401k Plan data: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN plan

SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 401k Plan overview

Plan Name	SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN
Plan identification number	002

SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHAFER, KLINE, & WARREN, INC. has sponsored the creation of one or more 401k plans.

Company Name: SHAFER, KLINE, & WARREN, INC.

Employer identification number (EIN): 480767542

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 NOELLE SIMMONS
002 2017-01-01 NOELLE SIMMONS LARRY GRAHAM 2018-08-28
002 2016-01-01 NOELLE SIMMONS LARRY GRAHAM 2017-08-29
002 2015-01-01 JANET JAKOBE-GRAY LARRY GRAHAM 2016-08-30
002 2014-01-01 CORA BLEW LARRY GRAHAM 2015-09-28
002 2013-01-01 CORA BLEW LARRY GRAHAM 2014-10-08
002 2012-01-01 JANET JAKOBE-GRAY LARRY GRAHAM 2013-10-08
002 2011-01-01 LARRY GRAHAM
002 2010-01-01 LISA DRAPELA LARRY GRAHAM 2011-10-11
002 2009-01-01 RONALD D. PETERING RONALD D. PETERING 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	NOELLE SIMMONS
002	2017-01-01	NOELLE SIMMONS	LARRY GRAHAM	2018-08-28
002	2016-01-01	NOELLE SIMMONS	LARRY GRAHAM	2017-08-29
002	2015-01-01	JANET JAKOBE-GRAY	LARRY GRAHAM	2016-08-30
002	2014-01-01	CORA BLEW	LARRY GRAHAM	2015-09-28
002	2013-01-01	CORA BLEW	LARRY GRAHAM	2014-10-08
002	2012-01-01	JANET JAKOBE-GRAY	LARRY GRAHAM	2013-10-08
002	2011-01-01	LARRY GRAHAM
002	2010-01-01	LISA DRAPELA	LARRY GRAHAM	2011-10-11
002	2009-01-01	RONALD D. PETERING	RONALD D. PETERING	2010-10-07

Plan Statistics for SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN

401k plan membership statisitcs for SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN

Measure Date Value
2018: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 177
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 79
Total of all active and inactive participants 2017-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 256
Number of participants with account balances 2017-01-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 196
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 63
Total of all active and inactive participants 2016-01-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 259
Number of participants with account balances 2016-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 255
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 221
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 52
Total of all active and inactive participants 2015-01-01 273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 273
Number of participants with account balances 2015-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 196
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 52
Total of all active and inactive participants 2014-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 248
Number of participants with account balances 2014-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 199
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 53
Total of all active and inactive participants 2013-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 252
Number of participants with account balances 2013-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 183
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 49
Total of all active and inactive participants 2012-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 232
Number of participants with account balances 2012-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 178
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 50
Total of all active and inactive participants 2011-01-01 228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 228
Number of participants with account balances 2011-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 294
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 209
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 65
Total of all active and inactive participants 2010-01-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 274
Number of participants with account balances 2010-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 243
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 288
Number of participants with account balances 2009-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	177
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	79
Total of all active and inactive participants	2017-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	256
Number of participants with account balances	2017-01-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	196
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	63
Total of all active and inactive participants	2016-01-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	259
Number of participants with account balances	2016-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	255
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	221
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	52
Total of all active and inactive participants	2015-01-01	273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	273
Number of participants with account balances	2015-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	196
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	52
Total of all active and inactive participants	2014-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	248
Number of participants with account balances	2014-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	199
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	53
Total of all active and inactive participants	2013-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	252
Number of participants with account balances	2013-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	183
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	49
Total of all active and inactive participants	2012-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	232
Number of participants with account balances	2012-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	178
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	50
Total of all active and inactive participants	2011-01-01	228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	228
Number of participants with account balances	2011-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	294
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	209
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	65
Total of all active and inactive participants	2010-01-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	274
Number of participants with account balances	2010-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	243
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	288
Number of participants with account balances	2009-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN

Measure	Date	Value
2018 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total income from all sources (including contributions)	2018-10-31	$937,361
Total loss/gain on sale of assets	2018-10-31	$0
Total of all expenses incurred	2018-10-31	$23,078,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-31	$23,021,556
Value of total corrective distributions	2018-10-31	$7,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-31	$470,280
Value of total assets at end of year	2018-10-31	$0
Value of total assets at beginning of year	2018-10-31	$22,141,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-31	$49,389
Total interest from all sources	2018-10-31	$5,560
Total dividends received (eg from common stock, registered investment company shares)	2018-10-31	$197,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-10-31	$197,632
Was this plan covered by a fidelity bond	2018-10-31	Yes
Value of fidelity bond cover	2018-10-31	$500,000
If this is an individual account plan, was there a blackout period	2018-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-10-31	No
Contributions received from participants	2018-10-31	$360,730
Participant contributions at end of year	2018-10-31	$0
Participant contributions at beginning of year	2018-10-31	$293,031
Participant contributions at end of year	2018-10-31	$0
Participant contributions at beginning of year	2018-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Value of net income/loss	2018-10-31	$-22,141,333
Value of net assets at end of year (total assets less liabilities)	2018-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-10-31	$22,141,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-31	No
Were any leases to which the plan was party in default or uncollectible	2018-10-31	No
Investment advisory and management fees	2018-10-31	$26,086
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-10-31	$19,434,735
Interest on participant loans	2018-10-31	$5,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-10-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-10-31	$2,413,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-10-31	$2,413,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-10-31	$263,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-31	No
Was there a failure to transmit to the plan any participant contributions	2018-10-31	No
Has the plan failed to provide any benefit when due under the plan	2018-10-31	No
Contributions received in cash from employer	2018-10-31	$109,550
Employer contributions (assets) at end of year	2018-10-31	$0
Employer contributions (assets) at beginning of year	2018-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-31	$23,021,556
Contract administrator fees	2018-10-31	$23,303
Did the plan have assets held for investment	2018-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-10-31	Disclaimer
Accountancy firm name	2018-10-31	BOAN, CONNEALY & HOULEHAN LLC
Accountancy firm EIN	2018-10-31	274360947
2017 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,532,104
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,265,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,186,635
Value of total corrective distributions	2017-12-31	$28,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,515,123
Value of total assets at end of year	2017-12-31	$22,141,333
Value of total assets at beginning of year	2017-12-31	$21,874,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$49,927
Total interest from all sources	2017-12-31	$28,636
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$999,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$999,701
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,115,443
Participant contributions at end of year	2017-12-31	$293,031
Participant contributions at beginning of year	2017-12-31	$279,293
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$54,479
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$267,022
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$22,141,333
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,874,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$43,999
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$19,434,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$18,788,086
Interest on participant loans	2017-12-31	$12,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,413,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$2,806,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$2,806,932
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$16,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,988,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$345,201
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,186,635
Contract administrator fees	2017-12-31	$5,928
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BOAN, CONNEALY & HOULEHAN LLC
Accountancy firm EIN	2017-12-31	274360947
2016 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,729,373
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,819,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,750,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,844,818
Value of total assets at end of year	2016-12-31	$21,874,311
Value of total assets at beginning of year	2016-12-31	$19,964,810
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$69,368
Total interest from all sources	2016-12-31	$18,075
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$764,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$764,567
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,261,853
Participant contributions at end of year	2016-12-31	$279,293
Participant contributions at beginning of year	2016-12-31	$356,815
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$184,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,909,501
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,874,311
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$19,964,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$62,333
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$18,788,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,970,185
Interest on participant loans	2016-12-31	$14,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$2,806,932
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,637,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,637,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$3,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,101,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$398,200
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,750,504
Contract administrator fees	2016-12-31	$7,035
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BOAN, CONNEALY & HOULEHAN LLC
Accountancy firm EIN	2016-12-31	274360947
2015 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,080,060
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,043,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$979,549
Value of total corrective distributions	2015-12-31	$784
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,380,437
Value of total assets at end of year	2015-12-31	$19,964,810
Value of total assets at beginning of year	2015-12-31	$18,928,644
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$63,561
Total interest from all sources	2015-12-31	$14,627
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$898,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$898,597
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,189,095
Participant contributions at end of year	2015-12-31	$356,815
Participant contributions at beginning of year	2015-12-31	$369,405
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$780,932
Other income not declared elsewhere	2015-12-31	$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,036,166
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$19,964,810
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,928,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$58,487
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,970,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,640,305
Interest on participant loans	2015-12-31	$14,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,637,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,918,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,918,934
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,213,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$410,410
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$979,549
Contract administrator fees	2015-12-31	$5,074
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD, LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,326,900
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,231,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,170,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,477,275
Value of total assets at end of year	2014-12-31	$18,928,644
Value of total assets at beginning of year	2014-12-31	$17,832,822
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$60,589
Total interest from all sources	2014-12-31	$14,383
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,223,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,223,795
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,032,869
Participant contributions at end of year	2014-12-31	$369,405
Participant contributions at beginning of year	2014-12-31	$334,435
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$1,131
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$65,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,095,822
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,928,644
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$17,832,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$55,012
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$16,640,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$15,689,684
Interest on participant loans	2014-12-31	$14,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,918,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,806,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,806,011
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$188
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-388,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$378,468
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$1,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,170,489
Contract administrator fees	2014-12-31	$5,577
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260
2013 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,766,134
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,102,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,035,745
Value of total corrective distributions	2013-12-31	$4,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,476,221
Value of total assets at end of year	2013-12-31	$17,832,822
Value of total assets at beginning of year	2013-12-31	$15,169,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$62,708
Total interest from all sources	2013-12-31	$13,118
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$746,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$746,603
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,009,601
Participant contributions at end of year	2013-12-31	$334,435
Participant contributions at beginning of year	2013-12-31	$286,225
Participant contributions at end of year	2013-12-31	$1,131
Participant contributions at beginning of year	2013-12-31	$25,500
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$97,765
Administrative expenses (other) incurred	2013-12-31	$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,663,274
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$17,832,822
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,169,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$47,790
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$15,689,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,859,790
Interest on participant loans	2013-12-31	$12,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,806,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,987,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,987,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$188
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,530,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$368,855
Employer contributions (assets) at end of year	2013-12-31	$1,561
Employer contributions (assets) at beginning of year	2013-12-31	$10,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,035,745
Contract administrator fees	2013-12-31	$14,581
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD, LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,905,553
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,122,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,075,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,357,641
Value of total assets at end of year	2012-12-31	$15,169,548
Value of total assets at beginning of year	2012-12-31	$13,386,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$47,099
Total interest from all sources	2012-12-31	$13,824
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$346,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$346,438
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$926,451
Participant contributions at end of year	2012-12-31	$286,225
Participant contributions at beginning of year	2012-12-31	$345,988
Participant contributions at end of year	2012-12-31	$25,500
Participant contributions at beginning of year	2012-12-31	$23,949
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$108,404
Administrative expenses (other) incurred	2012-12-31	$12
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,782,565
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,169,548
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,386,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$42,506
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,859,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,467,198
Interest on participant loans	2012-12-31	$13,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,987,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,540,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,540,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,187,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$322,786
Employer contributions (assets) at end of year	2012-12-31	$10,672
Employer contributions (assets) at beginning of year	2012-12-31	$9,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,075,889
Contract administrator fees	2012-12-31	$4,581
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD, LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$975,140
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,032,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,970,104
Value of total corrective distributions	2011-12-31	$14,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,314,049
Value of total assets at end of year	2011-12-31	$13,386,983
Value of total assets at beginning of year	2011-12-31	$14,444,100
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$47,514
Total interest from all sources	2011-12-31	$17,976
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$308,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$308,678
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$927,489
Participant contributions at end of year	2011-12-31	$345,988
Participant contributions at beginning of year	2011-12-31	$416,287
Participant contributions at end of year	2011-12-31	$23,949
Participant contributions at beginning of year	2011-12-31	$28,581
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$54,703
Administrative expenses (other) incurred	2011-12-31	$28
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,057,117
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,386,983
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,444,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$41,735
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,467,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,211,754
Interest on participant loans	2011-12-31	$17,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,540,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,776,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,776,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$165
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-665,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$331,857
Employer contributions (assets) at end of year	2011-12-31	$9,196
Employer contributions (assets) at beginning of year	2011-12-31	$11,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,970,104
Contract administrator fees	2011-12-31	$5,751
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKD, LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,142,130
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,001,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,950,986
Value of total corrective distributions	2010-12-31	$3,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,451,584
Value of total assets at end of year	2010-12-31	$14,444,100
Value of total assets at beginning of year	2010-12-31	$13,303,644
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$47,053
Total interest from all sources	2010-12-31	$21,114
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$217,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$217,182
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,059,088
Participant contributions at end of year	2010-12-31	$416,287
Participant contributions at beginning of year	2010-12-31	$339,544
Participant contributions at end of year	2010-12-31	$28,581
Participant contributions at beginning of year	2010-12-31	$34,117
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$23,278
Administrative expenses (other) incurred	2010-12-31	$7,496
Total non interest bearing cash at end of year	2010-12-31	$118
Total non interest bearing cash at beginning of year	2010-12-31	$7,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,140,456
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,444,100
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,303,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$39,557
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,211,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,727,138
Interest on participant loans	2010-12-31	$20,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,776,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,183,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,183,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$565
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,452,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$369,218
Employer contributions (assets) at end of year	2010-12-31	$11,301
Employer contributions (assets) at beginning of year	2010-12-31	$12,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,950,986
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD, LLP
Accountancy firm EIN	2010-12-31	440160260

Form 5500 Responses for SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN

2018: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SHAFER, KLINE AND WARREN, INC. SALARY SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SHAFER, KLINE, & WARREN, INC.
Employer identification number (EIN):	480767542
NAIC Classification:	541330
NAIC Description:	Engineering Services