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FMI, INC. 401(K) PLAN 401k Plan overview

Plan NameFMI, INC. 401(K) PLAN
Plan identification number 001

FMI, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FMI, INC. has sponsored the creation of one or more 401k plans.

Company Name:FMI, INC.
Employer identification number (EIN):481119563
NAIC Classification:336410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FMI, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01DARIN HARVEY2021-10-13
0012019-01-01KEITH C. KRANZOW2020-09-23
0012018-01-01KEITH KRANZOW2019-10-09
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01PAT CLARK2013-07-10
0012011-01-01PAT CLARK2012-07-11
0012010-01-01PAT CLARK2011-07-21

Plan Statistics for FMI, INC. 401(K) PLAN

401k plan membership statisitcs for FMI, INC. 401(K) PLAN

Measure Date Value
2020: FMI, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01141
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: FMI, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01213
Total number of active participants reported on line 7a of the Form 55002019-01-01141
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01141
Number of participants with account balances2019-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: FMI, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01210
Total number of active participants reported on line 7a of the Form 55002018-01-01167
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01189
Total participants2018-01-01189
Number of participants with account balances2018-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: FMI, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01227
Total number of active participants reported on line 7a of the Form 55002017-01-01179
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0118
Total of all active and inactive participants2017-01-01197
Total participants2017-01-01197
Number of participants with account balances2017-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: FMI, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01217
Total number of active participants reported on line 7a of the Form 55002016-01-01184
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01199
Number of participants with account balances2016-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: FMI, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01185
Total number of active participants reported on line 7a of the Form 55002015-01-01201
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01211
Number of participants with account balances2015-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: FMI, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01152
Total number of active participants reported on line 7a of the Form 55002014-01-01168
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-01172
Total participants2014-01-01172
Number of participants with account balances2014-01-01110

Financial Data on FMI, INC. 401(K) PLAN

Measure Date Value
2020 : FMI, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$3,693,713
Total income from all sources (including contributions)2020-12-31$0
Total of all expenses incurred2020-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$3,693,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$0
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$156,374
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$0
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,693,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,537,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$0
Contract administrator fees2020-12-31$0
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2020-12-31480685589
2019 : FMI, INC. 401(K) PLAN 2019 401k financial data
Total transfer of assets from this plan2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,427,756
Total of all expenses incurred2019-12-31$1,597,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,559,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$556,850
Value of total assets at end of year2019-12-31$3,693,713
Value of total assets at beginning of year2019-12-31$3,863,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,487
Total interest from all sources2019-12-31$15,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$446,380
Participant contributions at end of year2019-12-31$156,374
Participant contributions at beginning of year2019-12-31$171,799
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-170,022
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,693,713
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,863,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$30,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,617,525
Interest on participant loans2019-12-31$10,895
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,708
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,537,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$74,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$855,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$110,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,559,291
Contract administrator fees2019-12-31$8,369
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2019-12-31480685589
2018 : FMI, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$324,150
Total of all expenses incurred2018-12-31$565,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$525,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$636,867
Value of total assets at end of year2018-12-31$3,863,735
Value of total assets at beginning of year2018-12-31$4,105,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$39,637
Total interest from all sources2018-12-31$10,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$412,679
Participant contributions at end of year2018-12-31$171,799
Participant contributions at beginning of year2018-12-31$177,004
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$121,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-241,478
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,863,735
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,105,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$29,085
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,617,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,867,811
Interest on participant loans2018-12-31$9,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$74,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$60,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-323,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$102,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$525,991
Contract administrator fees2018-12-31$10,552
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2018-12-31480685589
2017 : FMI, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,768
Total income from all sources (including contributions)2017-12-31$1,139,326
Total of all expenses incurred2017-12-31$258,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$227,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$545,437
Value of total assets at end of year2017-12-31$4,105,213
Value of total assets at beginning of year2017-12-31$3,230,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,628
Total interest from all sources2017-12-31$8,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$379,670
Participant contributions at end of year2017-12-31$177,004
Participant contributions at beginning of year2017-12-31$119,914
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$75,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$6,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$881,300
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,105,213
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,223,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$25,203
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,867,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,061,945
Interest on participant loans2017-12-31$8,249
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$60,398
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$48,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$585,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$90,767
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$227,398
Contract administrator fees2017-12-31$5,425
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2017-12-31480685589
2016 : FMI, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,768
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,014
Total income from all sources (including contributions)2016-12-31$764,677
Total of all expenses incurred2016-12-31$149,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$115,935
Value of total corrective distributions2016-12-31$6,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$513,601
Value of total assets at end of year2016-12-31$3,230,681
Value of total assets at beginning of year2016-12-31$2,610,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,124
Total interest from all sources2016-12-31$5,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$373,142
Participant contributions at end of year2016-12-31$119,914
Participant contributions at beginning of year2016-12-31$147,912
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$15,028
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$6,768
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$614,850
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,223,913
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,609,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$20,558
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,061,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,403,159
Interest on participant loans2016-12-31$5,193
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$575
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$48,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$37,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$245,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$128,193
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$3,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$115,935
Contract administrator fees2016-12-31$6,566
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2016-12-31480685589
2015 : FMI, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,014
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,705
Total income from all sources (including contributions)2015-12-31$466,029
Total of all expenses incurred2015-12-31$107,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$102,460
Value of total corrective distributions2015-12-31$1,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$529,720
Value of total assets at end of year2015-12-31$2,610,077
Value of total assets at beginning of year2015-12-31$2,252,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,745
Total interest from all sources2015-12-31$5,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$314,520
Participant contributions at end of year2015-12-31$147,912
Participant contributions at beginning of year2015-12-31$182,294
Participant contributions at end of year2015-12-31$15,028
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$136,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,049
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$358,484
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,609,063
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,250,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,403,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,045,314
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$5,753
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$37,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$24,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-69,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$78,701
Employer contributions (assets) at end of year2015-12-31$3,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$102,460
Contract administrator fees2015-12-31$3,745
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2015-12-31480685589
2014 : FMI, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,705
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,446
Total income from all sources (including contributions)2014-12-31$359,400
Total of all expenses incurred2014-12-31$35,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$31,080
Value of total corrective distributions2014-12-31$1,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$299,483
Value of total assets at end of year2014-12-31$2,252,284
Value of total assets at beginning of year2014-12-31$1,928,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,304
Total interest from all sources2014-12-31$6,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$150,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$238,495
Participant contributions at end of year2014-12-31$182,294
Participant contributions at beginning of year2014-12-31$175,338
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,590
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$323,794
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,250,579
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,926,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,045,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,738,850
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$6,220
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$24,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$53,566
Net investment gain/loss from pooled separate accounts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$58,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$31,080
Contract administrator fees2014-12-31$3,304
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KIRKPATRICK, SPRECKER & CO., LLP
Accountancy firm EIN2014-12-31480685589

Form 5500 Responses for FMI, INC. 401(K) PLAN

2020: FMI, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FMI, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FMI, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FMI, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FMI, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FMI, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FMI, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KY0V
Policy instance 1
Insurance contract or identification numberGAP-B2-KY0V
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KY0V
Policy instance 1
Insurance contract or identification numberGAP-B2-KY0V
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $318
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $318
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KY0V
Policy instance 1
Insurance contract or identification numberGAP-B2-KY0V
Number of Individuals Covered3
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $148
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $148
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-UQ77
Policy instance 2
Insurance contract or identification numberGAP-B2-UQ77
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $299
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $299
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-UQ77
Policy instance 1
Insurance contract or identification numberGAP-B2-UQ77
Number of Individuals Covered3
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $273
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $273
Insurance broker organization code?3
Insurance broker nameHORNER, TOWNSEND & KENT, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-UQ77
Policy instance 1
Insurance contract or identification numberGAP-B2-UQ77
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $153
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $153
Insurance broker organization code?3
Insurance broker nameHORNER, TOWNSEND & KENT, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-UQ77
Policy instance 1
Insurance contract or identification numberGAP-B2-UQ77
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $84
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $84
Insurance broker organization code?3
Insurance broker nameHORNER, TOWNSEND & KENT, INC.

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