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SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameSAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN
Plan identification number 008

SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SAUDER CUSTOM FABRICATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:SAUDER CUSTOM FABRICATION, INC.
Employer identification number (EIN):480933425
NAIC Classification:331200

Additional information about SAUDER CUSTOM FABRICATION, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0922073

More information about SAUDER CUSTOM FABRICATION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082019-01-01KAREN BROWN-GENTZ2020-07-10 KAREN BROWN-GENTZ2020-07-10
0082018-01-01KAREN BROWN-GENTZ2019-05-31 KAREN BROWN-GENTZ2019-05-31
0082017-01-01KAREN BROWN-GENTZ2018-06-15 KAREN BROWN-GENTZ2018-06-15
0082016-01-01KAREN BROWN-GENTZ2017-06-29 KAREN BROWN-GENTZ2017-06-29
0082015-01-01KAREN BROWN-GENTZ2016-06-30 KAREN BROWN-GENTZ2016-06-30
0082014-01-01KAREN BROWN-GENTZ
0082013-01-01KAREN BROWN-GENTZ KAREN BROWN-GENTZ2014-06-27
0082012-07-01KAREN BROWN-GENTZ
0082012-01-01KAREN BROWN-GENTZ2019-12-20 KAREN BROWN-GENTZ2019-12-20
0082011-07-01SANDY MOORE
0082011-01-01KAREN BROWN-GENTZ2019-12-20 KAREN BROWN-GENTZ2019-12-20
0082010-07-01SANDY MOORE
0082010-01-01KAREN BROWN-GENTZ2019-12-20 KAREN BROWN-GENTZ2019-12-20
0082009-01-01KAREN BROWN-GENTZ2019-12-20 KAREN BROWN-GENTZ2019-12-20
0082008-01-01
0082007-01-01
0082006-07-01

Plan Statistics for SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN

401k plan membership statisitcs for SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN

Measure Date Value
2014: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0176
Total number of active participants reported on line 7a of the Form 55002014-01-0152
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-0177
Number of participants with account balances2014-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0172
Total number of active participants reported on line 7a of the Form 55002013-01-0157
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-0178
Number of participants with account balances2013-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0174
Total number of active participants reported on line 7a of the Form 55002012-07-0150
Number of retired or separated participants receiving benefits2012-07-013
Number of other retired or separated participants entitled to future benefits2012-07-0117
Total of all active and inactive participants2012-07-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-0171
Number of participants with account balances2012-07-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0119
2011: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0181
Total number of active participants reported on line 7a of the Form 55002011-07-0148
Number of retired or separated participants receiving benefits2011-07-013
Number of other retired or separated participants entitled to future benefits2011-07-0123
Total of all active and inactive participants2011-07-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0174
Number of participants with account balances2011-07-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0123
2010: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-0176
Total number of active participants reported on line 7a of the Form 55002010-07-0143
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0130
Total of all active and inactive participants2010-07-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-0173
Number of participants with account balances2010-07-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2008: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0182
Total number of active participants reported on line 7a of the Form 55002008-01-0184
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-013
Total of all active and inactive participants2008-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0187
Number of participants with account balances2008-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010
2007: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-0164
Total number of active participants reported on line 7a of the Form 55002007-01-0161
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-0121
Total of all active and inactive participants2007-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-0182
Number of participants with account balances2007-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010
2006: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-07-0165
Total number of active participants reported on line 7a of the Form 55002006-07-0159
Number of retired or separated participants receiving benefits2006-07-010
Number of other retired or separated participants entitled to future benefits2006-07-015
Total of all active and inactive participants2006-07-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-07-010
Total participants2006-07-0164
Number of participants with account balances2006-07-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-07-010

Financial Data on SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN

Measure Date Value
2014 : SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$660,157
Expenses. Total of all expenses incurred2014-12-31$613,278
Benefits paid (including direct rollovers)2014-12-31$611,528
Total plan assets at end of year2014-12-31$6,388,415
Total plan assets at beginning of year2014-12-31$6,341,536
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$141,807
Expenses. Other expenses not covered elsewhere2014-12-31$1,750
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$330,377
Net income (gross income less expenses)2014-12-31$46,879
Net plan assets at end of year (total assets less liabilities)2014-12-31$6,388,415
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$6,341,536
Assets. Value of participant loans2014-12-31$239,216
Total contributions received or receivable from employer(s)2014-12-31$187,973
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$1,327,046
Expenses. Total of all expenses incurred2013-12-31$41,524
Benefits paid (including direct rollovers)2013-12-31$39,424
Total plan assets at end of year2013-12-31$6,341,536
Total plan assets at beginning of year2013-12-31$5,056,014
Value of fidelity bond covering the plan2013-12-31$2,000,000
Total contributions received or receivable from participants2013-12-31$143,646
Expenses. Other expenses not covered elsewhere2013-12-31$2,100
Other income received2013-12-31$937,966
Net income (gross income less expenses)2013-12-31$1,285,522
Net plan assets at end of year (total assets less liabilities)2013-12-31$6,341,536
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,056,014
Assets. Value of participant loans2013-12-31$367,596
Total contributions received or receivable from employer(s)2013-12-31$245,434
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$344,886
Expenses. Total of all expenses incurred2012-12-31$176,603
Benefits paid (including direct rollovers)2012-12-31$175,903
Total plan assets at end of year2012-12-31$5,056,014
Total plan assets at beginning of year2012-12-31$4,887,731
Value of fidelity bond covering the plan2012-12-31$2,000,000
Total contributions received or receivable from participants2012-12-31$62,228
Expenses. Other expenses not covered elsewhere2012-12-31$700
Contributions received from other sources (not participants or employers)2012-12-31$3,030
Other income received2012-12-31$248,394
Net income (gross income less expenses)2012-12-31$168,283
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,056,014
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,887,731
Assets. Value of participant loans2012-12-31$293,341
Total contributions received or receivable from employer(s)2012-12-31$31,234
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Transfers to/from the plan2012-06-30$0
Total income from all sources2012-06-30$267,993
Expenses. Total of all expenses incurred2012-06-30$314,330
Benefits paid (including direct rollovers)2012-06-30$313,350
Total plan assets at end of year2012-06-30$4,887,731
Total plan assets at beginning of year2012-06-30$4,934,068
Value of fidelity bond covering the plan2012-06-30$500,000
Total contributions received or receivable from participants2012-06-30$160,562
Expenses. Other expenses not covered elsewhere2012-06-30$980
Contributions received from other sources (not participants or employers)2012-06-30$0
Other income received2012-06-30$-84,160
Noncash contributions received2012-06-30$0
Net income (gross income less expenses)2012-06-30$-46,337
Net plan assets at end of year (total assets less liabilities)2012-06-30$4,887,731
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$4,934,068
Assets. Value of participant loans2012-06-30$236,200
Total contributions received or receivable from employer(s)2012-06-30$191,591
Value of certain deemed distributions of participant loans2012-06-30$0
Value of corrective distributions2012-06-30$0
Funding deficiency by the employer to the plan for this plan year2012-06-30$0
Minimum employer required contribution for this plan year2012-06-30$0
Amount contributed by the employer to the plan for this plan year2012-06-30$0
2011 : SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-06-30$0
Total income from all sources2011-06-30$966,076
Expenses. Total of all expenses incurred2011-06-30$504,776
Benefits paid (including direct rollovers)2011-06-30$503,796
Total plan assets at end of year2011-06-30$4,934,068
Total plan assets at beginning of year2011-06-30$4,472,768
Value of fidelity bond covering the plan2011-06-30$500,000
Total contributions received or receivable from participants2011-06-30$109,612
Expenses. Other expenses not covered elsewhere2011-06-30$980
Contributions received from other sources (not participants or employers)2011-06-30$0
Other income received2011-06-30$706,946
Net income (gross income less expenses)2011-06-30$461,300
Net plan assets at end of year (total assets less liabilities)2011-06-30$4,934,068
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$4,472,768
Assets. Value of participant loans2011-06-30$224,020
Total contributions received or receivable from employer(s)2011-06-30$149,518
Value of certain deemed distributions of participant loans2011-06-30$0
Value of corrective distributions2011-06-30$0
Funding deficiency by the employer to the plan for this plan year2011-06-30$0
Minimum employer required contribution for this plan year2011-06-30$0
Amount contributed by the employer to the plan for this plan year2011-06-30$0

Form 5500 Responses for SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN

2014: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2010: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2008: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planYes
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2007: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedYes
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planYes
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2006: SAUDER CUSTOM FABRICATION, INC UNION 401K PROFIT SHARING PLAN 2006 form 5500 responses
2006-07-01Type of plan entitySingle employer plan
2006-07-01Submission has been amendedYes
2006-07-01This submission is the final filingNo
2006-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2006-07-01Plan is a collectively bargained planYes
2006-07-01Plan funding arrangement – InsuranceYes
2006-07-01Plan funding arrangement – TrustYes
2006-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered74
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $15,055
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,055
Insurance broker organization code?3
Insurance broker nameC E S INS AGENCY INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered73
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,624
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,624
Insurance broker organization code?3
Insurance broker nameCES INSURANCE AGENCY INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered54
Insurance policy start date2012-07-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,864
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,864
Insurance broker organization code?3
Insurance broker nameCES INSURANCE AGENCY INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered51
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $13,879
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered73
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $13,640
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered82
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $11,157
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,157
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered77
Insurance policy start date2007-01-01
Insurance policy end date2007-12-31
Total amount of commissions paid to insurance brokerUSD $13,525
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,525
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019082
Policy instance 1
Insurance contract or identification numberGA-019082
Number of Individuals Covered61
Insurance policy start date2006-07-01
Insurance policy end date2006-12-31
Total amount of commissions paid to insurance brokerUSD $11,872
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,302
Insurance broker organization code?3

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