401k Plan data: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN plan

OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 401k Plan overview

Plan Name	OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN
Plan identification number	002

OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OCONNOR COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: OCONNOR COMPANY, INC.

Employer identification number (EIN): 480565520

NAIC Classification: 423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 LYNN PILLER LYNN PILLER 2018-10-03
002 2016-01-01 LYNN PILLER LYNN PILLER 2017-10-13
002 2015-01-01 LYNN PILLER LYNN PILLER 2016-10-14
002 2014-01-01 LYNN PILLER LYNN PILLER 2015-10-14
002 2013-01-01 LYNN PILLER 2014-10-15 LYNN PILLER 2014-10-15
002 2012-01-01 LYNN PILLER 2013-07-24 LYNN PILLER 2013-07-24
002 2011-01-01 LYNN PILLER 2012-10-11 LYNN PILLER 2012-10-11
002 2010-01-01 LYNN PILLER 2011-10-13 LYNN PILLER 2011-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	LYNN PILLER		LYNN PILLER	2018-10-03
002	2016-01-01	LYNN PILLER		LYNN PILLER	2017-10-13
002	2015-01-01	LYNN PILLER		LYNN PILLER	2016-10-14
002	2014-01-01	LYNN PILLER		LYNN PILLER	2015-10-14
002	2013-01-01	LYNN PILLER	2014-10-15	LYNN PILLER	2014-10-15
002	2012-01-01	LYNN PILLER	2013-07-24	LYNN PILLER	2013-07-24
002	2011-01-01	LYNN PILLER	2012-10-11	LYNN PILLER	2012-10-11
002	2010-01-01	LYNN PILLER	2011-10-13	LYNN PILLER	2011-10-13

Plan Statistics for OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN

401k plan membership statisitcs for OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN

Measure Date Value
2017: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 19
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 100
Total of all active and inactive participants 2017-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 123
Number of participants with account balances 2017-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 127
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 17
Total of all active and inactive participants 2016-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 145
Number of participants with account balances 2016-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 131
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 14
Total of all active and inactive participants 2015-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 145
Number of participants with account balances 2015-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 105
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 14
Total of all active and inactive participants 2014-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 119
Number of participants with account balances 2014-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2017: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	19
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	100
Total of all active and inactive participants	2017-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	123
Number of participants with account balances	2017-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	127
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	17
Total of all active and inactive participants	2016-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	145
Number of participants with account balances	2016-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	131
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	14
Total of all active and inactive participants	2015-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	145
Number of participants with account balances	2015-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	105
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	14
Total of all active and inactive participants	2014-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	119
Number of participants with account balances	2014-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN

Measure	Date	Value
2017 : OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,479,116
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,088,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,000,063
Expenses. Certain deemed distributions of participant loans	2017-12-31	$12,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,223,383
Value of total assets at end of year	2017-12-31	$16,034,708
Value of total assets at beginning of year	2017-12-31	$14,644,413
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$76,588
Total interest from all sources	2017-12-31	$8,356
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$255,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$255,855
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$781,031
Participant contributions at end of year	2017-12-31	$231,922
Participant contributions at beginning of year	2017-12-31	$138,453
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$23,596
Administrative expenses (other) incurred	2017-12-31	$748
Total non interest bearing cash at end of year	2017-12-31	$3,749
Total non interest bearing cash at beginning of year	2017-12-31	$21,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,390,295
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,034,708
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,644,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$50,874
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,464,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,992,347
Interest on participant loans	2017-12-31	$8,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$334,286
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$491,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$491,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,991,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$418,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,000,063
Contract administrator fees	2017-12-31	$24,966
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MIZE HOUSER & COMPANY
Accountancy firm EIN	2017-12-31	480882363
2016 : OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,304,276
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,990,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,922,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,171,157
Value of total assets at end of year	2016-12-31	$14,644,413
Value of total assets at beginning of year	2016-12-31	$14,330,572
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$68,175
Total interest from all sources	2016-12-31	$6,181
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$222,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$222,856
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$734,388
Participant contributions at end of year	2016-12-31	$138,453
Participant contributions at beginning of year	2016-12-31	$141,422
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$11,497
Total non interest bearing cash at end of year	2016-12-31	$21,734
Total non interest bearing cash at beginning of year	2016-12-31	$8,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$313,841
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,644,413
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,330,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$46,921
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,992,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$13,505,261
Interest on participant loans	2016-12-31	$6,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$491,879
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$675,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$675,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$904,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$425,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,922,260
Contract administrator fees	2016-12-31	$21,254
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MIZE HOUSER & COMPANY
Accountancy firm EIN	2016-12-31	480882363
2015 : OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$1,938,120
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$849,860
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$826,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$749,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,156,082
Value of total assets at end of year	2015-12-31	$14,330,572
Value of total assets at beginning of year	2015-12-31	$12,369,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$77,374
Total interest from all sources	2015-12-31	$6,718
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$188,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$188,006
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$727,963
Participant contributions at end of year	2015-12-31	$141,422
Participant contributions at beginning of year	2015-12-31	$116,239
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,782
Total non interest bearing cash at end of year	2015-12-31	$8,227
Total non interest bearing cash at beginning of year	2015-12-31	$10,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$22,884
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,330,572
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,369,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$13,505,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,018,617
Interest on participant loans	2015-12-31	$6,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$675,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$223,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$223,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-500,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$424,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$749,602
Contract administrator fees	2015-12-31	$77,374
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MIZE HOUSER & COMPANY
Accountancy firm EIN	2015-12-31	480882363
2014 : OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,732,928
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,837,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,758,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$992,288
Value of total assets at end of year	2014-12-31	$12,369,568
Value of total assets at beginning of year	2014-12-31	$12,473,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$78,995
Total interest from all sources	2014-12-31	$4,316
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$126,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$126,289
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$625,897
Participant contributions at end of year	2014-12-31	$116,239
Participant contributions at beginning of year	2014-12-31	$93,956
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$15,000
Total non interest bearing cash at end of year	2014-12-31	$10,918
Total non interest bearing cash at beginning of year	2014-12-31	$44,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-104,286
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,369,568
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,473,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,018,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$12,053,844
Interest on participant loans	2014-12-31	$4,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$223,794
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$281,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$281,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$610,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$351,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,758,219
Contract administrator fees	2014-12-31	$78,995
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MIZE HOUSER & COMPANY
Accountancy firm EIN	2014-12-31	480882363

Form 5500 Responses for OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN

2017: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OCONNOR COMPANY, INC. EMPLOYEES 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OCONNOR COMPANY, INC.
Employer identification number (EIN):	480565520
NAIC Classification:	423700