31$281,089
Participant contributions at beginning of year2019-12-31$310,951
Assets. Other investments not covered elsewhere at end of year2019-12-31$252,109
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$213,134
Other income not declared elsewhere2019-12-31$43,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,354,521
Value of net assets at end of year (total assets less liabilities)2019-12-31$30,384,361
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,029,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,253,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,128,535
Value of interest in pooled separate accounts at end of year2019-12-31$907,370
Value of interest in pooled separate accounts at beginning of year2019-12-31$873,395
Interest on participant loans2019-12-31$15,945
Interest earned on other investments2019-12-31$37,107
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$728,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$779,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$779,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$962,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$937,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,905,537
Net investment gain/loss from pooled separate accounts2019-12-31$48,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,331,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$955,514
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
2018 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,175,234
Total of all expenses incurred2018-12-31$1,860,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,807,613
Expenses. Certain deemed distributions of participant loans2018-12-31$52,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,800,236
Value of total assets at end of year2018-12-31$23,029,840
Value of total assets at beginning of year2018-12-31$23,715,106
Total interest from all sources2018-12-31$48,607
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,112,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,112,428
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,493,798
Participant contributions at end of year2018-12-31$310,951
Participant contributions at beginning of year2018-12-31$271,243
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$139,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-685,266
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,029,840
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,715,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,128,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$21,291,365
Value of interest in pooled separate accounts at end of year2018-12-31$873,395
Value of interest in pooled separate accounts at beginning of year2018-12-31$820,055
Interest on participant loans2018-12-31$14,147
Interest earned on other investments2018-12-31$34,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$779,887
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$574,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$574,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$937,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$758,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,828,962
Net investment gain/loss from pooled separate accounts2018-12-31$42,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,167,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,807,613
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : ASU ENTERPRISE PARTNERS 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,027,927
Total of all expenses incurred2017-12-31$1,122,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,115,247
Expenses. Certain deemed distributions of participant loans2017-12-31$6,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,673,054
Value of total assets at end of year2017-12-31$23,715,106
Value of total assets at beginning of year2017-12-31$18,809,200
Total interest from all sources2017-12-31$41,552
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$813,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$813,016
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,324,275
Participant contributions at end of year2017-12-31$271,243
Participant contributions at beginning of year2017-12-31$262,598
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$264,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,905,906
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,715,106
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,809,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,291,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,437,021
Value of interest in pooled separate accounts at end of year2017-12-31$820,055
Value of interest in pooled separate accounts at beginning of year2017-12-31$665,451
Interest on participant loans2017-12-31$12,268
Interest earned on other investments2017-12-31$29,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$574,383
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$712,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$712,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$758,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$731,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,466,943
Net investment gain/loss from pooled separate accounts2017-12-31$33,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,084,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,115,247
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958

Form 5500 Responses for ASU ENTERPRISE PARTNERS 401(K) PLAN

2022: ASU ENTERPRISE PARTNERS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASU ENTERPRISE PARTNERS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASU ENTERPRISE PARTNERS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASU ENTERPRISE PARTNERS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASU ENTERPRISE PARTNERS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASU ENTERPRISE PARTNERS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered59
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered113
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered396
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered395
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered311
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403448
Policy instance 1
Insurance contract or identification number403448
Number of Individuals Covered306
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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