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STAVROS RETIREMENT 403(B) PLAN 401k Plan overview

Plan NameSTAVROS RETIREMENT 403(B) PLAN
Plan identification number 001

STAVROS RETIREMENT 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STAVROS CENTER FOR INDEPENDENT LIVING INC has sponsored the creation of one or more 401k plans.

Company Name:STAVROS CENTER FOR INDEPENDENT LIVING INC
Employer identification number (EIN):510172014
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STAVROS RETIREMENT 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01MICHELLE FITZBACK JAMES KRUIDENIER2018-04-02
0012015-07-01MICHELLE FITZBACK
0012014-07-01MICHELLE FITZBACK
0012013-07-01SEREN DERIN
0012012-07-01SEREN DERIN
0012011-07-01SEREN DERIN
0012009-07-01SEREN DERIN

Plan Statistics for STAVROS RETIREMENT 403(B) PLAN

401k plan membership statisitcs for STAVROS RETIREMENT 403(B) PLAN

Measure Date Value
2021: STAVROS RETIREMENT 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01215
Total number of active participants reported on line 7a of the Form 55002021-07-01113
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0145
Total of all active and inactive participants2021-07-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01158
Number of participants with account balances2021-07-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: STAVROS RETIREMENT 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01190
Total number of active participants reported on line 7a of the Form 55002020-07-01174
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0141
Total of all active and inactive participants2020-07-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01215
Number of participants with account balances2020-07-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: STAVROS RETIREMENT 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01188
Total number of active participants reported on line 7a of the Form 55002019-07-01157
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0133
Total of all active and inactive participants2019-07-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01190
Number of participants with account balances2019-07-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: STAVROS RETIREMENT 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01187
Total number of active participants reported on line 7a of the Form 55002018-07-01160
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0128
Total of all active and inactive participants2018-07-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01188
Number of participants with account balances2018-07-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: STAVROS RETIREMENT 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01191
Total number of active participants reported on line 7a of the Form 55002017-07-01161
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0126
Total of all active and inactive participants2017-07-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01187
Number of participants with account balances2017-07-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: STAVROS RETIREMENT 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01196
Total number of active participants reported on line 7a of the Form 55002016-07-01167
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0124
Total of all active and inactive participants2016-07-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01191
Number of participants with account balances2016-07-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: STAVROS RETIREMENT 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01164
Total number of active participants reported on line 7a of the Form 55002015-07-01176
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0120
Total of all active and inactive participants2015-07-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01196
Number of participants with account balances2015-07-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: STAVROS RETIREMENT 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01174
Total number of active participants reported on line 7a of the Form 55002014-07-01144
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0118
Total of all active and inactive participants2014-07-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-012
Total participants2014-07-01164
Number of participants with account balances2014-07-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: STAVROS RETIREMENT 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01156
Total number of active participants reported on line 7a of the Form 55002013-07-01136
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0119
Total of all active and inactive participants2013-07-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01155
Number of participants with account balances2013-07-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: STAVROS RETIREMENT 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01161
Total number of active participants reported on line 7a of the Form 55002012-07-01134
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0122
Total of all active and inactive participants2012-07-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01156
Number of participants with account balances2012-07-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: STAVROS RETIREMENT 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01160
Total number of active participants reported on line 7a of the Form 55002011-07-01137
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0123
Total of all active and inactive participants2011-07-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-011
Total participants2011-07-01161
Number of participants with account balances2011-07-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: STAVROS RETIREMENT 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01123
Total number of active participants reported on line 7a of the Form 55002009-07-01135
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-010
Total of all active and inactive participants2009-07-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01135
Number of participants with account balances2009-07-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on STAVROS RETIREMENT 403(B) PLAN

Measure Date Value
2022 : STAVROS RETIREMENT 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-271,281
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,030,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,029,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$116,316
Value of total assets at end of year2022-06-30$2,483,040
Value of total assets at beginning of year2022-06-30$3,784,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$605
Total interest from all sources2022-06-30$5,166
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$111,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$111,337
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$116,316
Participant contributions at end of year2022-06-30$72,065
Participant contributions at beginning of year2022-06-30$78,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,301,768
Value of net assets at end of year (total assets less liabilities)2022-06-30$2,483,040
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$3,784,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$2,319,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$3,610,482
Interest on participant loans2022-06-30$546
Interest earned on other investments2022-06-30$4,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$28,991
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$10,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$10,287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$62,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$85,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-504,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,029,882
Contract administrator fees2022-06-30$605
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30O'CONNOR AND DREW, P.C.
Accountancy firm EIN2022-06-30043000523
2021 : STAVROS RETIREMENT 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,036,541
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$161,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$161,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$146,433
Value of total assets at end of year2021-06-30$3,784,808
Value of total assets at beginning of year2021-06-30$2,910,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$550
Total interest from all sources2021-06-30$5,094
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$72,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$72,598
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$111,716
Participant contributions at end of year2021-06-30$78,232
Participant contributions at beginning of year2021-06-30$89,021
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$34,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$874,653
Value of net assets at end of year (total assets less liabilities)2021-06-30$3,784,808
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$2,910,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$3,610,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$2,720,292
Interest on participant loans2021-06-30$534
Interest earned on other investments2021-06-30$4,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$10,287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$15,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$15,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$85,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$85,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$812,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$161,338
Contract administrator fees2021-06-30$550
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30O'CONNOR AND DREW, P.C.
Accountancy firm EIN2021-06-30043000523
2020 : STAVROS RETIREMENT 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$318,976
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$419,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$418,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$162,001
Value of total assets at end of year2020-06-30$2,910,155
Value of total assets at beginning of year2020-06-30$3,010,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$475
Total interest from all sources2020-06-30$5,849
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$51,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$51,086
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$162,001
Participant contributions at end of year2020-06-30$89,021
Participant contributions at beginning of year2020-06-30$121,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-100,215
Value of net assets at end of year (total assets less liabilities)2020-06-30$2,910,155
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$3,010,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$2,720,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$2,796,254
Interest on participant loans2020-06-30$996
Interest earned on other investments2020-06-30$4,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$15,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$15,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$15,492
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$166
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$85,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$77,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$100,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$418,716
Contract administrator fees2020-06-30$475
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30O'CONNOR AND DREW, P.C.
Accountancy firm EIN2020-06-30043000523
2019 : STAVROS RETIREMENT 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$292,875
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$136,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$135,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$126,253
Value of total assets at end of year2019-06-30$3,010,370
Value of total assets at beginning of year2019-06-30$2,853,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$570
Total interest from all sources2019-06-30$5,949
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$49,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$49,018
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$1,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$126,253
Participant contributions at end of year2019-06-30$121,592
Participant contributions at beginning of year2019-06-30$107,866
Other income not declared elsewhere2019-06-30$1,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$156,744
Value of net assets at end of year (total assets less liabilities)2019-06-30$3,010,370
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,853,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$2,796,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$2,648,013
Interest on participant loans2019-06-30$851
Interest earned on other investments2019-06-30$4,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$15,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$15,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$15,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$77,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$82,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$110,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$135,561
Contract administrator fees2019-06-30$570
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30WHITTLESEY, PC
Accountancy firm EIN2019-06-30060903326
2018 : STAVROS RETIREMENT 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$364,466
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$178,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$178,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$124,109
Value of total assets at end of year2018-06-30$2,853,626
Value of total assets at beginning of year2018-06-30$2,667,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$490
Total interest from all sources2018-06-30$5,782
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$34,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$34,864
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$1,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$124,109
Participant contributions at end of year2018-06-30$107,866
Participant contributions at beginning of year2018-06-30$106,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$185,879
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,853,626
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$2,667,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$2,648,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,456,932
Interest on participant loans2018-06-30$403
Interest earned on other investments2018-06-30$5,213
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$15,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$22,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$22,453
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$166
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$82,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$81,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$199,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$178,097
Contract administrator fees2018-06-30$490
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30WHITTLESEY PC
Accountancy firm EIN2018-06-30060903326
2017 : STAVROS RETIREMENT 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$424,624
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$53,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$29,282
Expenses. Certain deemed distributions of participant loans2017-06-30$23,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$129,209
Value of total assets at end of year2017-06-30$2,667,747
Value of total assets at beginning of year2017-06-30$2,296,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$620
Total interest from all sources2017-06-30$5,685
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$18,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$18,892
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$2,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$129,209
Participant contributions at end of year2017-06-30$106,372
Participant contributions at beginning of year2017-06-30$96,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$371,405
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,667,747
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,296,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,456,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,090,451
Interest on participant loans2017-06-30$408
Interest earned on other investments2017-06-30$5,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$22,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$32,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$32,186
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$81,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$77,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$270,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$29,282
Contract administrator fees2017-06-30$620
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30WHITTLESEY PC
Accountancy firm EIN2017-06-30060903326
2016 : STAVROS RETIREMENT 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$287,520
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$81,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$81,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$300,640
Value of total assets at end of year2016-06-30$2,296,342
Value of total assets at beginning of year2016-06-30$2,090,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$526
Total interest from all sources2016-06-30$5,153
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$22,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$22,317
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$2,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$124,730
Participant contributions at end of year2016-06-30$96,380
Participant contributions at beginning of year2016-06-30$97,295
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$175,910
Administrative expenses (other) incurred2016-06-30$491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$205,910
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,296,342
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,090,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,090,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$1,892,851
Interest on participant loans2016-06-30$522
Interest earned on other investments2016-06-30$4,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$32,186
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$27,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$27,627
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$77,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$72,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-40,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$81,084
Contract administrator fees2016-06-30$35
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2016-06-30060903326
2015 : STAVROS RETIREMENT 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$178,738
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$140,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$140,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$105,849
Value of total assets at end of year2015-06-30$2,090,432
Value of total assets at beginning of year2015-06-30$2,052,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$573
Total interest from all sources2015-06-30$4,605
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$10,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$10,480
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$2,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$105,849
Participant contributions at end of year2015-06-30$97,295
Participant contributions at beginning of year2015-06-30$88,127
Administrative expenses (other) incurred2015-06-30$538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$37,988
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,090,432
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,052,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$1,892,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$1,885,478
Interest on participant loans2015-06-30$368
Interest earned on other investments2015-06-30$4,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$27,627
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$14,533
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$14,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$72,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$64,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$57,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$140,177
Contract administrator fees2015-06-30$35
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2015-06-30060903326
2014 : STAVROS RETIREMENT 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$409,629
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$52,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$51,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$108,888
Value of total assets at end of year2014-06-30$2,052,444
Value of total assets at beginning of year2014-06-30$1,694,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$532
Total interest from all sources2014-06-30$4,608
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$12,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$12,422
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$2,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$108,888
Participant contributions at end of year2014-06-30$88,127
Participant contributions at beginning of year2014-06-30$97,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$357,464
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,052,444
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,694,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$1,885,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,517,764
Interest on participant loans2014-06-30$448
Interest earned on other investments2014-06-30$4,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$14,533
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$14,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$14,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$64,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$64,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$283,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$51,633
Contract administrator fees2014-06-30$532
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2014-06-30060903326
2013 : STAVROS RETIREMENT 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$270,407
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$61,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$61,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$98,441
Value of total assets at end of year2013-06-30$1,694,980
Value of total assets at beginning of year2013-06-30$1,486,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$673
Total interest from all sources2013-06-30$4,853
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$3,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$3,919
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$2,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$98,441
Participant contributions at end of year2013-06-30$97,815
Participant contributions at beginning of year2013-06-30$101,916
Administrative expenses (other) incurred2013-06-30$603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$208,501
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,694,980
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,486,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,517,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,279,852
Interest on participant loans2013-06-30$684
Interest earned on other investments2013-06-30$4,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$14,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$49,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$49,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$64,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$54,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$163,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$61,233
Contract administrator fees2013-06-30$70
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30LESTER HALPERN AND COMPANY, P.C.
Accountancy firm EIN2013-06-30042653334
2012 : STAVROS RETIREMENT 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$103,290
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$58,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$57,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$101,850
Value of total assets at end of year2012-06-30$1,486,479
Value of total assets at beginning of year2012-06-30$1,441,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$713
Total interest from all sources2012-06-30$4,470
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$2,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$2,690
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$2,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$101,427
Participant contributions at end of year2012-06-30$101,916
Participant contributions at beginning of year2012-06-30$95,533
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$423
Administrative expenses (other) incurred2012-06-30$573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$45,185
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,486,479
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,441,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,279,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,269,736
Interest on participant loans2012-06-30$887
Interest earned on other investments2012-06-30$3,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$49,729
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$27,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$27,352
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$54,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$48,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-5,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$57,392
Contract administrator fees2012-06-30$140
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30LESTER HALPERN AND COMPANY, P.C.
Accountancy firm EIN2012-06-30042653334
2011 : STAVROS RETIREMENT 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$350,617
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$106,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$105,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$101,913
Value of total assets at end of year2011-06-30$1,441,294
Value of total assets at beginning of year2011-06-30$1,197,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$878
Total interest from all sources2011-06-30$4,011
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$1,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$1,321
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$2,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$100,515
Participant contributions at end of year2011-06-30$95,533
Participant contributions at beginning of year2011-06-30$80,916
Participant contributions at beginning of year2011-06-30$1,846
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$1,398
Administrative expenses (other) incurred2011-06-30$528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$243,841
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,441,294
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,197,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$1,269,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$940,720
Interest on participant loans2011-06-30$766
Interest earned on other investments2011-06-30$3,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$27,352
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$24,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$24,088
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$48,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$47,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$243,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Employer contributions (assets) at beginning of year2011-06-30$101,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$105,898
Contract administrator fees2011-06-30$350
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30LESTER HALPERN AND COMPANY, P.C.
Accountancy firm EIN2011-06-30042653334
2010 : STAVROS RETIREMENT 403(B) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for STAVROS RETIREMENT 403(B) PLAN

2021: STAVROS RETIREMENT 403(B) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: STAVROS RETIREMENT 403(B) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: STAVROS RETIREMENT 403(B) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: STAVROS RETIREMENT 403(B) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: STAVROS RETIREMENT 403(B) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: STAVROS RETIREMENT 403(B) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: STAVROS RETIREMENT 403(B) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: STAVROS RETIREMENT 403(B) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: STAVROS RETIREMENT 403(B) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: STAVROS RETIREMENT 403(B) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: STAVROS RETIREMENT 403(B) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: STAVROS RETIREMENT 403(B) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered71
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $4,497
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,497
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered82
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $4,775
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,775
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered87
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $4,725
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,725
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered87
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $4,556
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,502
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered95
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $4,883
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered96
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $4,058
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,058
Insurance broker organization code?4
Insurance broker nameMARSH INSURANCE & INVESTMENTS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered101
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $4,511
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,511
Insurance broker organization code?4
Insurance broker nameMARSH INSURANCE & INVESTMENTS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered106
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $4,229
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,229
Insurance broker organization code?4
Insurance broker nameMARSH INSURANCE & INVESTMENTS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered111
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $3,794
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,794
Insurance broker organization code?4
Insurance broker nameMARSH INSURANCE & INVESTMENTS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered113
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $3,580
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891979+001
Policy instance 1
Insurance contract or identification number891979+001
Number of Individuals Covered117
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $3,668
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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