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TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 401k Plan overview

Plan NameTRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN
Plan identification number 001

TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRISTATE CAREFLIGHT, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:TRISTATE CAREFLIGHT, L.L.C.
Employer identification number (EIN):481265216
NAIC Classification:621900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01HEATHER DUMAS
0012016-01-01
0012015-01-01HEATHER DUMAS
0012014-01-01BLAKE STAMPER
0012013-01-01BLAKE STAMPER
0012012-01-01BLAKE STAMPER
0012011-01-01BLAKE STAMPER
0012010-01-01BLAKE STAMPER
0012009-01-01BLAKE STAMPER
0012009-01-01BLAKE STAMPER

Plan Statistics for TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN

401k plan membership statisitcs for TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN

Measure Date Value
2016: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01353
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01396
Total number of active participants reported on line 7a of the Form 55002015-01-01312
Number of other retired or separated participants entitled to future benefits2015-01-0148
Total of all active and inactive participants2015-01-01360
Total participants2015-01-01360
Number of participants with account balances2015-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01414
Total number of active participants reported on line 7a of the Form 55002014-01-01359
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01398
Total participants2014-01-01398
Number of participants with account balances2014-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01316
Total number of active participants reported on line 7a of the Form 55002013-01-01383
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01414
Total participants2013-01-01414
Number of participants with account balances2013-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01263
Total number of active participants reported on line 7a of the Form 55002012-01-01299
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01325
Total participants2012-01-01325
Number of participants with account balances2012-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01240
Total number of active participants reported on line 7a of the Form 55002011-01-01243
Number of other retired or separated participants entitled to future benefits2011-01-0121
Total of all active and inactive participants2011-01-01264
Total participants2011-01-01264
Number of participants with account balances2011-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01195
Total number of active participants reported on line 7a of the Form 55002010-01-01220
Number of other retired or separated participants entitled to future benefits2010-01-0120
Total of all active and inactive participants2010-01-01240
Total participants2010-01-01240
Number of participants with account balances2010-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01158
Total number of active participants reported on line 7a of the Form 55002009-01-01181
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01195
Number of participants with account balances2009-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN

Measure Date Value
2016 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$1,716
Total income from all sources (including contributions)2016-09-30$253,119
Total of all expenses incurred2016-09-30$5,282,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$5,273,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$154,192
Value of total assets at end of year2016-09-30$0
Value of total assets at beginning of year2016-09-30$5,030,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$8,985
Total interest from all sources2016-09-30$1,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-30$0
Administrative expenses professional fees incurred2016-09-30$2,587
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$200,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$154,192
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$106,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$1,716
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$21,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$-5,029,208
Value of net assets at end of year (total assets less liabilities)2016-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$5,029,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in pooled separate accounts at end of year2016-09-30$0
Value of interest in pooled separate accounts at beginning of year2016-09-30$4,672,278
Interest on participant loans2016-09-30$1,859
Net investment gain/loss from pooled separate accounts2016-09-30$97,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Employer contributions (assets) at end of year2016-09-30$0
Employer contributions (assets) at beginning of year2016-09-30$230,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$5,273,342
Contract administrator fees2016-09-30$6,398
Did the plan have assets held for investment2016-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30MANSPERGER PATTERSON & MCMULLIN PLC
Accountancy firm EIN2016-09-30860751928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$1,716
Total income from all sources (including contributions)2016-05-31$253,119
Total of all expenses incurred2016-05-31$5,282,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$5,273,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$154,192
Value of total assets at end of year2016-05-31$0
Value of total assets at beginning of year2016-05-31$5,030,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$8,985
Total interest from all sources2016-05-31$1,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-31$0
Administrative expenses professional fees incurred2016-05-31$2,587
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$200,000
If this is an individual account plan, was there a blackout period2016-05-31No
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Contributions received from participants2016-05-31$154,192
Participant contributions at end of year2016-05-31$0
Participant contributions at beginning of year2016-05-31$106,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-05-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-05-31$1,716
Total non interest bearing cash at end of year2016-05-31$0
Total non interest bearing cash at beginning of year2016-05-31$21,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$-5,029,208
Value of net assets at end of year (total assets less liabilities)2016-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$5,029,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Value of interest in pooled separate accounts at end of year2016-05-31$0
Value of interest in pooled separate accounts at beginning of year2016-05-31$4,672,278
Interest on participant loans2016-05-31$1,859
Net investment gain/loss from pooled separate accounts2016-05-31$97,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31No
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Employer contributions (assets) at end of year2016-05-31$0
Employer contributions (assets) at beginning of year2016-05-31$230,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$5,273,342
Contract administrator fees2016-05-31$6,398
Did the plan have assets held for investment2016-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31Yes
Opinion of an independent qualified public accountant for this plan2016-05-31Disclaimer
Accountancy firm name2016-05-31MANSPERGER PATTERSON & MCMULLIN PLC
Accountancy firm EIN2016-05-31860751928
2015 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,716
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$185
Total income from all sources (including contributions)2015-12-31$981,786
Total of all expenses incurred2015-12-31$372,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$349,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,064,321
Value of total assets at end of year2015-12-31$5,030,924
Value of total assets at beginning of year2015-12-31$4,420,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,246
Total interest from all sources2015-12-31$5,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,675
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$716,177
Participant contributions at end of year2015-12-31$106,607
Participant contributions at beginning of year2015-12-31$93,688
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$118,681
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$185
Total non interest bearing cash at end of year2015-12-31$21,094
Total non interest bearing cash at beginning of year2015-12-31$11,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$609,208
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,029,208
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,420,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,672,278
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,110,002
Interest on participant loans2015-12-31$5,442
Net investment gain/loss from pooled separate accounts2015-12-31$-87,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$229,463
Employer contributions (assets) at end of year2015-12-31$230,945
Employer contributions (assets) at beginning of year2015-12-31$204,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$349,332
Contract administrator fees2015-12-31$19,571
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MANSPERGER PATTERSON & MCMULLIN PLC
Accountancy firm EIN2015-12-31860751928
2014 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$185
Total income from all sources (including contributions)2014-12-31$1,172,571
Total of all expenses incurred2014-12-31$519,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$493,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$994,455
Value of total assets at end of year2014-12-31$4,420,185
Value of total assets at beginning of year2014-12-31$3,766,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$25,452
Total interest from all sources2014-12-31$5,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$4,850
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$664,924
Participant contributions at end of year2014-12-31$93,688
Participant contributions at beginning of year2014-12-31$113,903
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$133,691
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$185
Total non interest bearing cash at end of year2014-12-31$11,859
Total non interest bearing cash at beginning of year2014-12-31$13,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$653,466
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,420,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,766,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,110,002
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,452,931
Interest on participant loans2014-12-31$5,281
Net investment gain/loss from pooled separate accounts2014-12-31$172,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$195,840
Employer contributions (assets) at end of year2014-12-31$204,636
Employer contributions (assets) at beginning of year2014-12-31$186,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$493,653
Contract administrator fees2014-12-31$20,602
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MANSPERGER PATTERSON & MCMULLIN PLC
Accountancy firm EIN2014-12-31860751928
2013 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,233,952
Total of all expenses incurred2013-12-31$281,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$245,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$748,628
Value of total assets at end of year2013-12-31$3,766,534
Value of total assets at beginning of year2013-12-31$2,814,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,096
Total interest from all sources2013-12-31$4,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,525
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$528,713
Participant contributions at end of year2013-12-31$113,903
Participant contributions at beginning of year2013-12-31$69,141
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$33,834
Other income not declared elsewhere2013-12-31$19
Total non interest bearing cash at end of year2013-12-31$13,619
Total non interest bearing cash at beginning of year2013-12-31$21,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$952,430
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,766,534
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,814,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,452,931
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,531,949
Interest on participant loans2013-12-31$4,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$11,020
Net investment gain/loss from pooled separate accounts2013-12-31$480,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$186,081
Employer contributions (assets) at end of year2013-12-31$186,081
Employer contributions (assets) at beginning of year2013-12-31$180,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$245,426
Contract administrator fees2013-12-31$33,571
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MANSPERGER PATTERSON & MCMULLIN PLC
Accountancy firm EIN2013-12-31860751928
2012 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,061,507
Total of all expenses incurred2012-12-31$241,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$219,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$808,193
Value of total assets at end of year2012-12-31$2,814,104
Value of total assets at beginning of year2012-12-31$1,994,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,813
Total interest from all sources2012-12-31$3,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,799
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$503,862
Participant contributions at end of year2012-12-31$69,141
Participant contributions at beginning of year2012-12-31$69,720
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$124,331
Other income not declared elsewhere2012-12-31$215
Total non interest bearing cash at end of year2012-12-31$21,994
Total non interest bearing cash at beginning of year2012-12-31$12,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$819,950
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,814,104
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,994,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,531,949
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,737,837
Interest on participant loans2012-12-31$3,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$11,020
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$18,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$249,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$180,000
Employer contributions (assets) at end of year2012-12-31$180,000
Employer contributions (assets) at beginning of year2012-12-31$154,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$219,744
Contract administrator fees2012-12-31$18,014
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MIKE BRANDT CPA PC
Accountancy firm EIN2012-12-31454459418
2011 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$639,040
Total of all expenses incurred2011-12-31$201,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$176,026
Expenses. Certain deemed distributions of participant loans2011-12-31$3,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$667,684
Value of total assets at end of year2011-12-31$1,994,154
Value of total assets at beginning of year2011-12-31$1,556,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,539
Total interest from all sources2011-12-31$2,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$505,051
Participant contributions at end of year2011-12-31$69,720
Participant contributions at beginning of year2011-12-31$29,326
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,743
Administrative expenses (other) incurred2011-12-31$2,000
Total non interest bearing cash at end of year2011-12-31$12,727
Total non interest bearing cash at beginning of year2011-12-31$3,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$437,857
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,994,154
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,556,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,393,369
Value of interest in pooled separate accounts at end of year2011-12-31$1,737,837
Interest on participant loans2011-12-31$2,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$18,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-31,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$154,890
Employer contributions (assets) at end of year2011-12-31$154,890
Employer contributions (assets) at beginning of year2011-12-31$121,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$176,026
Contract administrator fees2011-12-31$19,539
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MIKE BRANDT CPA PC
Accountancy firm EIN2011-12-31454459418
2010 : TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$691,009
Total of all expenses incurred2010-12-31$101,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$86,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$531,949
Value of total assets at end of year2010-12-31$1,556,297
Value of total assets at beginning of year2010-12-31$966,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,337
Total interest from all sources2010-12-31$1,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$411,601
Participant contributions at end of year2010-12-31$29,326
Participant contributions at beginning of year2010-12-31$21,675
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,800
Administrative expenses (other) incurred2010-12-31$864
Total non interest bearing cash at end of year2010-12-31$3,805
Total non interest bearing cash at beginning of year2010-12-31$1,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$589,485
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,556,297
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$966,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,393,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$863,063
Interest on participant loans2010-12-31$1,821
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$157,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$116,548
Employer contributions (assets) at end of year2010-12-31$121,619
Employer contributions (assets) at beginning of year2010-12-31$78,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$86,187
Contract administrator fees2010-12-31$14,473
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31V ACCOUNTING PLLC
Accountancy firm EIN2010-12-31273118847

Form 5500 Responses for TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN

2016: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TRISTATE CAREFLIGHT, L.L.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $12,071
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,484
Insurance broker organization code?4
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameBOYCE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered145
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $22,605
Total amount of fees paid to insurance companyUSD $3,675
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,605
Insurance broker organization code?4
Amount paid for insurance broker fees3675
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameBOYCE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered147
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $24,209
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,359
Insurance broker organization code?4
Additional information about fees paid to insurance brokerTPA FORUM COMPENSATION
Insurance broker nameBOYCE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered125
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,206
Total amount of fees paid to insurance companyUSD $2,525
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,206
Insurance broker organization code?4
Amount paid for insurance broker fees2525
Additional information about fees paid to insurance brokerTPA FORUM COMPENSATION
Insurance broker nameBOYCE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered110
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,532
Total amount of fees paid to insurance companyUSD $3,799
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,532
Insurance broker organization code?4
Amount paid for insurance broker fees3799
Additional information about fees paid to insurance brokerTPA FORUM COMPENSATION
Insurance broker nameBOYCE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered114
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,955
Total amount of fees paid to insurance companyUSD $2,136
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number35552
Policy instance 1
Insurance contract or identification number35552
Number of Individuals Covered100
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,802
Total amount of fees paid to insurance companyUSD $1,337
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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