SPI PHARMA has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : SPI PHARMA 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,975,496 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,867,768 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,751,751 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,058,562 |
Value of total assets at end of year | 2022-12-31 | $42,969,970 |
Value of total assets at beginning of year | 2022-12-31 | $51,813,234 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $116,017 |
Total interest from all sources | 2022-12-31 | $35,583 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $589,635 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $589,635 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,759,079 |
Participant contributions at end of year | 2022-12-31 | $686,578 |
Participant contributions at beginning of year | 2022-12-31 | $753,316 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $410,581 |
Other income not declared elsewhere | 2022-12-31 | $134,850 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-8,843,264 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $42,969,970 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $51,813,234 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $112,942 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $34,351,383 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $51,059,918 |
Interest on participant loans | 2022-12-31 | $35,583 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $7,932,009 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-9,794,126 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,888,902 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,751,751 |
Contract administrator fees | 2022-12-31 | $3,075 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GELMAN, ROSENBERG AND FREEDMAN, PC |
Accountancy firm EIN | 2022-12-31 | 521392008 |
2021 : SPI PHARMA 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,836,050 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,431,257 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,300,046 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,392,132 |
Value of total assets at end of year | 2021-12-31 | $51,813,234 |
Value of total assets at beginning of year | 2021-12-31 | $46,408,441 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $131,211 |
Total interest from all sources | 2021-12-31 | $50,186 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $552,244 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $552,244 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,601,990 |
Participant contributions at end of year | 2021-12-31 | $753,316 |
Participant contributions at beginning of year | 2021-12-31 | $877,766 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $75,953 |
Other income not declared elsewhere | 2021-12-31 | $117,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,404,793 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $51,813,234 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $46,408,441 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $122,512 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $51,059,918 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $39,045,616 |
Interest on participant loans | 2021-12-31 | $50,186 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $6,485,059 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,723,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,714,189 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,300,046 |
Contract administrator fees | 2021-12-31 | $8,699 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GELMAN, ROSENBERG AND FREEDMAN, PC |
Accountancy firm EIN | 2021-12-31 | 521392008 |
2020 : SPI PHARMA 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $10,050,902 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,438,709 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,330,543 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,339,380 |
Value of total assets at end of year | 2020-12-31 | $46,408,441 |
Value of total assets at beginning of year | 2020-12-31 | $39,796,248 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $108,166 |
Total interest from all sources | 2020-12-31 | $55,937 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $456,013 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $456,013 |
Administrative expenses professional fees incurred | 2020-12-31 | $13,033 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,537,079 |
Participant contributions at end of year | 2020-12-31 | $877,766 |
Participant contributions at beginning of year | 2020-12-31 | $934,712 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $99,848 |
Other income not declared elsewhere | 2020-12-31 | $116,946 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,612,193 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $46,408,441 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $39,796,248 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $40,968 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $39,045,616 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $33,511,344 |
Interest on participant loans | 2020-12-31 | $55,937 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $6,485,059 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $5,350,192 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,082,626 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,702,453 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,330,543 |
Contract administrator fees | 2020-12-31 | $54,165 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GELMAN, ROSENBERG AND FREEDMAN, PC |
Accountancy firm EIN | 2020-12-31 | 521392008 |
2019 : SPI PHARMA 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $11,193,729 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,555,735 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,439,296 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,176,245 |
Value of total assets at end of year | 2019-12-31 | $39,796,248 |
Value of total assets at beginning of year | 2019-12-31 | $33,158,254 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $116,439 |
Total interest from all sources | 2019-12-31 | $57,621 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $561,078 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $561,078 |
Administrative expenses professional fees incurred | 2019-12-31 | $21,450 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,485,868 |
Participant contributions at end of year | 2019-12-31 | $934,712 |
Participant contributions at beginning of year | 2019-12-31 | $819,797 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,006,137 |
Other income not declared elsewhere | 2019-12-31 | $119,038 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,637,994 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $39,796,248 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,158,254 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $43,504 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $33,511,344 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $26,511,727 |
Interest on participant loans | 2019-12-31 | $57,621 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $5,350,192 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $5,826,730 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,279,747 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,684,240 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,439,296 |
Contract administrator fees | 2019-12-31 | $51,485 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GELMAN, ROSENBERG AND FREEDMAN, PC |
Accountancy firm EIN | 2019-12-31 | 521392008 |
2018 : SPI PHARMA 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,169,917 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,962,879 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,869,095 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,168,478 |
Value of total assets at end of year | 2018-12-31 | $33,158,254 |
Value of total assets at beginning of year | 2018-12-31 | $33,951,216 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $93,784 |
Total interest from all sources | 2018-12-31 | $42,979 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $485,761 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $485,761 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,333,827 |
Participant contributions at end of year | 2018-12-31 | $819,797 |
Participant contributions at beginning of year | 2018-12-31 | $609,042 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $256,455 |
Other income not declared elsewhere | 2018-12-31 | $96,057 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-792,962 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $33,158,254 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $33,951,216 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $43,019 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $26,511,727 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $28,370,049 |
Interest on participant loans | 2018-12-31 | $42,979 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $5,826,730 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,972,125 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,623,358 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,578,196 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,869,095 |
Contract administrator fees | 2018-12-31 | $50,765 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2018-12-31 | 510218897 |
2017 : SPI PHARMA 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,686,030 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,835,857 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,781,334 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,091,125 |
Value of total assets at end of year | 2017-12-31 | $33,951,216 |
Value of total assets at beginning of year | 2017-12-31 | $30,101,043 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $54,523 |
Total interest from all sources | 2017-12-31 | $27,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $449,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $449,775 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,272,848 |
Participant contributions at end of year | 2017-12-31 | $609,042 |
Participant contributions at beginning of year | 2017-12-31 | $537,331 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $210,358 |
Other income not declared elsewhere | 2017-12-31 | $105,334 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,850,173 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $33,951,216 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $30,101,043 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $39,604 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $28,370,049 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $23,211,927 |
Interest on participant loans | 2017-12-31 | $27,380 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,972,125 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $6,351,785 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,012,416 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,607,919 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,781,334 |
Contract administrator fees | 2017-12-31 | $14,919 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2017-12-31 | 510218897 |
2016 : SPI PHARMA 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,215,551 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,943,613 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,895,035 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,053,801 |
Value of total assets at end of year | 2016-12-31 | $30,101,043 |
Value of total assets at beginning of year | 2016-12-31 | $27,829,105 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $48,578 |
Total interest from all sources | 2016-12-31 | $28,121 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $308,529 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $308,529 |
Administrative expenses professional fees incurred | 2016-12-31 | $3,180 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,267,047 |
Participant contributions at end of year | 2016-12-31 | $537,331 |
Participant contributions at beginning of year | 2016-12-31 | $597,718 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $274,945 |
Other income not declared elsewhere | 2016-12-31 | $121,573 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,271,938 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $30,101,043 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $27,829,105 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $35,948 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $23,211,927 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,021,418 |
Interest on participant loans | 2016-12-31 | $28,121 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $6,351,785 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $6,209,969 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,703,527 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,511,809 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,895,035 |
Contract administrator fees | 2016-12-31 | $9,450 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2016-12-31 | 510218897 |
2015 : SPI PHARMA 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,676,274 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,949,574 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,899,600 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,794,347 |
Value of total assets at end of year | 2015-12-31 | $27,829,105 |
Value of total assets at beginning of year | 2015-12-31 | $27,102,405 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $49,974 |
Total interest from all sources | 2015-12-31 | $27,588 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $264,855 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $264,855 |
Administrative expenses professional fees incurred | 2015-12-31 | $5,690 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,214,518 |
Participant contributions at end of year | 2015-12-31 | $597,718 |
Participant contributions at beginning of year | 2015-12-31 | $622,452 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $65,857 |
Other income not declared elsewhere | 2015-12-31 | $118,764 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $726,700 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $27,829,105 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,102,405 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $37,703 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,021,418 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $20,633,259 |
Interest on participant loans | 2015-12-31 | $27,588 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $6,209,969 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $5,846,694 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-529,280 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,513,972 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,899,600 |
Contract administrator fees | 2015-12-31 | $6,581 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2015-12-31 | 510218897 |
2014 : SPI PHARMA 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,922,433 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,709,818 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,657,100 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,605,401 |
Value of total assets at end of year | 2014-12-31 | $27,102,405 |
Value of total assets at beginning of year | 2014-12-31 | $24,889,790 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $52,718 |
Total interest from all sources | 2014-12-31 | $29,219 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $342,432 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $342,432 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $40,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,081,337 |
Participant contributions at end of year | 2014-12-31 | $622,452 |
Participant contributions at beginning of year | 2014-12-31 | $627,764 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $127,823 |
Other income not declared elsewhere | 2014-12-31 | $122,614 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,212,615 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,102,405 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,889,790 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $37,802 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $20,633,259 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $18,018,130 |
Interest on participant loans | 2014-12-31 | $29,219 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $5,846,694 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $6,243,896 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $822,767 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,396,241 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,657,100 |
Contract administrator fees | 2014-12-31 | $14,916 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2014-12-31 | 510218897 |
2013 : SPI PHARMA 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,204,104 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,400,813 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,385,924 |
Value of total corrective distributions | 2013-12-31 | $150 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,640,222 |
Value of total assets at end of year | 2013-12-31 | $24,889,790 |
Value of total assets at beginning of year | 2013-12-31 | $20,086,499 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $14,739 |
Total interest from all sources | 2013-12-31 | $27,131 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $211,474 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $211,474 |
Administrative expenses professional fees incurred | 2013-12-31 | $6,400 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $40,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,093,770 |
Participant contributions at end of year | 2013-12-31 | $627,764 |
Participant contributions at beginning of year | 2013-12-31 | $566,788 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $166,422 |
Other income not declared elsewhere | 2013-12-31 | $126,462 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,803,291 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,889,790 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $20,086,499 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $18,018,130 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $13,460,297 |
Interest on participant loans | 2013-12-31 | $27,131 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $6,243,896 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $6,059,414 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,198,815 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,380,030 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,385,924 |
Contract administrator fees | 2013-12-31 | $8,339 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2013-12-31 | 510218897 |
2012 : SPI PHARMA 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $3,641,729 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,654,273 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,618,252 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,262,400 |
Value of total assets at end of year | 2012-12-31 | $20,086,499 |
Value of total assets at beginning of year | 2012-12-31 | $18,099,043 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $36,021 |
Total interest from all sources | 2012-12-31 | $25,267 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $206,932 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $206,932 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $921,867 |
Participant contributions at end of year | 2012-12-31 | $566,788 |
Participant contributions at beginning of year | 2012-12-31 | $528,528 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $142,888 |
Other income not declared elsewhere | 2012-12-31 | $116,390 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,987,456 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $20,086,499 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $18,099,043 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $31,696 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $13,460,297 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $11,682,063 |
Interest on participant loans | 2012-12-31 | $25,267 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $6,059,414 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $5,888,452 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,030,740 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,197,645 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,618,252 |
Contract administrator fees | 2012-12-31 | $4,325 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2012-12-31 | 510218897 |
2011 : SPI PHARMA 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,165,000 |
Total loss/gain on sale of assets | 2011-12-31 | $343,974 |
Total of all expenses incurred | 2011-12-31 | $1,766,191 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,761,036 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,784,747 |
Value of total assets at end of year | 2011-12-31 | $18,099,043 |
Value of total assets at beginning of year | 2011-12-31 | $18,700,234 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,155 |
Total interest from all sources | 2011-12-31 | $20,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $280,689 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $280,689 |
Administrative expenses professional fees incurred | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $776,090 |
Participant contributions at end of year | 2011-12-31 | $528,528 |
Participant contributions at beginning of year | 2011-12-31 | $479,789 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $8,105 |
Other income not declared elsewhere | 2011-12-31 | $5,467 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-601,191 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $18,099,043 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,700,234 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,682,063 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,853,000 |
Interest on participant loans | 2011-12-31 | $21,614 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $4,366,470 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $925 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $925 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $-719 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $5,888,452 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $3,094,965 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-4,365,737 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,000,552 |
Income. Dividends from common stock | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,761,036 |
Contract administrator fees | 2011-12-31 | $5,155 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $21,464,105 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $21,120,131 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HORTY & HORTY |
Accountancy firm EIN | 2011-12-31 | 510218897 |