WALLACE SAUNDERS, CHARTERED has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,038,480 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,325,168 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,245,554 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,480,656 |
Value of total assets at end of year | 2022-12-31 | $20,873,324 |
Value of total assets at beginning of year | 2022-12-31 | $25,236,972 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $79,614 |
Total interest from all sources | 2022-12-31 | $52,715 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $833,709 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $833,709 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $767,098 |
Participant contributions at end of year | 2022-12-31 | $190,074 |
Participant contributions at beginning of year | 2022-12-31 | $234,633 |
Participant contributions at end of year | 2022-12-31 | $126,674 |
Participant contributions at beginning of year | 2022-12-31 | $119,185 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,238,357 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,423,343 |
Other income not declared elsewhere | 2022-12-31 | $401 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-4,363,648 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $20,873,324 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $25,236,972 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $609 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $16,613,246 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $20,313,340 |
Interest on participant loans | 2022-12-31 | $6,902 |
Interest earned on other investments | 2022-12-31 | $45,813 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,991,415 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $2,436,264 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,405,961 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $713,558 |
Employer contributions (assets) at end of year | 2022-12-31 | $713,558 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $710,207 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,245,554 |
Contract administrator fees | 2022-12-31 | $79,005 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2022-12-31 | 431947695 |
2021 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $4,557,150 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,107,510 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,028,099 |
Value of total corrective distributions | 2021-12-31 | $370 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,482,418 |
Value of total assets at end of year | 2021-12-31 | $25,236,972 |
Value of total assets at beginning of year | 2021-12-31 | $22,787,332 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $79,041 |
Total interest from all sources | 2021-12-31 | $59,568 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,256,045 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,256,045 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $772,211 |
Participant contributions at end of year | 2021-12-31 | $234,633 |
Participant contributions at beginning of year | 2021-12-31 | $201,984 |
Participant contributions at end of year | 2021-12-31 | $119,185 |
Participant contributions at beginning of year | 2021-12-31 | $68,473 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,423,343 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,326,476 |
Other income not declared elsewhere | 2021-12-31 | $-381 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,449,640 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $25,236,972 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $22,787,332 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $20,313,340 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $18,009,327 |
Interest on participant loans | 2021-12-31 | $6,529 |
Interest earned on other investments | 2021-12-31 | $53,039 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $2,436,264 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $2,426,822 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,759,500 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $710,207 |
Employer contributions (assets) at end of year | 2021-12-31 | $710,207 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $754,250 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,028,099 |
Contract administrator fees | 2021-12-31 | $79,041 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2021-12-31 | 431947695 |
2020 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $4,036,965 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,234,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,164,133 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,499,577 |
Value of total assets at end of year | 2020-12-31 | $22,787,332 |
Value of total assets at beginning of year | 2020-12-31 | $19,984,958 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $70,458 |
Total interest from all sources | 2020-12-31 | $28,852 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $712,256 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $712,256 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $745,327 |
Participant contributions at end of year | 2020-12-31 | $201,984 |
Participant contributions at beginning of year | 2020-12-31 | $211,763 |
Participant contributions at end of year | 2020-12-31 | $68,473 |
Participant contributions at beginning of year | 2020-12-31 | $24,734 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,326,476 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,250,069 |
Other income not declared elsewhere | 2020-12-31 | $-2,470 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $6 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,802,374 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $22,787,332 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $19,984,958 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $18,009,327 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $16,239,089 |
Interest on participant loans | 2020-12-31 | $8,193 |
Interest earned on other investments | 2020-12-31 | $20,659 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,637,109 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $2,426,822 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,773,560 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $25,190 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $754,250 |
Employer contributions (assets) at end of year | 2020-12-31 | $754,250 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $622,188 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,164,133 |
Contract administrator fees | 2020-12-31 | $70,458 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MAYER HOFFMAN MCCANN P.C. |
Accountancy firm EIN | 2020-12-31 | 431947695 |
2019 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,022,388 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,245,246 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,175,751 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,214,394 |
Value of total assets at end of year | 2019-12-31 | $19,984,958 |
Value of total assets at beginning of year | 2019-12-31 | $19,207,816 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $69,495 |
Total interest from all sources | 2019-12-31 | $10,570 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $760,983 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $760,983 |
Administrative expenses professional fees incurred | 2019-12-31 | $11,139 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $592,206 |
Participant contributions at end of year | 2019-12-31 | $211,763 |
Participant contributions at beginning of year | 2019-12-31 | $259,276 |
Participant contributions at end of year | 2019-12-31 | $24,734 |
Participant contributions at beginning of year | 2019-12-31 | $39,260 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,250,069 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,051,833 |
Other income not declared elsewhere | 2019-12-31 | $-4,971 |
Total non interest bearing cash at end of year | 2019-12-31 | $6 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $777,142 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $19,984,958 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $19,207,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $16,239,089 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $16,157,811 |
Interest on participant loans | 2019-12-31 | $10,570 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,637,109 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,048,127 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,011,167 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $30,245 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $622,188 |
Employer contributions (assets) at end of year | 2019-12-31 | $622,188 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $651,509 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,175,751 |
Contract administrator fees | 2019-12-31 | $58,356 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MAYER HOFFMAN MCCANN, PC |
Accountancy firm EIN | 2019-12-31 | 431947695 |
2018 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $323,633 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,565,279 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,465,282 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,353,902 |
Value of total assets at end of year | 2018-12-31 | $19,207,816 |
Value of total assets at beginning of year | 2018-12-31 | $21,449,462 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $99,997 |
Total interest from all sources | 2018-12-31 | $10,452 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,090,532 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,090,532 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $702,173 |
Participant contributions at end of year | 2018-12-31 | $259,276 |
Participant contributions at beginning of year | 2018-12-31 | $267,693 |
Participant contributions at end of year | 2018-12-31 | $39,260 |
Participant contributions at beginning of year | 2018-12-31 | $31,919 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,051,833 |
Other income not declared elsewhere | 2018-12-31 | $-72,138 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,241,646 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $19,207,816 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $21,449,462 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $16,157,811 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $492 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $20,470,321 |
Interest on participant loans | 2018-12-31 | $10,452 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,048,127 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,074,600 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $15,485 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $651,729 |
Employer contributions (assets) at end of year | 2018-12-31 | $651,509 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $679,037 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,465,282 |
Contract administrator fees | 2018-12-31 | $99,997 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MAYER HOFFMAN MCCANN, PC |
Accountancy firm EIN | 2018-12-31 | 431947695 |
2017 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $4,283,681 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $5,512,416 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,453,085 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,384,844 |
Value of total assets at end of year | 2017-12-31 | $21,449,462 |
Value of total assets at beginning of year | 2017-12-31 | $22,678,197 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $59,331 |
Total interest from all sources | 2017-12-31 | $8,820 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $705,807 |
Participant contributions at end of year | 2017-12-31 | $267,693 |
Participant contributions at beginning of year | 2017-12-31 | $264,557 |
Participant contributions at end of year | 2017-12-31 | $31,919 |
Participant contributions at beginning of year | 2017-12-31 | $69,359 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $492 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $9,518,497 |
Other income not declared elsewhere | 2017-12-31 | $828,281 |
Administrative expenses (other) incurred | 2017-12-31 | $15,212 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-1,228,735 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $21,449,462 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $22,678,197 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $44,119 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $20,470,321 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $12,239,391 |
Interest on participant loans | 2017-12-31 | $8,820 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $679,037 |
Employer contributions (assets) at end of year | 2017-12-31 | $679,037 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $586,393 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,453,085 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MARKSNELSON, LLC |
Accountancy firm EIN | 2017-12-31 | 481238645 |
2016 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,781,535 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,039,209 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,899,949 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,259,232 |
Value of total assets at end of year | 2016-12-31 | $22,678,197 |
Value of total assets at beginning of year | 2016-12-31 | $21,935,871 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $139,260 |
Total interest from all sources | 2016-12-31 | $8,127 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $1,200 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $672,222 |
Participant contributions at end of year | 2016-12-31 | $264,557 |
Participant contributions at beginning of year | 2016-12-31 | $228,092 |
Participant contributions at end of year | 2016-12-31 | $69,359 |
Participant contributions at beginning of year | 2016-12-31 | $31,731 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $9,518,497 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $10,099,707 |
Other income not declared elsewhere | 2016-12-31 | $671,215 |
Administrative expenses (other) incurred | 2016-12-31 | $72,848 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $742,326 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $22,678,197 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $21,935,871 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $65,212 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $12,239,391 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $10,832,415 |
Interest on participant loans | 2016-12-31 | $8,127 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $587,010 |
Employer contributions (assets) at end of year | 2016-12-31 | $586,393 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $743,926 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,899,949 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MARKSNELSON, LLC |
Accountancy firm EIN | 2016-12-31 | 481238645 |
2015 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,443,506 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,556,100 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,411,185 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,488,438 |
Value of total assets at end of year | 2015-12-31 | $21,935,871 |
Value of total assets at beginning of year | 2015-12-31 | $23,048,465 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $144,915 |
Total interest from all sources | 2015-12-31 | $7,134 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $1,200 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $744,512 |
Participant contributions at end of year | 2015-12-31 | $228,092 |
Participant contributions at beginning of year | 2015-12-31 | $241,916 |
Participant contributions at end of year | 2015-12-31 | $31,731 |
Participant contributions at beginning of year | 2015-12-31 | $38,918 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $10,099,707 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $10,521,962 |
Other income not declared elsewhere | 2015-12-31 | $-60,641 |
Administrative expenses (other) incurred | 2015-12-31 | $77,998 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,112,594 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $21,935,871 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $23,048,465 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $65,717 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $68,190 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $10,832,415 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $11,535,222 |
Interest on participant loans | 2015-12-31 | $7,134 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $8,575 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $743,926 |
Employer contributions (assets) at end of year | 2015-12-31 | $743,926 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $642,257 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,411,185 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MARKSNELSON, LLC |
Accountancy firm EIN | 2015-12-31 | 481238645 |
2014 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,795,531 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,277,038 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,129,305 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,353,232 |
Value of total assets at end of year | 2014-12-31 | $23,048,465 |
Value of total assets at beginning of year | 2014-12-31 | $23,529,972 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $147,733 |
Total interest from all sources | 2014-12-31 | $8,553 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $900 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $708,184 |
Participant contributions at end of year | 2014-12-31 | $241,916 |
Participant contributions at beginning of year | 2014-12-31 | $311,180 |
Participant contributions at end of year | 2014-12-31 | $38,918 |
Participant contributions at beginning of year | 2014-12-31 | $54,799 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $10,521,962 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $10,233,411 |
Other income not declared elsewhere | 2014-12-31 | $506,391 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-481,507 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $23,048,465 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $23,529,972 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $69,444 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $68,190 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $822,120 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $11,535,222 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $11,434,961 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $8,553 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $927,355 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $645,048 |
Employer contributions (assets) at end of year | 2014-12-31 | $642,257 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $673,501 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,129,305 |
Contract administrator fees | 2014-12-31 | $77,389 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MARKSNELSON, LLC |
Accountancy firm EIN | 2014-12-31 | 481238645 |
2013 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $5,021,277 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,725,442 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,591,338 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,414,278 |
Value of total assets at end of year | 2013-12-31 | $23,529,972 |
Value of total assets at beginning of year | 2013-12-31 | $20,234,137 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $134,104 |
Total interest from all sources | 2013-12-31 | $10,555 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $740,777 |
Participant contributions at end of year | 2013-12-31 | $311,180 |
Participant contributions at beginning of year | 2013-12-31 | $365,644 |
Participant contributions at end of year | 2013-12-31 | $54,799 |
Participant contributions at beginning of year | 2013-12-31 | $88,141 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $10,233,411 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $8,831,302 |
Other income not declared elsewhere | 2013-12-31 | $1,717,075 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,295,835 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $23,529,972 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $20,234,137 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $60,378 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $822,120 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $705,249 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $11,434,961 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $9,505,850 |
Interest on participant loans | 2013-12-31 | $10,555 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,879,369 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $673,501 |
Employer contributions (assets) at end of year | 2013-12-31 | $673,501 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $737,951 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,591,338 |
Contract administrator fees | 2013-12-31 | $73,726 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MARKSNELSON, LLC |
Accountancy firm EIN | 2013-12-31 | 481238645 |
2012 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $3,850,304 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,915,323 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,805,540 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,489,930 |
Value of total assets at end of year | 2012-12-31 | $20,234,137 |
Value of total assets at beginning of year | 2012-12-31 | $19,299,156 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $109,783 |
Total interest from all sources | 2012-12-31 | $11,420 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $751,979 |
Participant contributions at end of year | 2012-12-31 | $365,644 |
Participant contributions at beginning of year | 2012-12-31 | $304,329 |
Participant contributions at end of year | 2012-12-31 | $88,141 |
Participant contributions at beginning of year | 2012-12-31 | $31,882 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $8,831,302 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $8,835,048 |
Other income not declared elsewhere | 2012-12-31 | $1,227,220 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $934,981 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $20,234,137 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $19,299,156 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $43,132 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $10,211,099 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $9,376,769 |
Interest on participant loans | 2012-12-31 | $11,420 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,121,734 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $737,951 |
Employer contributions (assets) at end of year | 2012-12-31 | $737,951 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $751,128 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,805,540 |
Contract administrator fees | 2012-12-31 | $66,651 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MARKS NELSON VOHLAND CAMPBELL & RAD |
Accountancy firm EIN | 2012-12-31 | 481238645 |
2011 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $616 |
Total income from all sources (including contributions) | 2011-12-31 | $1,734,253 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,597,861 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,503,738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,487,433 |
Value of total assets at end of year | 2011-12-31 | $19,299,156 |
Value of total assets at beginning of year | 2011-12-31 | $20,163,380 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $94,123 |
Total interest from all sources | 2011-12-31 | $14,482 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $734,360 |
Participant contributions at end of year | 2011-12-31 | $304,329 |
Participant contributions at beginning of year | 2011-12-31 | $371,246 |
Participant contributions at end of year | 2011-12-31 | $31,882 |
Participant contributions at beginning of year | 2011-12-31 | $47,827 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $8,835,048 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $10,029,882 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $11,063 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $616 |
Other income not declared elsewhere | 2011-12-31 | $90,164 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-863,608 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $19,299,156 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,162,764 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $31,606 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $9,376,769 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $8,967,086 |
Interest on participant loans | 2011-12-31 | $14,482 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $751 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $751 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $37,527 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $142,174 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $742,010 |
Employer contributions (assets) at end of year | 2011-12-31 | $751,128 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $709,061 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,503,738 |
Contract administrator fees | 2011-12-31 | $62,517 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MARKS NELSON VOHLAND CAMPBELL & RAD |
Accountancy firm EIN | 2011-12-31 | 481238645 |
2010 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $616 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,365 |
Total income from all sources (including contributions) | 2010-12-31 | $3,445,150 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $859,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $823,848 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,439,842 |
Value of total assets at end of year | 2010-12-31 | $20,163,380 |
Value of total assets at beginning of year | 2010-12-31 | $17,578,579 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $35,752 |
Total interest from all sources | 2010-12-31 | $17,563 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $21,833 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $21,833 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $730,781 |
Participant contributions at end of year | 2010-12-31 | $371,246 |
Participant contributions at beginning of year | 2010-12-31 | $336,810 |
Participant contributions at end of year | 2010-12-31 | $47,827 |
Participant contributions at beginning of year | 2010-12-31 | $53,913 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $10,029,882 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $8,373,829 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $616 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,365 |
Other income not declared elsewhere | 2010-12-31 | $1,170,727 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,585,550 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,162,764 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $17,577,214 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $35,752 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,022,615 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $8,967,086 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
Interest on participant loans | 2010-12-31 | $17,563 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $751 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,365 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,365 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $37,527 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $78,987 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $795,185 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $709,061 |
Employer contributions (assets) at end of year | 2010-12-31 | $709,061 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $711,060 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $823,848 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MARKS NELSON VOHLAND CAMPBELL & RAD |
Accountancy firm EIN | 2010-12-31 | 481238645 |
2009 : WALLACE SAUNDERS AUSTIN BROWN & ENOCHS CHARTERED 401(K) PROFIT SHARING PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |