401k Plan data: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN plan

UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 401k Plan overview

Plan Name	UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN
Plan identification number	001

UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSAL ENGRAVING, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSAL ENGRAVING, INC.

Employer identification number (EIN): 480943020

NAIC Classification: 332900

Additional information about UNIVERSAL ENGRAVING, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2016-02-05

Company Identification Number: 0802395140

Legal Registered Office Address: PO BOX 15090

LENEXA
United States of America (USA)
66285

More information about UNIVERSAL ENGRAVING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-10-01 ANDY TUCK 2017-08-10
001 2015-10-01 ANDY TUCK
001 2014-10-01 ANDY TUCK
001 2013-10-01 ANDY TUCK
001 2012-10-01 ANDY TUCK ANDY TUCK 2014-06-19
001 2011-10-01 ANDY TUCK
001 2009-10-01 ANDY TUCK
001 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-10-01	ANDY TUCK	2017-08-10
001	2015-10-01	ANDY TUCK
001	2014-10-01	ANDY TUCK
001	2013-10-01	ANDY TUCK
001	2012-10-01	ANDY TUCK		ANDY TUCK	2014-06-19
001	2011-10-01	ANDY TUCK
001	2009-10-01	ANDY TUCK
001	2008-10-01

Plan Statistics for UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN

401k plan membership statisitcs for UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN

Measure Date Value
2015: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 94
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 79
Number of retired or separated participants receiving benefits 2015-10-01 4
Number of other retired or separated participants entitled to future benefits 2015-10-01 5
Total of all active and inactive participants 2015-10-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 1
Total participants 2015-10-01 89
Number of participants with account balances 2015-10-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 102
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 80
Number of retired or separated participants receiving benefits 2014-10-01 4
Number of other retired or separated participants entitled to future benefits 2014-10-01 8
Total of all active and inactive participants 2014-10-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 2
Total participants 2014-10-01 94
Number of participants with account balances 2014-10-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 127
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 87
Number of retired or separated participants receiving benefits 2013-10-01 8
Number of other retired or separated participants entitled to future benefits 2013-10-01 6
Total of all active and inactive participants 2013-10-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 1
Total participants 2013-10-01 102
Number of participants with account balances 2013-10-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 118
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 90
Number of retired or separated participants receiving benefits 2012-10-01 25
Number of other retired or separated participants entitled to future benefits 2012-10-01 11
Total of all active and inactive participants 2012-10-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 127
Number of participants with account balances 2012-10-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 124
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 96
Number of retired or separated participants receiving benefits 2011-10-01 8
Number of other retired or separated participants entitled to future benefits 2011-10-01 12
Total of all active and inactive participants 2011-10-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 1
Total participants 2011-10-01 117
Number of participants with account balances 2011-10-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 2
2009: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 133
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 103
Number of retired or separated participants receiving benefits 2009-10-01 9
Number of other retired or separated participants entitled to future benefits 2009-10-01 13
Total of all active and inactive participants 2009-10-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 125
Number of participants with account balances 2009-10-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 2

Measure	Date	Value
2015: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	94
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	79
Number of retired or separated participants receiving benefits	2015-10-01	4
Number of other retired or separated participants entitled to future benefits	2015-10-01	5
Total of all active and inactive participants	2015-10-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	1
Total participants	2015-10-01	89
Number of participants with account balances	2015-10-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	102
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	80
Number of retired or separated participants receiving benefits	2014-10-01	4
Number of other retired or separated participants entitled to future benefits	2014-10-01	8
Total of all active and inactive participants	2014-10-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	2
Total participants	2014-10-01	94
Number of participants with account balances	2014-10-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	127
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	87
Number of retired or separated participants receiving benefits	2013-10-01	8
Number of other retired or separated participants entitled to future benefits	2013-10-01	6
Total of all active and inactive participants	2013-10-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	1
Total participants	2013-10-01	102
Number of participants with account balances	2013-10-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	118
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	90
Number of retired or separated participants receiving benefits	2012-10-01	25
Number of other retired or separated participants entitled to future benefits	2012-10-01	11
Total of all active and inactive participants	2012-10-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	127
Number of participants with account balances	2012-10-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	124
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	96
Number of retired or separated participants receiving benefits	2011-10-01	8
Number of other retired or separated participants entitled to future benefits	2011-10-01	12
Total of all active and inactive participants	2011-10-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	1
Total participants	2011-10-01	117
Number of participants with account balances	2011-10-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	2
2009: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	133
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	103
Number of retired or separated participants receiving benefits	2009-10-01	9
Number of other retired or separated participants entitled to future benefits	2009-10-01	13
Total of all active and inactive participants	2009-10-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	125
Number of participants with account balances	2009-10-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	2

Financial Data on UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN

Measure	Date	Value
2016 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$2,528,261
Total unrealized appreciation/depreciation of assets	2016-09-30	$2,528,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$240,754
Total loss/gain on sale of assets	2016-09-30	$128,015
Total of all expenses incurred	2016-09-30	$150,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$150,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$0
Value of total assets at end of year	2016-09-30	$3,167,663
Value of total assets at beginning of year	2016-09-30	$3,076,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$0
Total interest from all sources	2016-09-30	$190
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$4,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$4,275
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-09-30	$83
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-09-30	$45
Total non interest bearing cash at beginning of year	2016-09-30	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$90,675
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$3,167,663
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$3,076,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$111,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$99,006
Value of interest in common/collective trusts at end of year	2016-09-30	$33,522
Value of interest in common/collective trusts at beginning of year	2016-09-30	$29,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$56,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$59,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$59,335
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$190
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$-2,420,254
Net investment gain or loss from common/collective trusts	2016-09-30	$267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Assets. Invements in employer securities at end of year	2016-09-30	$2,965,280
Assets. Invements in employer securities at beginning of year	2016-09-30	$2,889,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$150,079
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	Yes
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$151,590
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$23,575
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2016-09-30	480882363
2015 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$2,428,436
Total unrealized appreciation/depreciation of assets	2015-09-30	$2,428,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$316,129
Total loss/gain on sale of assets	2015-09-30	$69,991
Total of all expenses incurred	2015-09-30	$155,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$155,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$0
Value of total assets at end of year	2015-09-30	$3,076,988
Value of total assets at beginning of year	2015-09-30	$2,916,673
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$0
Total interest from all sources	2015-09-30	$27
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$8,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$8,438
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-09-30	$45
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-09-30	$81
Total non interest bearing cash at end of year	2015-09-30	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$160,315
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$3,076,988
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$2,916,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$99,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$200,867
Interest earned on other investments	2015-09-30	$4
Value of interest in common/collective trusts at end of year	2015-09-30	$29,571
Value of interest in common/collective trusts at beginning of year	2015-09-30	$6,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$59,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$43,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$43,833
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-2,190,917
Net investment gain or loss from common/collective trusts	2015-09-30	$154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Assets. Invements in employer securities at end of year	2015-09-30	$2,889,030
Assets. Invements in employer securities at beginning of year	2015-09-30	$2,665,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$155,814
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Aggregate proceeds on sale of assets	2015-09-30	$85,200
Aggregate carrying amount (costs) on sale of assets	2015-09-30	$15,209
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2015-09-30	480882363
2014 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$1,873,799
Total unrealized appreciation/depreciation of assets	2014-09-30	$1,873,799
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$771,550
Total loss/gain on sale of assets	2014-09-30	$56,109
Total of all expenses incurred	2014-09-30	$111,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$111,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$0
Value of total assets at end of year	2014-09-30	$2,916,673
Value of total assets at beginning of year	2014-09-30	$2,257,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$0
Total interest from all sources	2014-09-30	$11
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$10,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$10,061
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-09-30	$81
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-09-30	$122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$659,552
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$2,916,673
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$2,257,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$200,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$204,628
Value of interest in common/collective trusts at end of year	2014-09-30	$6,552
Value of interest in common/collective trusts at beginning of year	2014-09-30	$9,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$43,833
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$55,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$55,008
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$-1,168,505
Net investment gain or loss from common/collective trusts	2014-09-30	$75
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$2,665,340
Assets. Invements in employer securities at beginning of year	2014-09-30	$1,987,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$111,998
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Aggregate proceeds on sale of assets	2014-09-30	$74,360
Aggregate carrying amount (costs) on sale of assets	2014-09-30	$18,251
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2014-09-30	480882363
2013 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$1,493,926
Total unrealized appreciation/depreciation of assets	2013-09-30	$1,493,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$348,489
Total loss/gain on sale of assets	2013-09-30	$62,847
Total of all expenses incurred	2013-09-30	$96,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$96,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$0
Value of total assets at end of year	2013-09-30	$2,257,121
Value of total assets at beginning of year	2013-09-30	$2,004,831
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$0
Total interest from all sources	2013-09-30	$43
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$8,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$8,754
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-09-30	$122
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-09-30	$148
Other income not declared elsewhere	2013-09-30	$1,638
Total non interest bearing cash at beginning of year	2013-09-30	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$252,290
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$2,257,121
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$2,004,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$204,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$178,522
Value of interest in common/collective trusts at end of year	2013-09-30	$9,383
Value of interest in common/collective trusts at beginning of year	2013-09-30	$9,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$55,008
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$55,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$55,758
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$-1,218,847
Net investment gain or loss from common/collective trusts	2013-09-30	$128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$1,987,980
Assets. Invements in employer securities at beginning of year	2013-09-30	$1,761,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$96,199
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Aggregate proceeds on sale of assets	2013-09-30	$89,083
Aggregate carrying amount (costs) on sale of assets	2013-09-30	$26,236
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2013-09-30	480882363
2012 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$-365,569
Total unrealized appreciation/depreciation of assets	2012-09-30	$-365,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$275,416
Total loss/gain on sale of assets	2012-09-30	$123,376
Total of all expenses incurred	2012-09-30	$219,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$219,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$0
Value of total assets at end of year	2012-09-30	$2,004,831
Value of total assets at beginning of year	2012-09-30	$1,949,279
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$0
Total interest from all sources	2012-09-30	$266
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$6,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$6,846
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-09-30	$148
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$204
Other income not declared elsewhere	2012-09-30	$-555
Total non interest bearing cash at end of year	2012-09-30	$1
Total non interest bearing cash at beginning of year	2012-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$55,552
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$2,004,831
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$1,949,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$178,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$204,545
Interest earned on other investments	2012-09-30	$207
Value of interest in common/collective trusts at end of year	2012-09-30	$9,357
Value of interest in common/collective trusts at beginning of year	2012-09-30	$12,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$55,758
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$24,985
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$24,985
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$59
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$511,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$1,761,045
Assets. Invements in employer securities at beginning of year	2012-09-30	$1,707,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$219,864
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$187,890
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$64,514
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2012-09-30	480882363
2011 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$369,120
Total unrealized appreciation/depreciation of assets	2011-09-30	$369,120
Total transfer of assets from this plan	2011-09-30	$929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$377,648
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$107,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$107,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$0
Value of total assets at end of year	2011-09-30	$1,949,279
Value of total assets at beginning of year	2011-09-30	$1,680,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$0
Total interest from all sources	2011-09-30	$399
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$8,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$8,706
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$204
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$299
Total non interest bearing cash at end of year	2011-09-30	$0
Total non interest bearing cash at beginning of year	2011-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$270,003
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$1,949,279
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$1,680,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$204,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$277,547
Interest earned on other investments	2011-09-30	$379
Value of interest in common/collective trusts at end of year	2011-09-30	$12,365
Value of interest in common/collective trusts at beginning of year	2011-09-30	$16,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$24,985
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$1,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$1,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$1,707,180
Assets. Invements in employer securities at beginning of year	2011-09-30	$1,384,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$107,645
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$691,550
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$691,550
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	No
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	MIZE HOUSER & COMPANY P.A.
Accountancy firm EIN	2011-09-30	480882363
2010 : UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN

2015: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: UNIVERSAL ENGRAVING, INC. 2017 TRANSITIONAL 401(K) PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	UNIVERSAL ENGRAVING, INC.
Employer identification number (EIN):	480943020
NAIC Classification:	332900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2016-02-05
Company Identification Number:	0802395140
Legal Registered Office Address:	PO BOX 15090 LENEXA United States of America (USA) 66285