401k Plan data: NICHOLS MANAGEMENT, INC. 401(K) PLAN plan

NICHOLS MANAGEMENT, INC. 401(K) PLAN 401k Plan overview

Plan Name	NICHOLS MANAGEMENT, INC. 401(K) PLAN
Plan identification number	001

NICHOLS MANAGEMENT, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NICHOLS MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: NICHOLS MANAGEMENT, INC.

Employer identification number (EIN): 481180882

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NICHOLS MANAGEMENT, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 GLEN NICHOLS
001 2014-01-01 GLEN NICHOLS
001 2013-01-01 GLEN NICHOLS GLEN NICHOLS 2014-10-12
001 2012-01-01 GLEN NICHOLS
001 2011-01-01 GLEN NICHOLS
001 2009-01-01 GLEN NICHOLS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	GLEN NICHOLS
001	2014-01-01	GLEN NICHOLS
001	2013-01-01	GLEN NICHOLS	GLEN NICHOLS	2014-10-12
001	2012-01-01	GLEN NICHOLS
001	2011-01-01	GLEN NICHOLS
001	2009-01-01	GLEN NICHOLS

Plan Statistics for NICHOLS MANAGEMENT, INC. 401(K) PLAN

401k plan membership statisitcs for NICHOLS MANAGEMENT, INC. 401(K) PLAN

Measure Date Value
2015: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
2014: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 203
Total of all active and inactive participants 2014-01-01 203
Total participants 2014-01-01 203
Number of participants with account balances 2014-01-01 39
2013: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 228
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 189
Total of all active and inactive participants 2013-01-01 189
Total participants 2013-01-01 189
Number of participants with account balances 2013-01-01 38
2012: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 299
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 266
Total of all active and inactive participants 2012-01-01 266
Total participants 2012-01-01 266
Number of participants with account balances 2012-01-01 32
2011: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 135
Total of all active and inactive participants 2011-01-01 135
Total participants 2011-01-01 135
Number of participants with account balances 2011-01-01 18
2009: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 125
Total of all active and inactive participants 2009-01-01 125
Total participants 2009-01-01 125
Number of participants with account balances 2009-01-01 125

Measure	Date	Value
2015: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
2014: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	203
Total of all active and inactive participants	2014-01-01	203
Total participants	2014-01-01	203
Number of participants with account balances	2014-01-01	39
2013: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	228
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	189
Total of all active and inactive participants	2013-01-01	189
Total participants	2013-01-01	189
Number of participants with account balances	2013-01-01	38
2012: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	299
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	266
Total of all active and inactive participants	2012-01-01	266
Total participants	2012-01-01	266
Number of participants with account balances	2012-01-01	32
2011: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	135
Total of all active and inactive participants	2011-01-01	135
Total participants	2011-01-01	135
Number of participants with account balances	2011-01-01	18
2009: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	125
Total of all active and inactive participants	2009-01-01	125
Total participants	2009-01-01	125
Number of participants with account balances	2009-01-01	125

Financial Data on NICHOLS MANAGEMENT, INC. 401(K) PLAN

Measure	Date	Value
2015 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-04-14	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-04-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-04-14	$0
Total income from all sources (including contributions)	2015-04-14	$11,957
Total loss/gain on sale of assets	2015-04-14	$0
Total of all expenses incurred	2015-04-14	$570,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-04-14	$568,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-04-14	$706
Value of total assets at end of year	2015-04-14	$0
Value of total assets at beginning of year	2015-04-14	$558,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-04-14	$1,982
Total interest from all sources	2015-04-14	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-04-14	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-04-14	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-04-14	$0
Was this plan covered by a fidelity bond	2015-04-14	Yes
Value of fidelity bond cover	2015-04-14	$20,000
If this is an individual account plan, was there a blackout period	2015-04-14	No
Were there any nonexempt tranactions with any party-in-interest	2015-04-14	No
Participant contributions at end of year	2015-04-14	$0
Participant contributions at beginning of year	2015-04-14	$20,484
Participant contributions at end of year	2015-04-14	$0
Participant contributions at beginning of year	2015-04-14	$1,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-04-14	No
Value of net income/loss	2015-04-14	$-558,817
Value of net assets at end of year (total assets less liabilities)	2015-04-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-04-14	$558,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-04-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-04-14	No
Were any leases to which the plan was party in default or uncollectible	2015-04-14	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-04-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-04-14	$535,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-04-14	$11,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-04-14	No
Was there a failure to transmit to the plan any participant contributions	2015-04-14	No
Has the plan failed to provide any benefit when due under the plan	2015-04-14	No
Contributions received in cash from employer	2015-04-14	$706
Employer contributions (assets) at end of year	2015-04-14	$0
Employer contributions (assets) at beginning of year	2015-04-14	$1,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-04-14	$568,792
Contract administrator fees	2015-04-14	$1,982
Did the plan have assets held for investment	2015-04-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-04-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-04-14	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-04-14	Yes
Opinion of an independent qualified public accountant for this plan	2015-04-14	Disclaimer
Accountancy firm name	2015-04-14	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2015-04-14	481246310
2014 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$105,513
Total of all expenses incurred	2014-12-31	$11,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$9,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$93,969
Value of total assets at end of year	2014-12-31	$558,817
Value of total assets at beginning of year	2014-12-31	$465,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,489
Total interest from all sources	2014-12-31	$528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$49,222
Participant contributions at end of year	2014-12-31	$20,484
Participant contributions at beginning of year	2014-12-31	$5,279
Participant contributions at end of year	2014-12-31	$1,558
Participant contributions at beginning of year	2014-12-31	$1,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$93,769
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$558,817
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$465,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$535,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$456,923
Interest on participant loans	2014-12-31	$528
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$11,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$44,747
Employer contributions (assets) at end of year	2014-12-31	$1,437
Employer contributions (assets) at beginning of year	2014-12-31	$1,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$9,255
Contract administrator fees	2014-12-31	$2,489
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2014-12-31	481246310
2013 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$149,414
Total of all expenses incurred	2013-12-31	$18,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$12,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$85,466
Value of total assets at end of year	2013-12-31	$465,048
Value of total assets at beginning of year	2013-12-31	$334,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,526
Total interest from all sources	2013-12-31	$137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$45,101
Participant contributions at end of year	2013-12-31	$5,279
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$1,490
Participant contributions at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$130,795
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$465,048
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$334,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$456,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$333,271
Interest on participant loans	2013-12-31	$137
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$63,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$40,365
Employer contributions (assets) at end of year	2013-12-31	$1,356
Employer contributions (assets) at beginning of year	2013-12-31	$982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$12,093
Contract administrator fees	2013-12-31	$6,526
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2013-12-31	481246310
2012 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$99,048
Total of all expenses incurred	2012-12-31	$10,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$10,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$70,958
Value of total assets at end of year	2012-12-31	$334,253
Value of total assets at beginning of year	2012-12-31	$245,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$33,636
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$833
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$88,648
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$334,253
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$245,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$333,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$244,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$28,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$35,461
Employer contributions (assets) at end of year	2012-12-31	$982
Employer contributions (assets) at beginning of year	2012-12-31	$752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$10,400
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2012-12-31	481246310
2011 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$34,257
Total of all expenses incurred	2011-12-31	$5,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$42,263
Value of total assets at end of year	2011-12-31	$245,605
Value of total assets at beginning of year	2011-12-31	$216,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$23,952
Participant contributions at end of year	2011-12-31	$833
Participant contributions at beginning of year	2011-12-31	$833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$29,220
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$245,605
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$216,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$244,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$214,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$18,311
Employer contributions (assets) at end of year	2011-12-31	$752
Employer contributions (assets) at beginning of year	2011-12-31	$752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,037
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2011-12-31	481246310
2010 : NICHOLS MANAGEMENT, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$57,215
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$37,402
Value of total assets at end of year	2010-12-31	$214,797
Value of total assets at beginning of year	2010-12-31	$160,230
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$50
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
Value of fidelity bond cover	2010-12-31	$20,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$20,727
Participant contributions at end of year	2010-12-31	$833
Participant contributions at beginning of year	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$54,567
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$214,797
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$160,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$214,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$160,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$19,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$16,675
Employer contributions (assets) at end of year	2010-12-31	$752
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,598
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN	2010-12-31	481246310

Form 5500 Responses for NICHOLS MANAGEMENT, INC. 401(K) PLAN

2015: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NICHOLS MANAGEMENT, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NICHOLS MANAGEMENT, INC.
Employer identification number (EIN):	481180882
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies