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CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CST INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:CST INDUSTRIES, INC.
Employer identification number (EIN):481239554
NAIC Classification:332900

Additional information about CST INDUSTRIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2018-02-26
Company Identification Number: 0802946876
Legal Registered Office Address: 903 E 104TH ST STE 900

KANSAS CITY
United States of America (USA)
64131

More information about CST INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01BILL MEAD CHRIS BRIDGNELL2017-12-08
0012016-01-01 CHRIS BRIDGNELL2017-10-16
0012015-01-01BILL MEAD CHRIS BRIDGNELL2017-01-07
0012015-01-01 CHRIS BRIDGNELL2016-10-17
0012014-01-01BILL MEAD
0012013-01-01BILL MEAD
0012012-01-01BILL MEAD BILL MEAD2013-10-15
0012011-01-01BILL MEAD
0012010-01-01BILL MEAD CHRIS BRIDGNELL2011-10-14
0012009-01-01BILL MEAD CHRIS BRIDGNELL2010-10-11

Plan Statistics for CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2016: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01712
Total number of active participants reported on line 7a of the Form 55002016-01-01505
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01133
Total of all active and inactive participants2016-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01641
Number of participants with account balances2016-01-01641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01710
Total number of active participants reported on line 7a of the Form 55002015-01-01596
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01114
Total of all active and inactive participants2015-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01712
Number of participants with account balances2015-01-01712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01725
Total number of active participants reported on line 7a of the Form 55002014-01-01598
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01110
Total of all active and inactive participants2014-01-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01710
Number of participants with account balances2014-01-01706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0152
2013: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01758
Total number of active participants reported on line 7a of the Form 55002013-01-01557
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01126
Total of all active and inactive participants2013-01-01684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01684
Number of participants with account balances2013-01-01669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0151
2012: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01542
Total number of active participants reported on line 7a of the Form 55002012-01-01568
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01133
Total of all active and inactive participants2012-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01702
Number of participants with account balances2012-01-01665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01498
Total number of active participants reported on line 7a of the Form 55002011-01-01373
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01116
Total of all active and inactive participants2011-01-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01489
Number of participants with account balances2011-01-01488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01502
Total number of active participants reported on line 7a of the Form 55002010-01-01380
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01109
Total of all active and inactive participants2010-01-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01489
Number of participants with account balances2010-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0124
2009: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01582
Total number of active participants reported on line 7a of the Form 55002009-01-01394
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01107
Total of all active and inactive participants2009-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01502
Number of participants with account balances2009-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0176

Financial Data on CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2016 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$9,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,994,576
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,838,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,686,342
Expenses. Certain deemed distributions of participant loans2016-12-31$17,047
Value of total corrective distributions2016-12-31$14,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,242,516
Value of total assets at end of year2016-12-31$40,406,983
Value of total assets at beginning of year2016-12-31$39,240,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120,738
Total interest from all sources2016-12-31$168,822
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$199,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$199,046
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,330,924
Participant contributions at end of year2016-12-31$915,183
Participant contributions at beginning of year2016-12-31$1,058,710
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$86,816
Other income not declared elsewhere2016-12-31$106,635
Administrative expenses (other) incurred2016-12-31$120,738
Total non interest bearing cash at end of year2016-12-31$80
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,156,419
Value of net assets at end of year (total assets less liabilities)2016-12-31$40,406,983
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$39,240,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,276,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,208,878
Value of interest in pooled separate accounts at end of year2016-12-31$6,365,276
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,416,425
Interest on participant loans2016-12-31$41,332
Interest earned on other investments2016-12-31$127,490
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,850,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,556,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,924,635
Net investment gain/loss from pooled separate accounts2016-12-31$352,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$824,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,686,342
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PICKETT ,CHANEY & MCMULLEN LLP
Accountancy firm EIN2016-12-31481246310
2015 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,106,191
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,462,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,335,245
Expenses. Certain deemed distributions of participant loans2015-12-31$1,116
Value of total corrective distributions2015-12-31$6,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,946,164
Value of total assets at end of year2015-12-31$39,240,780
Value of total assets at beginning of year2015-12-31$38,597,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$119,879
Total interest from all sources2015-12-31$171,013
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$226,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$226,067
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,387,969
Participant contributions at end of year2015-12-31$1,058,710
Participant contributions at beginning of year2015-12-31$1,031,330
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$839,179
Other income not declared elsewhere2015-12-31$105,855
Administrative expenses (other) incurred2015-12-31$119,879
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$99
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$643,225
Value of net assets at end of year (total assets less liabilities)2015-12-31$39,240,780
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$38,597,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,208,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,682,113
Value of interest in pooled separate accounts at end of year2015-12-31$6,416,425
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,897,262
Interest on participant loans2015-12-31$43,558
Interest earned on other investments2015-12-31$127,455
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,556,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,986,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-274,383
Net investment gain/loss from pooled separate accounts2015-12-31$-68,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$719,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,335,245
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2015-12-31481246310
2014 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,973,310
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,637,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,481,374
Value of total corrective distributions2014-12-31$38,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,087,787
Value of total assets at end of year2014-12-31$38,597,555
Value of total assets at beginning of year2014-12-31$38,261,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$117,698
Total interest from all sources2014-12-31$165,662
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$168,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$168,832
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,204,010
Participant contributions at end of year2014-12-31$1,031,330
Participant contributions at beginning of year2014-12-31$998,496
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$76,426
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$101,510
Administrative expenses (other) incurred2014-12-31$117,698
Total non interest bearing cash at end of year2014-12-31$99
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$335,829
Value of net assets at end of year (total assets less liabilities)2014-12-31$38,597,555
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$38,261,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,682,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,975,741
Value of interest in pooled separate accounts at end of year2014-12-31$6,897,262
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,837,023
Interest on participant loans2014-12-31$41,297
Interest earned on other investments2014-12-31$124,365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,986,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,450,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,118,808
Net investment gain/loss from pooled separate accounts2014-12-31$330,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$807,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,481,374
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2014-12-31481246310
2013 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$29,508
Total income from all sources (including contributions)2013-12-31$9,015,445
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,648,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,503,791
Expenses. Certain deemed distributions of participant loans2013-12-31$3,532
Value of total corrective distributions2013-12-31$34,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,045,006
Value of total assets at end of year2013-12-31$38,261,726
Value of total assets at beginning of year2013-12-31$32,923,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$106,739
Total interest from all sources2013-12-31$169,820
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$145,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$145,328
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,184,446
Participant contributions at end of year2013-12-31$998,496
Participant contributions at beginning of year2013-12-31$889,159
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$330,135
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$87,452
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$29,508
Other income not declared elsewhere2013-12-31$112,516
Administrative expenses (other) incurred2013-12-31$106,739
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,367,345
Value of net assets at end of year (total assets less liabilities)2013-12-31$38,261,726
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$32,894,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,975,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,979,330
Value of interest in pooled separate accounts at end of year2013-12-31$6,837,023
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,122,621
Interest on participant loans2013-12-31$37,720
Interest earned on other investments2013-12-31$132,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,450,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,602,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,307,583
Net investment gain/loss from pooled separate accounts2013-12-31$235,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$773,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,503,791
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2013-12-31481246310
2012 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$10,691,766
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$29,508
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,148,125
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,306,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,173,413
Expenses. Certain deemed distributions of participant loans2012-12-31$6,972
Value of total corrective distributions2012-12-31$43,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,713,505
Value of total assets at end of year2012-12-31$32,923,889
Value of total assets at beginning of year2012-12-31$18,360,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$82,740
Total interest from all sources2012-12-31$180,784
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$202,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$202,393
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,016,261
Participant contributions at end of year2012-12-31$889,159
Participant contributions at beginning of year2012-12-31$702,899
Assets. Other investments not covered elsewhere at end of year2012-12-31$330,135
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$29,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$135,064
Administrative expenses (other) incurred2012-12-31$82,740
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$44
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,841,626
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,894,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,360,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,979,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,077,762
Value of interest in pooled separate accounts at end of year2012-12-31$6,122,621
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,268,691
Interest on participant loans2012-12-31$36,897
Interest earned on other investments2012-12-31$143,868
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,602,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,311,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,445,295
Net investment gain/loss from pooled separate accounts2012-12-31$471,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$678,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,173,413
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2012-12-31481246310
2011 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,249,584
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,947,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,881,154
Expenses. Certain deemed distributions of participant loans2011-12-31$-1,005
Value of total corrective distributions2011-12-31$9,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,593,558
Value of total assets at end of year2011-12-31$18,360,989
Value of total assets at beginning of year2011-12-31$19,059,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$57,579
Total interest from all sources2011-12-31$136,555
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$84,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$84,144
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,222,030
Participant contributions at end of year2011-12-31$702,899
Participant contributions at beginning of year2011-12-31$675,643
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$61,737
Other income not declared elsewhere2011-12-31$45,224
Administrative expenses (other) incurred2011-12-31$57,579
Total non interest bearing cash at end of year2011-12-31$44
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-698,013
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,360,989
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,059,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,077,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,486,233
Value of interest in pooled separate accounts at end of year2011-12-31$3,268,691
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,310,620
Interest on participant loans2011-12-31$29,269
Interest earned on other investments2011-12-31$107,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,311,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,586,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-651,237
Net investment gain/loss from pooled separate accounts2011-12-31$41,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$309,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,881,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2011-12-31481246310
2010 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,312,127
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,708,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,696,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,388,946
Value of total assets at end of year2010-12-31$19,059,002
Value of total assets at beginning of year2010-12-31$17,455,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,908
Total interest from all sources2010-12-31$215,379
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,136,172
Participant contributions at end of year2010-12-31$675,643
Participant contributions at beginning of year2010-12-31$613,957
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$105,589
Other income not declared elsewhere2010-12-31$57
Administrative expenses (other) incurred2010-12-31$11,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,603,727
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,059,002
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,455,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,486,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,956,603
Value of interest in pooled separate accounts at end of year2010-12-31$2,310,620
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,312,003
Interest on participant loans2010-12-31$32,096
Interest earned on other investments2010-12-31$183,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,586,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,572,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,553,042
Net investment gain or loss from common/collective trusts2010-12-31$154,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$147,185
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,696,492
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2010-12-31481246310
2009 : CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2016: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CST INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039997
Policy instance 1
Insurance contract or identification number039997
Number of Individuals Covered712
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039997
Policy instance 1
Insurance contract or identification number039997
Number of Individuals Covered710
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39997
Policy instance 1
Insurance contract or identification number39997
Number of Individuals Covered684
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39997
Policy instance 1
Insurance contract or identification number39997
Number of Individuals Covered702
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39997
Policy instance 1
Insurance contract or identification number39997
Number of Individuals Covered489
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39997
Policy instance 1
Insurance contract or identification number39997
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,235
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7235
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC

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