SCHMUESER & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SCHMUESER & ASSOCIATES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2021 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $30,634 |
| Total transfer of assets from this plan | 2021-12-31 | $1,061,314 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $217,811 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $7,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $1,267,644 |
| Value of total assets at beginning of year | 2021-12-31 | $2,088,202 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $7,689 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Value of net income/loss | 2021-12-31 | $210,122 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,267,644 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,088,202 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $3,903 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,267,644 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,088,202 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $217,811 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Contract administrator fees | 2021-12-31 | $3,786 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| 2020 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $97,662 |
| Total transfer of assets from this plan | 2020-12-31 | $1,463,946 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $274,902 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $6,629 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $2,088,202 |
| Value of total assets at beginning of year | 2020-12-31 | $3,186,213 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,629 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $268,273 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,088,202 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,186,213 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $3,645 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,088,202 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,186,213 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $274,902 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Contract administrator fees | 2020-12-31 | $2,984 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| 2019 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $249,786 |
| Total transfer of assets from this plan | 2019-12-31 | $863,639 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $598,080 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $9,545 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $3,186,213 |
| Value of total assets at beginning of year | 2019-12-31 | $3,211,531 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $9,545 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $598,080 |
| Value of net income/loss | 2019-12-31 | $588,535 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,186,213 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,211,531 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $5,712 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,186,213 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $3,211,531 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Contract administrator fees | 2019-12-31 | $3,833 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| 2018 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $257,934 |
| Total transfer of assets from this plan | 2018-12-31 | $64,319 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-345,176 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $9,842 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $3,211,531 |
| Value of total assets at beginning of year | 2018-12-31 | $3,372,934 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,842 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
| Value of net income/loss | 2018-12-31 | $-355,018 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $3,211,531 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,372,934 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $5,721 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $3,211,531 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,372,934 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-345,176 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Contract administrator fees | 2018-12-31 | $4,121 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| 2017 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $521,935 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $3,372,934 |
| Value of total assets at beginning of year | 2017-12-31 | $2,850,999 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $119 |
| Administrative expenses (other) incurred | 2017-12-31 | $0 |
| Value of net income/loss | 2017-12-31 | $521,935 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $3,372,934 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,850,999 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,372,934 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,717,575 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $133,305 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $521,935 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| 2016 : SCHMUESER & ASSOCIATES, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $61,611 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $134,290 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,360 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $2,830,107 |
| Value of total assets at beginning of year | 2016-12-31 | $2,635,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,360 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $119 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $144 |
| Administrative expenses (other) incurred | 2016-12-31 | $1,360 |
| Value of net income/loss | 2016-12-31 | $132,930 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,830,107 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,635,566 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,798,936 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,604,658 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $31,052 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $30,764 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $134,290 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Total unrealized appreciation/depreciation of assets | 2016-05-31 | $0 |
| Total transfer of assets from this plan | 2016-05-31 | $175,526 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $0 |
| Total income from all sources (including contributions) | 2016-05-31 | $-65,692 |
| Total loss/gain on sale of assets | 2016-05-31 | $0 |
| Total of all expenses incurred | 2016-05-31 | $1,929 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $0 |
| Value of total assets at end of year | 2016-05-31 | $2,635,566 |
| Value of total assets at beginning of year | 2016-05-31 | $2,878,713 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $1,929 |
| Total interest from all sources | 2016-05-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $144 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $179 |
| Administrative expenses (other) incurred | 2016-05-31 | $1,929 |
| Value of net income/loss | 2016-05-31 | $-67,621 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $2,635,566 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $2,878,713 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-05-31 | $2,604,658 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $2,795,563 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-05-31 | $30,764 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-05-31 | $82,971 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $-65,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-05-31 | No |
| Did the plan have assets held for investment | 2016-05-31 | Yes |
