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ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan NameILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN
Plan identification number 001

ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ILC HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ILC HOLDINGS, INC.
Employer identification number (EIN):510105260
NAIC Classification:334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01KEITH MCDONALD
0012016-01-01KEITH MCDONALD
0012015-01-01WILLIAM RILEY
0012014-01-01WILLIAM RILEY
0012013-01-01WILLIAM RILEY
0012012-01-01WILLIAM RILEY
0012011-01-01WILLIAM RILEY
0012009-01-01KENNETH J SHEEDY

Plan Statistics for ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2017: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01500
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01487
Total number of active participants reported on line 7a of the Form 55002016-01-01367
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-01123
Total of all active and inactive participants2016-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01500
Number of participants with account balances2016-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01471
Total number of active participants reported on line 7a of the Form 55002015-01-01359
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01118
Total of all active and inactive participants2015-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01487
Number of participants with account balances2015-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01442
Total number of active participants reported on line 7a of the Form 55002014-01-01349
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-01114
Total of all active and inactive participants2014-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01471
Number of participants with account balances2014-01-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01438
Total number of active participants reported on line 7a of the Form 55002013-01-01337
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-01107
Total of all active and inactive participants2013-01-01451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01452
Number of participants with account balances2013-01-01444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01463
Total number of active participants reported on line 7a of the Form 55002012-01-01336
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01124
Total of all active and inactive participants2012-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01464
Number of participants with account balances2012-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01860
Total number of active participants reported on line 7a of the Form 55002011-01-01368
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01107
Total of all active and inactive participants2011-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01478
Number of participants with account balances2011-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0164
2009: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01975
Total number of active participants reported on line 7a of the Form 55002009-01-01787
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01172
Total of all active and inactive participants2009-01-01961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01961
Number of participants with account balances2009-01-01945
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0126

Financial Data on ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2017 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-31$0
Total transfer of assets from this plan2017-01-31$56,730,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total income from all sources (including contributions)2017-01-31$548,039
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$145,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$145,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$0
Value of total assets at end of year2017-01-31$0
Value of total assets at beginning of year2017-01-31$56,327,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$0
Total interest from all sources2017-01-31$8,431
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$4,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-01-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-01-31$4,589
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$1,000,000
If this is an individual account plan, was there a blackout period2017-01-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Participant contributions at end of year2017-01-31$0
Participant contributions at beginning of year2017-01-31$1,558,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$402,363
Value of net assets at end of year (total assets less liabilities)2017-01-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$56,327,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-31$47,969,369
Interest on participant loans2017-01-31$8,431
Value of interest in common/collective trusts at end of year2017-01-31$0
Value of interest in common/collective trusts at beginning of year2017-01-31$6,799,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-01-31$533,468
Net investment gain or loss from common/collective trusts2017-01-31$1,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31No
Was there a failure to transmit to the plan any participant contributions2017-01-31No
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$145,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-01-31Yes
Did the plan have assets held for investment2017-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31ALBRECHT, VIGGIAN, ZURECK & CO.
Accountancy firm EIN2017-01-31112556624
2016 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$141,321
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,563,495
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,233,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,195,403
Expenses. Certain deemed distributions of participant loans2016-12-31$33,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,427,670
Value of total assets at end of year2016-12-31$56,327,725
Value of total assets at beginning of year2016-12-31$55,856,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,477
Total interest from all sources2016-12-31$95,405
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,516,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,516,650
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,337,752
Participant contributions at end of year2016-12-31$1,558,654
Participant contributions at beginning of year2016-12-31$1,404,364
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,515,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$330,141
Value of net assets at end of year (total assets less liabilities)2016-12-31$56,327,725
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$55,856,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$47,969,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$45,334,413
Interest on participant loans2016-12-31$95,405
Value of interest in common/collective trusts at end of year2016-12-31$6,799,702
Value of interest in common/collective trusts at beginning of year2016-12-31$9,117,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,427,362
Net investment gain or loss from common/collective trusts2016-12-31$96,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$574,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,195,403
Contract administrator fees2016-12-31$4,477
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALBRECHT, VIGGIANO, ZURECK & CO.
Accountancy firm EIN2016-12-31112556624
2015 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,398,343
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,976,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,939,723
Expenses. Certain deemed distributions of participant loans2015-12-31$32,367
Value of total corrective distributions2015-12-31$292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,822,345
Value of total assets at end of year2015-12-31$55,856,263
Value of total assets at beginning of year2015-12-31$59,434,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,000
Total interest from all sources2015-12-31$40,736
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,521,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,521,837
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,186,132
Participant contributions at end of year2015-12-31$1,404,364
Participant contributions at beginning of year2015-12-31$1,211,756
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$119,886
Other income not declared elsewhere2015-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,578,039
Value of net assets at end of year (total assets less liabilities)2015-12-31$55,856,263
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$59,434,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$45,334,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$48,432,920
Interest on participant loans2015-12-31$40,736
Value of interest in common/collective trusts at end of year2015-12-31$9,117,486
Value of interest in common/collective trusts at beginning of year2015-12-31$9,789,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,049,455
Net investment gain or loss from common/collective trusts2015-12-31$62,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,939,723
Contract administrator fees2015-12-31$4,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ALBRECHT, VIGGIAN, ZURECK & CO.
Accountancy firm EIN2015-12-31112556624
2014 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,931,091
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,270,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,261,581
Expenses. Certain deemed distributions of participant loans2014-12-31$5,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,921,285
Value of total assets at end of year2014-12-31$59,434,302
Value of total assets at beginning of year2014-12-31$59,774,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,348
Total interest from all sources2014-12-31$39,483
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,633,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,633,324
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,175,439
Participant contributions at end of year2014-12-31$1,211,756
Participant contributions at beginning of year2014-12-31$1,259,365
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$234,478
Other income not declared elsewhere2014-12-31$5,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-339,821
Value of net assets at end of year (total assets less liabilities)2014-12-31$59,434,302
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$59,774,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$48,432,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$47,948,944
Interest on participant loans2014-12-31$39,483
Value of interest in common/collective trusts at end of year2014-12-31$9,789,626
Value of interest in common/collective trusts at beginning of year2014-12-31$10,565,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$275,914
Net investment gain or loss from common/collective trusts2014-12-31$55,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$511,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,261,581
Contract administrator fees2014-12-31$3,348
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALBRECHT,VIGGIANO,ZURECK & CO
Accountancy firm EIN2014-12-31112556624
2013 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,909,684
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,700,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,696,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,158,503
Value of total assets at end of year2013-12-31$59,774,123
Value of total assets at beginning of year2013-12-31$54,564,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,838
Total interest from all sources2013-12-31$43,940
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,486,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,486,071
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,015,118
Participant contributions at end of year2013-12-31$1,259,365
Participant contributions at beginning of year2013-12-31$1,397,691
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$90,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,209,450
Value of net assets at end of year (total assets less liabilities)2013-12-31$59,774,123
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$54,564,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$47,948,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$41,786,464
Interest on participant loans2013-12-31$43,940
Value of interest in common/collective trusts at end of year2013-12-31$10,565,814
Value of interest in common/collective trusts at beginning of year2013-12-31$11,380,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,164,425
Net investment gain or loss from common/collective trusts2013-12-31$56,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$52,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,696,396
Contract administrator fees2013-12-31$3,838
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALBRECHT, VIGGIANO, ZURECK & CO
Accountancy firm EIN2013-12-31112556624
2012 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,848,840
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,943,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,939,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,675,972
Value of total assets at end of year2012-12-31$54,564,673
Value of total assets at beginning of year2012-12-31$49,659,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,035
Total interest from all sources2012-12-31$50,495
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,102,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,102,590
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,125,559
Participant contributions at end of year2012-12-31$1,397,691
Participant contributions at beginning of year2012-12-31$1,508,527
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$16,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,905,582
Value of net assets at end of year (total assets less liabilities)2012-12-31$54,564,673
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,659,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$41,786,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$37,485,879
Interest on participant loans2012-12-31$50,495
Value of interest in common/collective trusts at end of year2012-12-31$11,380,518
Value of interest in common/collective trusts at beginning of year2012-12-31$10,664,685
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,932,018
Net investment gain or loss from common/collective trusts2012-12-31$87,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$534,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,939,223
Contract administrator fees2012-12-31$4,035
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALBRECHT, VIGGIANO, ZURECK & CO
Accountancy firm EIN2012-12-31112556624
2011 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$30,904,523
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,714,001
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,680,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,674,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,210,041
Value of total assets at end of year2011-12-31$49,659,091
Value of total assets at beginning of year2011-12-31$79,529,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,308
Total interest from all sources2011-12-31$90,168
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,066,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,066,070
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,550,403
Participant contributions at end of year2011-12-31$1,508,527
Participant contributions at beginning of year2011-12-31$2,646,624
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$48,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,033,778
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,659,091
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$79,529,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$37,485,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$62,700,448
Interest on participant loans2011-12-31$90,168
Value of interest in common/collective trusts at end of year2011-12-31$10,664,685
Value of interest in common/collective trusts at beginning of year2011-12-31$14,182,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$281,072
Net investment gain or loss from common/collective trusts2011-12-31$66,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$610,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,674,915
Contract administrator fees2011-12-31$5,308
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ALBRECHT, VIGGIANO, ZURECK & CO
Accountancy firm EIN2011-12-31112556624
2010 : ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,274,939
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,761,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,710,259
Expenses. Certain deemed distributions of participant loans2010-12-31$42,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,060,412
Value of total assets at end of year2010-12-31$79,529,836
Value of total assets at beginning of year2010-12-31$73,015,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,115
Total interest from all sources2010-12-31$98,408
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,235,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,235,353
Administrative expenses professional fees incurred2010-12-31$8,115
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,595,689
Participant contributions at end of year2010-12-31$2,646,624
Participant contributions at beginning of year2010-12-31$2,566,591
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$464,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,513,901
Value of net assets at end of year (total assets less liabilities)2010-12-31$79,529,836
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$73,015,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$62,700,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$55,323,686
Interest on participant loans2010-12-31$98,408
Value of interest in common/collective trusts at end of year2010-12-31$14,182,764
Value of interest in common/collective trusts at beginning of year2010-12-31$15,125,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,844,795
Net investment gain or loss from common/collective trusts2010-12-31$35,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,710,259
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ALBRECHT, VIGGIANO, ZURECK & CO
Accountancy firm EIN2010-12-31112556624

Form 5500 Responses for ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN

2017: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ILC INDUSTRIES 401(K) SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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