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RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 401k Plan overview

Plan NameRICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN
Plan identification number 001

RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RICHARDS, LAYTON & FINGER, P.A. has sponsored the creation of one or more 401k plans.

Company Name:RICHARDS, LAYTON & FINGER, P.A.
Employer identification number (EIN):510226371
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-07-01ELIZABETH DANFORTH ELIZABETH DANFORTH2018-01-31
0012015-07-01ELIZABETH DANFORTH ELIZABETH DANFORTH2017-03-03
0012014-07-01ELIZABETH DANFORTH
0012013-07-01ELIZABETH DANFORTH
0012012-07-01DAVID A. METZLER
0012011-07-01DAVID A. METZLER
0012009-07-01DAVID A. METZLER
0012009-07-01DAVID A METZLER

Plan Statistics for RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN

401k plan membership statisitcs for RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN

Measure Date Value
2016: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01258
Total number of active participants reported on line 7a of the Form 55002016-07-010
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-010
Number of participants with account balances2016-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-011
2015: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01274
Total number of active participants reported on line 7a of the Form 55002015-07-01213
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0145
Total of all active and inactive participants2015-07-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01258
Number of participants with account balances2015-07-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01264
Total number of active participants reported on line 7a of the Form 55002014-07-01216
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0158
Total of all active and inactive participants2014-07-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01274
Number of participants with account balances2014-07-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01267
Total number of active participants reported on line 7a of the Form 55002013-07-01225
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0139
Total of all active and inactive participants2013-07-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01264
Number of participants with account balances2013-07-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01280
Total number of active participants reported on line 7a of the Form 55002012-07-01235
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0132
Total of all active and inactive participants2012-07-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01267
Number of participants with account balances2012-07-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01280
Total number of active participants reported on line 7a of the Form 55002011-07-01239
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0141
Total of all active and inactive participants2011-07-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01280
Number of participants with account balances2011-07-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01264
Total number of active participants reported on line 7a of the Form 55002009-07-01237
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0130
Total of all active and inactive participants2009-07-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01267
Number of participants with account balances2009-07-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN

Measure Date Value
2017 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total transfer of assets from this plan2017-06-30$35,272,709
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$3,926,100
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$3,508,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$3,505,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$0
Value of total assets at end of year2017-06-30$0
Value of total assets at beginning of year2017-06-30$34,854,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$2,431
Total interest from all sources2017-06-30$88,168
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$151,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30Yes
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$151,201
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$2,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Participant contributions at end of year2017-06-30$0
Participant contributions at beginning of year2017-06-30$173,522
Assets. Other investments not covered elsewhere at end of year2017-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$10,797,912
Other income not declared elsewhere2017-06-30$918,866
Administrative expenses (other) incurred2017-06-30$2,431
Total non interest bearing cash at end of year2017-06-30$0
Total non interest bearing cash at beginning of year2017-06-30$109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$417,875
Value of net assets at end of year (total assets less liabilities)2017-06-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$34,854,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Assets. partnership/joint venture interests at end of year2017-06-30$0
Assets. partnership/joint venture interests at beginning of year2017-06-30$118,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$3,044,285
Value of interest in pooled separate accounts at end of year2017-06-30$0
Value of interest in pooled separate accounts at beginning of year2017-06-30$14,611,768
Interest on participant loans2017-06-30$8,334
Interest earned on other investments2017-06-30$79,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$5,259,612
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$328,608
Net investment gain/loss from pooled separate accounts2017-06-30$2,439,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$849,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$3,505,794
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30MAZARS USA LLP
Accountancy firm EIN2017-06-30131459550
2016 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$57,957
Total unrealized appreciation/depreciation of assets2016-06-30$57,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$874,929
Total loss/gain on sale of assets2016-06-30$14
Total of all expenses incurred2016-06-30$542,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$540,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$849,007
Value of total assets at end of year2016-06-30$34,854,834
Value of total assets at beginning of year2016-06-30$34,522,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,797
Total interest from all sources2016-06-30$108,203
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$153,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$153,391
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$2,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Funding deficiency by the employer to the plan for this plan year2016-06-30$0
Minimum employer required contribution for this plan year2016-06-30$0
Amount contributed by the employer to the plan for this plan year2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Participant contributions at end of year2016-06-30$173,522
Participant contributions at beginning of year2016-06-30$238,841
Assets. Other investments not covered elsewhere at end of year2016-06-30$10,797,912
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$3,871,078
Other income not declared elsewhere2016-06-30$-23,181
Administrative expenses (other) incurred2016-06-30$1,797
Total non interest bearing cash at end of year2016-06-30$109
Total non interest bearing cash at beginning of year2016-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$332,246
Value of net assets at end of year (total assets less liabilities)2016-06-30$34,854,834
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$34,522,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Assets. partnership/joint venture interests at end of year2016-06-30$118,620
Assets. partnership/joint venture interests at beginning of year2016-06-30$128,252
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$3,044,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$9,805,243
Value of interest in pooled separate accounts at end of year2016-06-30$14,611,768
Value of interest in pooled separate accounts at beginning of year2016-06-30$14,602,896
Interest on participant loans2016-06-30$10,152
Interest earned on other investments2016-06-30$98,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$5,259,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$5,057,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-75,974
Net investment gain/loss from pooled separate accounts2016-06-30$-194,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$849,007
Employer contributions (assets) at end of year2016-06-30$849,006
Employer contributions (assets) at beginning of year2016-06-30$818,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$540,886
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Aggregate proceeds on sale of assets2016-06-30$14
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30WEISERMAZARS LLP
Accountancy firm EIN2016-06-30131459550
2015 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$-46,815
Total unrealized appreciation/depreciation of assets2015-06-30$-46,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$-1,405,045
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$3,328,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$3,324,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$819,814
Value of total assets at end of year2015-06-30$34,522,588
Value of total assets at beginning of year2015-06-30$39,256,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$4,187
Total interest from all sources2015-06-30$123,543
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$116,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$116,321
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$2,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Funding deficiency by the employer to the plan for this plan year2015-06-30$0
Minimum employer required contribution for this plan year2015-06-30$0
Amount contributed by the employer to the plan for this plan year2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Participant contributions at end of year2015-06-30$238,841
Participant contributions at beginning of year2015-06-30$225,125
Assets. Other investments not covered elsewhere at end of year2015-06-30$3,871,078
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$6,779,797
Other income not declared elsewhere2015-06-30$-113,285
Administrative expenses (other) incurred2015-06-30$4,187
Total non interest bearing cash at end of year2015-06-30$0
Total non interest bearing cash at beginning of year2015-06-30$63
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-4,733,468
Value of net assets at end of year (total assets less liabilities)2015-06-30$34,522,588
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$39,256,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Assets. partnership/joint venture interests at end of year2015-06-30$128,252
Assets. partnership/joint venture interests at beginning of year2015-06-30$156,918
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$9,805,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$9,452,302
Value of interest in pooled separate accounts at end of year2015-06-30$14,602,896
Value of interest in pooled separate accounts at beginning of year2015-06-30$16,785,742
Interest on participant loans2015-06-30$9,454
Interest earned on other investments2015-06-30$114,089
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$5,057,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$5,040,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-3,061,851
Net investment gain/loss from pooled separate accounts2015-06-30$757,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$819,814
Employer contributions (assets) at end of year2015-06-30$818,847
Employer contributions (assets) at beginning of year2015-06-30$815,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$3,324,236
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30WEISERMAZARS LLP
Accountancy firm EIN2015-06-30131459550
2014 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$5,641,813
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$692,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$688,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$815,347
Value of total assets at end of year2014-06-30$39,256,056
Value of total assets at beginning of year2014-06-30$34,306,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$3,732
Total interest from all sources2014-06-30$105,711
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$121,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$121,225
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$2,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Funding deficiency by the employer to the plan for this plan year2014-06-30$0
Minimum employer required contribution for this plan year2014-06-30$815,347
Amount contributed by the employer to the plan for this plan year2014-06-30$815,347
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Participant contributions at end of year2014-06-30$225,125
Participant contributions at beginning of year2014-06-30$239,911
Assets. Other investments not covered elsewhere at end of year2014-06-30$6,779,797
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$6,395,658
Other income not declared elsewhere2014-06-30$305,281
Administrative expenses (other) incurred2014-06-30$3,732
Total non interest bearing cash at end of year2014-06-30$63
Total non interest bearing cash at beginning of year2014-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$4,949,627
Value of net assets at end of year (total assets less liabilities)2014-06-30$39,256,056
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$34,306,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Assets. partnership/joint venture interests at end of year2014-06-30$156,918
Assets. partnership/joint venture interests at beginning of year2014-06-30$187,660
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$9,452,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$7,867,316
Value of interest in pooled separate accounts at end of year2014-06-30$16,785,742
Value of interest in pooled separate accounts at beginning of year2014-06-30$14,302,865
Interest on participant loans2014-06-30$9,134
Interest earned on other investments2014-06-30$96,577
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$5,040,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$4,472,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$1,373,816
Net investment gain/loss from pooled separate accounts2014-06-30$2,920,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$815,347
Employer contributions (assets) at end of year2014-06-30$815,347
Employer contributions (assets) at beginning of year2014-06-30$840,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$688,454
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30WEISERMAZARS LLP
Accountancy firm EIN2014-06-30131459550
2013 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$30,145
Total unrealized appreciation/depreciation of assets2013-06-30$30,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$3,924,228
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$1,083,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$1,078,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$840,241
Value of total assets at end of year2013-06-30$34,306,429
Value of total assets at beginning of year2013-06-30$31,465,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$4,794
Total interest from all sources2013-06-30$102,296
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$132,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$132,638
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$2,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Funding deficiency by the employer to the plan for this plan year2013-06-30$0
Minimum employer required contribution for this plan year2013-06-30$840,241
Amount contributed by the employer to the plan for this plan year2013-06-30$840,241
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Participant contributions at end of year2013-06-30$239,911
Participant contributions at beginning of year2013-06-30$202,160
Assets. Other investments not covered elsewhere at end of year2013-06-30$6,395,658
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$12,305,267
Other income not declared elsewhere2013-06-30$85,055
Administrative expenses (other) incurred2013-06-30$4,794
Total non interest bearing cash at end of year2013-06-30$0
Total non interest bearing cash at beginning of year2013-06-30$42
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,841,142
Value of net assets at end of year (total assets less liabilities)2013-06-30$34,306,429
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$31,465,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Assets. partnership/joint venture interests at end of year2013-06-30$187,660
Assets. partnership/joint venture interests at beginning of year2013-06-30$157,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$7,867,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,535,847
Value of interest in pooled separate accounts at end of year2013-06-30$14,302,865
Value of interest in pooled separate accounts at beginning of year2013-06-30$12,757,736
Interest on participant loans2013-06-30$9,904
Interest earned on other investments2013-06-30$92,392
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$4,472,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$3,685,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$880,807
Net investment gain/loss from pooled separate accounts2013-06-30$1,853,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$840,241
Employer contributions (assets) at end of year2013-06-30$840,241
Employer contributions (assets) at beginning of year2013-06-30$821,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$1,078,292
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30WEISERMAZARS LLP
Accountancy firm EIN2013-06-30131459550
2012 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$-154
Total unrealized appreciation/depreciation of assets2012-06-30$-154
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$889,616
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$372,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$368,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$821,391
Value of total assets at end of year2012-06-30$31,465,287
Value of total assets at beginning of year2012-06-30$30,948,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$4,247
Total interest from all sources2012-06-30$103,928
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$97,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$97,848
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$2,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Funding deficiency by the employer to the plan for this plan year2012-06-30$0
Minimum employer required contribution for this plan year2012-06-30$821,391
Amount contributed by the employer to the plan for this plan year2012-06-30$821,391
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Participant contributions at end of year2012-06-30$202,160
Participant contributions at beginning of year2012-06-30$194,748
Assets. Other investments not covered elsewhere at end of year2012-06-30$12,305,267
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$12,146,057
Other income not declared elsewhere2012-06-30$20,594
Administrative expenses (other) incurred2012-06-30$4,247
Total non interest bearing cash at end of year2012-06-30$42
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$517,147
Value of net assets at end of year (total assets less liabilities)2012-06-30$31,465,287
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$30,948,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Assets. partnership/joint venture interests at end of year2012-06-30$157,515
Assets. partnership/joint venture interests at beginning of year2012-06-30$116,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,535,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,461,210
Value of interest in pooled separate accounts at end of year2012-06-30$12,757,736
Value of interest in pooled separate accounts at beginning of year2012-06-30$12,873,010
Interest on participant loans2012-06-30$9,274
Interest earned on other investments2012-06-30$94,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$3,685,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$3,328,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-29,407
Net investment gain/loss from pooled separate accounts2012-06-30$-124,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$821,391
Employer contributions (assets) at end of year2012-06-30$821,391
Employer contributions (assets) at beginning of year2012-06-30$827,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$368,222
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30WEISERMAZARS LLP
Accountancy firm EIN2012-06-30131459550
2011 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$22,613
Total unrealized appreciation/depreciation of assets2011-06-30$22,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$5,419,793
Total loss/gain on sale of assets2011-06-30$4,220
Total of all expenses incurred2011-06-30$2,977,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$2,974,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$827,980
Value of total assets at end of year2011-06-30$30,948,140
Value of total assets at beginning of year2011-06-30$28,505,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$3,077
Total interest from all sources2011-06-30$171,909
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$28,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$28,624
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$2,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Funding deficiency by the employer to the plan for this plan year2011-06-30$0
Minimum employer required contribution for this plan year2011-06-30$827,980
Amount contributed by the employer to the plan for this plan year2011-06-30$827,980
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Participant contributions at end of year2011-06-30$194,748
Participant contributions at beginning of year2011-06-30$146,665
Assets. Other investments not covered elsewhere at end of year2011-06-30$12,146,057
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$11,132,296
Other income not declared elsewhere2011-06-30$1,203,972
Administrative expenses (other) incurred2011-06-30$3,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$2,442,638
Value of net assets at end of year (total assets less liabilities)2011-06-30$30,948,140
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$28,505,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Assets. partnership/joint venture interests at end of year2011-06-30$116,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$1,461,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$1,030,680
Value of interest in pooled separate accounts at end of year2011-06-30$12,873,010
Value of interest in pooled separate accounts at beginning of year2011-06-30$11,954,733
Interest on participant loans2011-06-30$7,603
Interest earned on other investments2011-06-30$164,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$3,328,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$3,401,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$198,542
Net investment gain/loss from pooled separate accounts2011-06-30$2,961,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$827,980
Employer contributions (assets) at end of year2011-06-30$827,980
Employer contributions (assets) at beginning of year2011-06-30$839,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$2,974,078
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$71,159
Aggregate carrying amount (costs) on sale of assets2011-06-30$66,939
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30WEISERMAZARS LLP
Accountancy firm EIN2011-06-30131459550
2010 : RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0
Funding deficiency by the employer to the plan for this plan year2010-06-30$0
Minimum employer required contribution for this plan year2010-06-30$839,283
Amount contributed by the employer to the plan for this plan year2010-06-30$839,283

Form 5500 Responses for RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN

2016: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingYes
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedYes
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: RICHARDS, LAYTON & FINGER, P.A. MONEY PURCHASE PENSION PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered258
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered274
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered264
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered267
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered280
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract numberHR0544
Policy instance 2
Insurance contract or identification numberHR0544
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38808-005
Policy instance 1
Insurance contract or identification number38808-005
Number of Individuals Covered280
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract numberHR0544
Policy instance 2
Insurance contract or identification numberHR0544
Number of Individuals Covered1
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes

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