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SMITH & NEPHEW U.S. PENSION PLAN 401k Plan overview

Plan NameSMITH & NEPHEW U.S. PENSION PLAN
Plan identification number 002

SMITH & NEPHEW U.S. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMITH AND NEPHEW, INC. has sponsored the creation of one or more 401k plans.

Company Name:SMITH AND NEPHEW, INC.
Employer identification number (EIN):510123924
NAIC Classification:334610

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & NEPHEW U.S. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BETH GRELLA
0022016-01-01BETH GRELLA
0022015-01-01BETH GRELLA
0022014-01-01BETH GRELLA
0022013-01-01BRADFORD FLYNN BRADFORD FLYNN2014-10-15
0022012-01-01ANDY PFEIFER ANDY PFEIFER2013-10-15
0022011-01-01MICHAEL UNSWORTH ANDY PFEIFER2012-10-15
0022010-01-01MARIELLE BROWN KELLY SHINNICK2011-10-14
0022009-01-01MARCUS HEWITT

Plan Statistics for SMITH & NEPHEW U.S. PENSION PLAN

401k plan membership statisitcs for SMITH & NEPHEW U.S. PENSION PLAN

Measure Date Value
2022: SMITH & NEPHEW U.S. PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31503,332,231
Acturial value of plan assets2022-12-31503,332,231
Funding target for retired participants and beneficiaries receiving payment2022-12-31195,654,241
Number of terminated vested participants2022-12-31824
Fundng target for terminated vested participants2022-12-3167,580,482
Active participant vested funding target2022-12-3181,304,276
Number of active participants2022-12-31496
Total funding liabilities for active participants2022-12-3187,961,115
Total participant count2022-12-313,178
Total funding target for all participants2022-12-31351,195,838
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31900,000
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-013,161
Total number of active participants reported on line 7a of the Form 55002022-01-01421
Number of retired or separated participants receiving benefits2022-01-011,603
Number of other retired or separated participants entitled to future benefits2022-01-01742
Total of all active and inactive participants2022-01-012,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01247
Total participants2022-01-013,013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SMITH & NEPHEW U.S. PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31541,134,893
Acturial value of plan assets2021-12-31541,134,893
Funding target for retired participants and beneficiaries receiving payment2021-12-31190,830,362
Number of terminated vested participants2021-12-31851
Fundng target for terminated vested participants2021-12-3167,382,111
Active participant vested funding target2021-12-3188,966,232
Number of active participants2021-12-31560
Total funding liabilities for active participants2021-12-3196,850,959
Total participant count2021-12-313,267
Total funding target for all participants2021-12-31355,063,432
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31700,000
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-013,251
Total number of active participants reported on line 7a of the Form 55002021-01-01496
Number of retired or separated participants receiving benefits2021-01-011,614
Number of other retired or separated participants entitled to future benefits2021-01-01776
Total of all active and inactive participants2021-01-012,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01275
Total participants2021-01-013,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SMITH & NEPHEW U.S. PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31497,859,381
Acturial value of plan assets2020-12-31497,859,381
Funding target for retired participants and beneficiaries receiving payment2020-12-31190,407,203
Number of terminated vested participants2020-12-31905
Fundng target for terminated vested participants2020-12-3172,985,865
Active participant vested funding target2020-12-3196,818,952
Number of active participants2020-12-31604
Total funding liabilities for active participants2020-12-31106,692,399
Total participant count2020-12-313,342
Total funding target for all participants2020-12-31370,085,467
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31800,000
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-013,329
Total number of active participants reported on line 7a of the Form 55002020-01-01560
Number of retired or separated participants receiving benefits2020-01-011,631
Number of other retired or separated participants entitled to future benefits2020-01-01806
Total of all active and inactive participants2020-01-012,997
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01219
Total participants2020-01-013,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SMITH & NEPHEW U.S. PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-31436,578,564
Acturial value of plan assets2019-12-31436,578,564
Funding target for retired participants and beneficiaries receiving payment2019-12-31186,696,949
Number of terminated vested participants2019-12-31931
Fundng target for terminated vested participants2019-12-3169,825,343
Active participant vested funding target2019-12-31100,543,082
Number of active participants2019-12-31682
Total funding liabilities for active participants2019-12-31111,731,842
Total participant count2019-12-313,410
Total funding target for all participants2019-12-31368,254,134
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31900,000
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-013,402
Total number of active participants reported on line 7a of the Form 55002019-01-01604
Number of retired or separated participants receiving benefits2019-01-011,622
Number of other retired or separated participants entitled to future benefits2019-01-01857
Total of all active and inactive participants2019-01-013,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01246
Total participants2019-01-013,329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SMITH & NEPHEW U.S. PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-31506,438,610
Acturial value of plan assets2018-12-31506,438,610
Funding target for retired participants and beneficiaries receiving payment2018-12-31184,095,863
Number of terminated vested participants2018-12-31957
Fundng target for terminated vested participants2018-12-3166,632,509
Active participant vested funding target2018-12-31109,153,056
Number of active participants2018-12-31766
Total funding liabilities for active participants2018-12-31120,953,720
Total participant count2018-12-313,518
Total funding target for all participants2018-12-31371,682,092
Balance at beginning of prior year after applicable adjustments2018-12-3128,189
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3128,189
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-319,103,590
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-319,641,612
Reductions in caryover balances due to elections or deemed elections2018-12-3132,818
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31900,000
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-013,510
Total number of active participants reported on line 7a of the Form 55002018-01-01682
Number of retired or separated participants receiving benefits2018-01-011,604
Number of other retired or separated participants entitled to future benefits2018-01-01883
Total of all active and inactive participants2018-01-013,169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01233
Total participants2018-01-013,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SMITH & NEPHEW U.S. PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-31453,212,870
Acturial value of plan assets2017-12-31453,212,870
Funding target for retired participants and beneficiaries receiving payment2017-12-31172,087,592
Number of terminated vested participants2017-12-31982
Fundng target for terminated vested participants2017-12-3158,868,790
Active participant vested funding target2017-12-31109,617,786
Number of active participants2017-12-31832
Total funding liabilities for active participants2017-12-31120,979,258
Total participant count2017-12-313,595
Total funding target for all participants2017-12-31351,935,640
Balance at beginning of prior year after applicable adjustments2017-12-3126,045
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3126,045
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3118,168,787
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3119,278,900
Balance of carryovers at beginning of current year2017-12-3128,189
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-3110,000,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-319,103,590
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31800,000
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-319,103,590
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-013,586
Total number of active participants reported on line 7a of the Form 55002017-01-01766
Number of retired or separated participants receiving benefits2017-01-011,600
Number of other retired or separated participants entitled to future benefits2017-01-01926
Total of all active and inactive participants2017-01-013,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01218
Total participants2017-01-013,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SMITH & NEPHEW U.S. PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-31422,983,038
Acturial value of plan assets2016-12-31422,983,038
Funding target for retired participants and beneficiaries receiving payment2016-12-31167,571,800
Number of terminated vested participants2016-12-311,028
Fundng target for terminated vested participants2016-12-3157,450,969
Active participant vested funding target2016-12-31109,886,645
Number of active participants2016-12-31890
Total funding liabilities for active participants2016-12-31120,929,059
Total participant count2016-12-313,692
Total funding target for all participants2016-12-31345,951,828
Balance at beginning of prior year after applicable adjustments2016-12-3126,566
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3126,566
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-3118,115,082
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3119,256,332
Balance of carryovers at beginning of current year2016-12-3126,045
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-3120,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3118,168,787
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-311,200,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-3118,168,787
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-013,664
Total number of active participants reported on line 7a of the Form 55002016-01-01832
Number of retired or separated participants receiving benefits2016-01-011,602
Number of other retired or separated participants entitled to future benefits2016-01-01952
Total of all active and inactive participants2016-01-013,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01200
Total participants2016-01-013,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SMITH & NEPHEW U.S. PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,712
Total number of active participants reported on line 7a of the Form 55002015-01-01910
Number of retired or separated participants receiving benefits2015-01-011,609
Number of other retired or separated participants entitled to future benefits2015-01-01988
Total of all active and inactive participants2015-01-013,507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01157
Total participants2015-01-013,664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SMITH & NEPHEW U.S. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,196
Total number of active participants reported on line 7a of the Form 55002014-01-01996
Number of retired or separated participants receiving benefits2014-01-011,576
Number of other retired or separated participants entitled to future benefits2014-01-01953
Total of all active and inactive participants2014-01-013,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01187
Total participants2014-01-013,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SMITH & NEPHEW U.S. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,238
Total number of active participants reported on line 7a of the Form 55002013-01-011,034
Number of retired or separated participants receiving benefits2013-01-011,630
Number of other retired or separated participants entitled to future benefits2013-01-012,520
Total of all active and inactive participants2013-01-015,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0112
Total participants2013-01-015,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SMITH & NEPHEW U.S. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,274
Total number of active participants reported on line 7a of the Form 55002012-01-011,108
Number of retired or separated participants receiving benefits2012-01-011,407
Number of other retired or separated participants entitled to future benefits2012-01-012,591
Total of all active and inactive participants2012-01-015,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01132
Total participants2012-01-015,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SMITH & NEPHEW U.S. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,328
Total number of active participants reported on line 7a of the Form 55002011-01-011,220
Number of retired or separated participants receiving benefits2011-01-013,934
Number of other retired or separated participants entitled to future benefits2011-01-01120
Total of all active and inactive participants2011-01-015,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SMITH & NEPHEW U.S. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,360
Total number of active participants reported on line 7a of the Form 55002010-01-011,324
Number of retired or separated participants receiving benefits2010-01-011,272
Number of other retired or separated participants entitled to future benefits2010-01-012,610
Total of all active and inactive participants2010-01-015,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01122
Total participants2010-01-015,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SMITH & NEPHEW U.S. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,405
Total number of active participants reported on line 7a of the Form 55002009-01-011,421
Number of retired or separated participants receiving benefits2009-01-011,197
Number of other retired or separated participants entitled to future benefits2009-01-012,644
Total of all active and inactive participants2009-01-015,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0198
Total participants2009-01-015,360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SMITH & NEPHEW U.S. PENSION PLAN

Measure Date Value
2022 : SMITH & NEPHEW U.S. PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$358,944
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$996,620
Total income from all sources (including contributions)2022-12-31$-102,838,261
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$36,848,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$34,537,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,239,045
Value of total assets at end of year2022-12-31$363,007,852
Value of total assets at beginning of year2022-12-31$503,332,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,310,751
Total interest from all sources2022-12-31$740,815
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$2,310,751
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$358,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$996,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-139,686,703
Value of net assets at end of year (total assets less liabilities)2022-12-31$362,648,908
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$502,335,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$240,713,120
Value of interest in common/collective trusts at beginning of year2022-12-31$496,868,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$120,055,687
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$6,464,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$6,464,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$740,815
Net investment gain or loss from common/collective trusts2022-12-31$-105,818,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,239,045
Employer contributions (assets) at end of year2022-12-31$2,239,045
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$34,537,691
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HORNE LLP
Accountancy firm EIN2022-12-31201941244
2021 : SMITH & NEPHEW U.S. PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$996,620
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$734,180
Total income from all sources (including contributions)2021-12-31$-2,118,291
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$35,946,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$34,296,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$503,332,231
Value of total assets at beginning of year2021-12-31$541,134,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,650,310
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$1,650,310
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$996,620
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$734,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-38,065,102
Value of net assets at end of year (total assets less liabilities)2021-12-31$502,335,611
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$540,400,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$71,983,362
Value of interest in common/collective trusts at end of year2021-12-31$496,868,046
Value of interest in common/collective trusts at beginning of year2021-12-31$466,647,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,464,185
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,503,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,503,909
Net investment gain or loss from common/collective trusts2021-12-31$-2,118,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$34,296,501
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HORNE LLP
Accountancy firm EIN2021-12-31201941244
2020 : SMITH & NEPHEW U.S. PENSION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$734,180
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$512,623
Total income from all sources (including contributions)2020-12-31$76,999,614
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$33,945,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$32,166,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$541,134,893
Value of total assets at beginning of year2020-12-31$497,859,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,778,998
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$1,078,007
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$734,180
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$512,623
Administrative expenses (other) incurred2020-12-31$276,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$43,053,954
Value of net assets at end of year (total assets less liabilities)2020-12-31$540,400,713
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$497,346,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$424,684
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$71,983,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$466,647,622
Value of interest in common/collective trusts at beginning of year2020-12-31$495,533,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,503,909
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,326,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,326,281
Net investment gain or loss from common/collective trusts2020-12-31$76,999,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$32,166,662
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HORNE LLP
Accountancy firm EIN2020-12-31201941244
2019 : SMITH & NEPHEW U.S. PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$512,623
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$512,623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$451,873
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$451,873
Total income from all sources (including contributions)2019-12-31$89,956,682
Total income from all sources (including contributions)2019-12-31$89,956,682
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$28,736,614
Total of all expenses incurred2019-12-31$28,736,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,465,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,465,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$497,859,382
Value of total assets at end of year2019-12-31$497,859,382
Value of total assets at beginning of year2019-12-31$436,578,564
Value of total assets at beginning of year2019-12-31$436,578,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,271,510
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,271,510
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$999,350
Administrative expenses professional fees incurred2019-12-31$999,350
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$512,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$512,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$451,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$451,873
Administrative expenses (other) incurred2019-12-31$272,160
Administrative expenses (other) incurred2019-12-31$272,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$61,220,068
Value of net income/loss2019-12-31$61,220,068
Value of net assets at end of year (total assets less liabilities)2019-12-31$497,346,759
Value of net assets at end of year (total assets less liabilities)2019-12-31$497,346,759
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$436,126,691
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$436,126,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in common/collective trusts at end of year2019-12-31$495,533,101
Value of interest in common/collective trusts at end of year2019-12-31$495,533,101
Value of interest in common/collective trusts at beginning of year2019-12-31$435,323,903
Value of interest in common/collective trusts at beginning of year2019-12-31$435,323,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,326,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,326,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,254,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,254,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,254,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,254,661
Net investment gain or loss from common/collective trusts2019-12-31$89,956,682
Net investment gain or loss from common/collective trusts2019-12-31$89,956,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$27,465,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$27,465,104
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HORNE LLP
Accountancy firm name2019-12-31HORNE LLP
Accountancy firm EIN2019-12-31201941244
Accountancy firm EIN2019-12-31201941244
2018 : SMITH & NEPHEW U.S. PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$451,873
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$447,590
Total income from all sources (including contributions)2018-12-31$-35,220,949
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$35,001,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$33,465,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$436,578,564
Value of total assets at beginning of year2018-12-31$506,796,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,536,273
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$1,270,840
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$451,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$447,590
Administrative expenses (other) incurred2018-12-31$259,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-70,222,716
Value of net assets at end of year (total assets less liabilities)2018-12-31$436,126,691
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$506,349,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$5,693
Value of interest in common/collective trusts at end of year2018-12-31$435,323,903
Value of interest in common/collective trusts at beginning of year2018-12-31$495,216,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,254,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,580,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,580,450
Net investment gain or loss from common/collective trusts2018-12-31$-35,220,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$33,465,494
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HORNE LLP
Accountancy firm EIN2018-12-31201941244
2017 : SMITH & NEPHEW U.S. PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$447,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$259,315
Total income from all sources (including contributions)2017-12-31$80,663,646
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$27,988,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$26,491,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$10,000,000
Value of total assets at end of year2017-12-31$506,796,997
Value of total assets at beginning of year2017-12-31$453,933,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,496,952
Total interest from all sources2017-12-31$92
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$1,161,298
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$30
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$447,590
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$259,315
Administrative expenses (other) incurred2017-12-31$247,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$52,674,752
Value of net assets at end of year (total assets less liabilities)2017-12-31$506,349,407
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$453,674,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$88,220
Value of interest in common/collective trusts at end of year2017-12-31$495,216,547
Value of interest in common/collective trusts at beginning of year2017-12-31$433,838,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,580,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$95,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$95,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$92
Net investment gain or loss from common/collective trusts2017-12-31$70,663,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,000,000
Employer contributions (assets) at end of year2017-12-31$10,000,000
Employer contributions (assets) at beginning of year2017-12-31$20,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$26,491,942
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HORNE LLP
Accountancy firm EIN2017-12-31201941244
2016 : SMITH & NEPHEW U.S. PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$259,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$293,580
Total income from all sources (including contributions)2016-12-31$53,388,293
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$23,146,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$22,107,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$20,000,000
Value of total assets at end of year2016-12-31$453,933,970
Value of total assets at beginning of year2016-12-31$423,726,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,039,116
Total interest from all sources2016-12-31$1,500
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$713,022
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$30
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$27
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$259,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$293,580
Administrative expenses (other) incurred2016-12-31$235,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$30,241,529
Value of net assets at end of year (total assets less liabilities)2016-12-31$453,674,655
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$423,433,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$90,190
Value of interest in common/collective trusts at end of year2016-12-31$433,838,921
Value of interest in common/collective trusts at beginning of year2016-12-31$402,323,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$95,019
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,402,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,402,705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,500
Net investment gain or loss from common/collective trusts2016-12-31$33,386,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$20,000,000
Employer contributions (assets) at end of year2016-12-31$20,000,000
Employer contributions (assets) at beginning of year2016-12-31$20,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$22,107,648
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HORNE LLP
Accountancy firm EIN2016-12-31201941244
2015 : SMITH & NEPHEW U.S. PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$293,580
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$121,557
Total income from all sources (including contributions)2015-12-31$12,327,017
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$17,033,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,378,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$20,000,000
Value of total assets at end of year2015-12-31$423,726,706
Value of total assets at beginning of year2015-12-31$428,260,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,654,686
Total interest from all sources2015-12-31$245
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,088,694
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$27
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$8
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$293,580
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$121,557
Other income not declared elsewhere2015-12-31$1,654,719
Administrative expenses (other) incurred2015-12-31$211,641
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$-1,529,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,706,043
Value of net assets at end of year (total assets less liabilities)2015-12-31$423,433,126
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$428,139,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$351,976
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$896
Value of interest in common/collective trusts at end of year2015-12-31$402,323,974
Value of interest in common/collective trusts at beginning of year2015-12-31$407,004,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,402,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,785,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,785,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$245
Net investment gain or loss from common/collective trusts2015-12-31$-9,327,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$20,000,000
Employer contributions (assets) at end of year2015-12-31$20,000,000
Employer contributions (assets) at beginning of year2015-12-31$20,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,378,374
Contract administrator fees2015-12-31$2,375
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$40,037,060
Aggregate carrying amount (costs) on sale of assets2015-12-31$40,037,060
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HORNE LLP
Accountancy firm EIN2015-12-31201941244
2014 : SMITH & NEPHEW U.S. PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$121,557
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$171,547
Total income from all sources (including contributions)2014-12-31$68,768,420
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$79,636,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$77,586,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$20,000,000
Value of total assets at end of year2014-12-31$428,260,726
Value of total assets at beginning of year2014-12-31$439,179,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,050,501
Total interest from all sources2014-12-31$8
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,444,814
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$8
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$121,557
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$171,547
Other income not declared elsewhere2014-12-31$6,916
Administrative expenses (other) incurred2014-12-31$255,339
Total non interest bearing cash at end of year2014-12-31$-1,529,946
Total non interest bearing cash at beginning of year2014-12-31$1,136,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-10,868,298
Value of net assets at end of year (total assets less liabilities)2014-12-31$428,139,169
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$439,007,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at beginning of year2014-12-31$15,641,815
Investment advisory and management fees2014-12-31$267,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$896
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,665,984
Value of interest in common/collective trusts at end of year2014-12-31$407,004,160
Value of interest in common/collective trusts at beginning of year2014-12-31$396,135,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,785,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$8
Net investment gain/loss from pooled separate accounts2014-12-31$482
Net investment gain or loss from common/collective trusts2014-12-31$48,761,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$20,000,000
Employer contributions (assets) at end of year2014-12-31$20,000,000
Employer contributions (assets) at beginning of year2014-12-31$21,600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$77,586,217
Contract administrator fees2014-12-31$82,500
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$119,604,408
Aggregate carrying amount (costs) on sale of assets2014-12-31$119,604,408
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HORNE LLP
Accountancy firm EIN2014-12-31201941244
2013 : SMITH & NEPHEW U.S. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$171,547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$100,813
Total income from all sources (including contributions)2013-12-31$77,352,283
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$16,019,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$13,246,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$21,600,000
Value of total assets at end of year2013-12-31$439,179,014
Value of total assets at beginning of year2013-12-31$377,775,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,773,234
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$391,808
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$894,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$171,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$100,813
Other income not declared elsewhere2013-12-31$-2,562,382
Administrative expenses (other) incurred2013-12-31$599,462
Total non interest bearing cash at end of year2013-12-31$1,136,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$61,332,821
Value of net assets at end of year (total assets less liabilities)2013-12-31$439,007,467
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$377,674,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$15,641,815
Investment advisory and management fees2013-12-31$1,573,470
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$195,020,681
Value of interest in pooled separate accounts at end of year2013-12-31$4,665,984
Value of interest in pooled separate accounts at beginning of year2013-12-31$161,660,255
Value of interest in common/collective trusts at end of year2013-12-31$396,135,020
Net investment gain/loss from pooled separate accounts2013-12-31$29,746,465
Net investment gain or loss from common/collective trusts2013-12-31$28,568,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$21,600,000
Employer contributions (assets) at end of year2013-12-31$21,600,000
Employer contributions (assets) at beginning of year2013-12-31$20,200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,246,228
Contract administrator fees2013-12-31$208,494
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HORNE LLP
Accountancy firm EIN2013-12-31201941244
2012 : SMITH & NEPHEW U.S. PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$100,813
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$84,651
Total income from all sources (including contributions)2012-12-31$77,647,198
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$14,691,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,823,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$29,727,984
Value of total assets at end of year2012-12-31$377,775,459
Value of total assets at beginning of year2012-12-31$314,803,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,867,953
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$894,523
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$958,192
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$100,813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$84,651
Other income not declared elsewhere2012-12-31$14,048
Administrative expenses (other) incurred2012-12-31$2,867,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$62,955,983
Value of net assets at end of year (total assets less liabilities)2012-12-31$377,674,646
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$314,718,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$195,020,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$155,768,768
Value of interest in pooled separate accounts at end of year2012-12-31$161,660,255
Value of interest in pooled separate accounts at beginning of year2012-12-31$141,005,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,649,750
Net investment gain/loss from pooled separate accounts2012-12-31$28,255,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$29,727,984
Employer contributions (assets) at end of year2012-12-31$20,200,000
Employer contributions (assets) at beginning of year2012-12-31$17,071,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,823,262
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HORNE LLP
Accountancy firm EIN2012-12-31201941244
2011 : SMITH & NEPHEW U.S. PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$84,651
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$54,071
Total income from all sources (including contributions)2011-12-31$25,841,867
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$13,128,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,823,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$17,071,166
Value of total assets at end of year2011-12-31$314,803,314
Value of total assets at beginning of year2011-12-31$302,058,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,304,606
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$958,192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$864,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$84,651
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$54,071
Other income not declared elsewhere2011-12-31$12,892
Administrative expenses (other) incurred2011-12-31$2,304,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$12,713,856
Value of net assets at end of year (total assets less liabilities)2011-12-31$314,718,663
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$302,004,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$155,768,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$147,155,001
Value of interest in pooled separate accounts at end of year2011-12-31$141,005,188
Value of interest in pooled separate accounts at beginning of year2011-12-31$124,039,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$9,394,412
Net investment gain/loss from pooled separate accounts2011-12-31$-636,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$17,071,166
Employer contributions (assets) at end of year2011-12-31$17,071,166
Employer contributions (assets) at beginning of year2011-12-31$30,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,823,405
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HORNE, LLP
Accountancy firm EIN2011-12-31201941244
2010 : SMITH & NEPHEW U.S. PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$54,071
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$62,306
Total income from all sources (including contributions)2010-12-31$60,800,398
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$12,244,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,924,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$30,000,000
Value of total assets at end of year2010-12-31$302,058,878
Value of total assets at beginning of year2010-12-31$253,510,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,319,863
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$864,705
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$952,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$54,071
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$62,306
Other income not declared elsewhere2010-12-31$31,666
Administrative expenses (other) incurred2010-12-31$2,319,863
Total non interest bearing cash at beginning of year2010-12-31$-1,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$48,556,360
Value of net assets at end of year (total assets less liabilities)2010-12-31$302,004,807
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$253,448,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$147,155,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$130,837,194
Value of interest in pooled separate accounts at end of year2010-12-31$124,039,172
Value of interest in pooled separate accounts at beginning of year2010-12-31$101,721,712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,911,005
Net investment gain/loss from pooled separate accounts2010-12-31$17,857,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$30,000,000
Employer contributions (assets) at end of year2010-12-31$30,000,000
Employer contributions (assets) at beginning of year2010-12-31$20,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,924,175
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HORNE LLP
Accountancy firm EIN2010-12-31201941244
2009 : SMITH & NEPHEW U.S. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SMITH & NEPHEW U.S. PENSION PLAN

2022: SMITH & NEPHEW U.S. PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMITH & NEPHEW U.S. PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMITH & NEPHEW U.S. PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMITH & NEPHEW U.S. PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMITH & NEPHEW U.S. PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMITH & NEPHEW U.S. PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMITH & NEPHEW U.S. PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMITH & NEPHEW U.S. PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMITH & NEPHEW U.S. PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMITH & NEPHEW U.S. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMITH & NEPHEW U.S. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMITH & NEPHEW U.S. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SMITH & NEPHEW U.S. PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SMITH & NEPHEW U.S. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017137
Policy instance 1
Insurance contract or identification number017137
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017137
Policy instance 1
Insurance contract or identification number017137
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017137
Policy instance 1
Insurance contract or identification number017137
Number of Individuals Covered5196
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-17137A
Policy instance 1
Insurance contract or identification numberIN-17137A
Number of Individuals Covered5238
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-17137A
Policy instance 1
Insurance contract or identification numberIN-17137A
Number of Individuals Covered5274
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-17137A
Policy instance 1
Insurance contract or identification numberIN-17137A
Number of Individuals Covered5328
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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