NORTHERN TRUST INVESTMENTS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTHERN TRUST COLLECTIVE FCP SHORT TERM INVESTMENT FUND
| Measure | Date | Value |
|---|
| 2016 : NORTHERN TRUST COLLECTIVE FCP SHORT TERM INVESTMENT FUND 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-07-31 | $0 |
| Total transfer of assets to this plan | 2016-07-31 | $50,385,863,696 |
| Total transfer of assets from this plan | 2016-07-31 | $52,323,136,854 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $4,495,976 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $2,272,786 |
| Total income from all sources (including contributions) | 2016-07-31 | $41,595,925 |
| Total loss/gain on sale of assets | 2016-07-31 | $176,255 |
| Total of all expenses incurred | 2016-07-31 | $2,441,455 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-07-31 | $0 |
| Value of total assets at end of year | 2016-07-31 | $7,386,957,013 |
| Value of total assets at beginning of year | 2016-07-31 | $9,282,852,511 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-07-31 | $2,441,455 |
| Total interest from all sources | 2016-07-31 | $41,419,667 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-07-31 | $0 |
| Administrative expenses professional fees incurred | 2016-07-31 | $20,220 |
| Assets. Other investments not covered elsewhere at end of year | 2016-07-31 | $1,598,500,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-07-31 | $3,019,000,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-07-31 | $5,720,557 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-07-31 | $3,444,339 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-07-31 | $4,495,976 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-07-31 | $2,272,786 |
| Administrative expenses (other) incurred | 2016-07-31 | $2,421,235 |
| Total non interest bearing cash at end of year | 2016-07-31 | $34,069,394 |
| Value of net income/loss | 2016-07-31 | $39,154,470 |
| Value of net assets at end of year (total assets less liabilities) | 2016-07-31 | $7,382,461,037 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-07-31 | $9,280,579,725 |
| Interest earned on other investments | 2016-07-31 | $12,907,266 |
| Income. Interest from US Government securities | 2016-07-31 | $1,834,541 |
| Income. Interest from corporate debt instruments | 2016-07-31 | $7,862,046 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-07-31 | $3,875,999,813 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-07-31 | $4,416,665,081 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-07-31 | $4,416,665,081 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-07-31 | $18,815,814 |
| Asset value of US Government securities at end of year | 2016-07-31 | $325,687,826 |
| Asset value of US Government securities at beginning of year | 2016-07-31 | $619,478,992 |
| Net investment gain or loss from common/collective trusts | 2016-07-31 | $3 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-07-31 | $1,546,979,423 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-07-31 | $1,224,264,099 |
| Aggregate proceeds on sale of assets | 2016-07-31 | $1,112,716,161 |
| Aggregate carrying amount (costs) on sale of assets | 2016-07-31 | $1,112,539,906 |
| 2015 : NORTHERN TRUST COLLECTIVE FCP SHORT TERM INVESTMENT FUND 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-07-31 | $0 |
| Total transfer of assets to this plan | 2015-07-31 | $37,736,083,609 |
| Total transfer of assets from this plan | 2015-07-31 | $28,466,984,318 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-31 | $2,272,786 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-31 | $0 |
| Total income from all sources (including contributions) | 2015-07-31 | $12,886,922 |
| Total loss/gain on sale of assets | 2015-07-31 | $167,379 |
| Total of all expenses incurred | 2015-07-31 | $1,406,488 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-07-31 | $0 |
| Value of total assets at end of year | 2015-07-31 | $9,282,852,511 |
| Value of total assets at beginning of year | 2015-07-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-07-31 | $1,406,488 |
| Total interest from all sources | 2015-07-31 | $12,719,543 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-07-31 | $0 |
| Administrative expenses professional fees incurred | 2015-07-31 | $20,500 |
| Assets. Other investments not covered elsewhere at end of year | 2015-07-31 | $3,019,000,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-07-31 | $3,444,339 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-07-31 | $2,272,786 |
| Administrative expenses (other) incurred | 2015-07-31 | $1,385,988 |
| Value of net income/loss | 2015-07-31 | $11,480,434 |
| Value of net assets at end of year (total assets less liabilities) | 2015-07-31 | $9,280,579,725 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-07-31 | $0 |
| Interest earned on other investments | 2015-07-31 | $4,473,283 |
| Income. Interest from US Government securities | 2015-07-31 | $719,278 |
| Income. Interest from corporate debt instruments | 2015-07-31 | $1,008,954 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-07-31 | $4,416,665,081 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-07-31 | $6,518,028 |
| Asset value of US Government securities at end of year | 2015-07-31 | $619,478,992 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-07-31 | $1,224,264,099 |
| Aggregate proceeds on sale of assets | 2015-07-31 | $522,033,194 |
| Aggregate carrying amount (costs) on sale of assets | 2015-07-31 | $521,865,815 |
