401k Plan data: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN plan

RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 401k Plan overview

Plan Name	RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN
Plan identification number	003

RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

RICHARDS, LAYTON & FINGER, P.A. has sponsored the creation of one or more 401k plans.

Company Name: RICHARDS, LAYTON & FINGER, P.A.

Employer identification number (EIN): 510226371

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-07-01 ELIZABETH A. DANFORTH
003 2014-07-01 ELIZABETH A. DANFORTH
003 2013-07-01 ELIZABETH A. DANFORTH
003 2012-07-01 DAVID A. METZLER
003 2011-07-01 DAVID A. METZLER
003 2010-07-01 AMANDA CHEN
003 2009-07-01 AMANDA CHEN

Plan id#	Filing Submission Date	Name of Administrator
003	2015-07-01	ELIZABETH A. DANFORTH
003	2014-07-01	ELIZABETH A. DANFORTH
003	2013-07-01	ELIZABETH A. DANFORTH
003	2012-07-01	DAVID A. METZLER
003	2011-07-01	DAVID A. METZLER
003	2010-07-01	AMANDA CHEN
003	2009-07-01	AMANDA CHEN

Plan Statistics for RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN

401k plan membership statisitcs for RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN

Measure Date Value
2015: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 244
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 0
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 253
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 183
Number of retired or separated participants receiving benefits 2014-07-01 3
Number of other retired or separated participants entitled to future benefits 2014-07-01 55
Total of all active and inactive participants 2014-07-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 3
Total participants 2014-07-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 269
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 195
Number of retired or separated participants receiving benefits 2013-07-01 3
Number of other retired or separated participants entitled to future benefits 2013-07-01 53
Total of all active and inactive participants 2013-07-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 2
Total participants 2013-07-01 253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 284
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 208
Number of retired or separated participants receiving benefits 2012-07-01 3
Number of other retired or separated participants entitled to future benefits 2012-07-01 56
Total of all active and inactive participants 2012-07-01 267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 2
Total participants 2012-07-01 269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 319
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 218
Number of retired or separated participants receiving benefits 2011-07-01 2
Number of other retired or separated participants entitled to future benefits 2011-07-01 63
Total of all active and inactive participants 2011-07-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 1
Total participants 2011-07-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 333
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 235
Number of retired or separated participants receiving benefits 2010-07-01 1
Number of other retired or separated participants entitled to future benefits 2010-07-01 83
Total of all active and inactive participants 2010-07-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 328
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 256
Number of retired or separated participants receiving benefits 2009-07-01 1
Number of other retired or separated participants entitled to future benefits 2009-07-01 76
Total of all active and inactive participants 2009-07-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2015: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	244
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	0
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	253
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	183
Number of retired or separated participants receiving benefits	2014-07-01	3
Number of other retired or separated participants entitled to future benefits	2014-07-01	55
Total of all active and inactive participants	2014-07-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	3
Total participants	2014-07-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	269
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	195
Number of retired or separated participants receiving benefits	2013-07-01	3
Number of other retired or separated participants entitled to future benefits	2013-07-01	53
Total of all active and inactive participants	2013-07-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	2
Total participants	2013-07-01	253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	284
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	208
Number of retired or separated participants receiving benefits	2012-07-01	3
Number of other retired or separated participants entitled to future benefits	2012-07-01	56
Total of all active and inactive participants	2012-07-01	267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	2
Total participants	2012-07-01	269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	319
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	218
Number of retired or separated participants receiving benefits	2011-07-01	2
Number of other retired or separated participants entitled to future benefits	2011-07-01	63
Total of all active and inactive participants	2011-07-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	1
Total participants	2011-07-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	333
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	235
Number of retired or separated participants receiving benefits	2010-07-01	1
Number of other retired or separated participants entitled to future benefits	2010-07-01	83
Total of all active and inactive participants	2010-07-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	328
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	256
Number of retired or separated participants receiving benefits	2009-07-01	1
Number of other retired or separated participants entitled to future benefits	2009-07-01	76
Total of all active and inactive participants	2009-07-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN

Measure	Date	Value
2016 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$792,098
Total loss/gain on sale of assets	2016-06-30	$-77,831
Total of all expenses incurred	2016-06-30	$9,994,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$9,993,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$784,691
Value of total assets at end of year	2016-06-30	$0
Value of total assets at beginning of year	2016-06-30	$9,201,999
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$120
Total interest from all sources	2016-06-30	$85,228
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$2
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$2
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Other income not declared elsewhere	2016-06-30	$8
Administrative expenses (other) incurred	2016-06-30	$120
Total non interest bearing cash at beginning of year	2016-06-30	$44,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-9,201,999
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$9,201,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Income. Interest from US Government securities	2016-06-30	$84,821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$1,216,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$1,216,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$407
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$641,572
Asset value of US Government securities at beginning of year	2016-06-30	$7,941,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$784,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$9,352,405
Did the plan have assets held for investment	2016-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	Yes
Aggregate proceeds on sale of assets	2016-06-30	$8,915,000
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$8,992,831
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2016-06-30	131459550
2015 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$-18,359
Total unrealized appreciation/depreciation of assets	2015-06-30	$-18,359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$1,069,394
Total loss/gain on sale of assets	2015-06-30	$-66,845
Total of all expenses incurred	2015-06-30	$535,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$535,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$1,000,000
Value of total assets at end of year	2015-06-30	$9,201,999
Value of total assets at beginning of year	2015-06-30	$8,668,182
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$50
Total interest from all sources	2015-06-30	$89,744
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$109,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$109,234
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$7,026
Other income not declared elsewhere	2015-06-30	$3,807
Administrative expenses (other) incurred	2015-06-30	$50
Total non interest bearing cash at end of year	2015-06-30	$44,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$533,817
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$9,201,999
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$8,668,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$3,985,671
Income. Interest from US Government securities	2015-06-30	$89,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$1,216,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$403,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$403,100
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$230
Asset value of US Government securities at end of year	2015-06-30	$7,941,841
Asset value of US Government securities at beginning of year	2015-06-30	$4,272,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-48,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$535,527
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$4,362,000
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$4,428,845
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2015-06-30	131459550
2014 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$-14,656
Total unrealized appreciation/depreciation of assets	2014-06-30	$-14,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$1,207,678
Total loss/gain on sale of assets	2014-06-30	$-32,057
Total of all expenses incurred	2014-06-30	$177,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$177,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$1,000,000
Value of total assets at end of year	2014-06-30	$8,668,182
Value of total assets at beginning of year	2014-06-30	$7,637,772
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$50
Total interest from all sources	2014-06-30	$52,010
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$175,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$175,074
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$7,026
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$6,854
Other income not declared elsewhere	2014-06-30	$6,723
Administrative expenses (other) incurred	2014-06-30	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$1,030,410
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$8,668,182
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$7,637,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$3,985,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$4,986,840
Income. Interest from US Government securities	2014-06-30	$51,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$403,100
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$332,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$332,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$464
Asset value of US Government securities at end of year	2014-06-30	$4,272,385
Asset value of US Government securities at beginning of year	2014-06-30	$2,312,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$20,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$177,218
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$2,280,000
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$2,312,057
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2014-06-30	131459550
2013 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$-123,357
Total unrealized appreciation/depreciation of assets	2013-06-30	$-123,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$1,110,251
Total loss/gain on sale of assets	2013-06-30	$-59,437
Total of all expenses incurred	2013-06-30	$1,218,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$1,218,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$1,000,000
Value of total assets at end of year	2013-06-30	$7,637,772
Value of total assets at beginning of year	2013-06-30	$7,746,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$75
Total interest from all sources	2013-06-30	$43,729
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$246,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$246,929
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$6,854
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$18,291
Other income not declared elsewhere	2013-06-30	$2,387
Administrative expenses (other) incurred	2013-06-30	$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$-108,231
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$7,637,772
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$7,746,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$4,986,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$3,492,459
Income. Interest from US Government securities	2013-06-30	$43,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$332,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$559,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$559,308
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$218
Asset value of US Government securities at end of year	2013-06-30	$2,312,057
Asset value of US Government securities at beginning of year	2013-06-30	$3,675,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$1,218,407
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$4,664,513
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$4,723,950
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2013-06-30	131459550
2012 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$-18,761
Total unrealized appreciation/depreciation of assets	2012-06-30	$-18,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$1,134,438
Total loss/gain on sale of assets	2012-06-30	$-26,875
Total of all expenses incurred	2012-06-30	$712,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$712,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$1,000,000
Value of total assets at end of year	2012-06-30	$7,746,003
Value of total assets at beginning of year	2012-06-30	$7,324,186
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$50
Total interest from all sources	2012-06-30	$57,962
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$122,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$122,159
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$18,291
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$6,392
Other income not declared elsewhere	2012-06-30	$15,828
Administrative expenses (other) incurred	2012-06-30	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$421,817
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$7,746,003
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$7,324,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$3,492,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$3,404,092
Income. Interest from US Government securities	2012-06-30	$50,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$559,308
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$800,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$800,827
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$7,304
Asset value of US Government securities at end of year	2012-06-30	$3,675,945
Asset value of US Government securities at beginning of year	2012-06-30	$3,112,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-15,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$712,571
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$3,086,000
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$3,112,875
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2012-06-30	131459550
2011 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$-14,385
Total unrealized appreciation/depreciation of assets	2011-06-30	$-14,385
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$1,627,553
Total loss/gain on sale of assets	2011-06-30	$102,835
Total of all expenses incurred	2011-06-30	$282,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$280,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$1,000,000
Value of total assets at end of year	2011-06-30	$7,324,186
Value of total assets at beginning of year	2011-06-30	$5,979,377
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,783
Total interest from all sources	2011-06-30	$25,147
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$163,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$153,961
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$6,392
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$8,146
Administrative expenses (other) incurred	2011-06-30	$740
Total non interest bearing cash at beginning of year	2011-06-30	$124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,344,809
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$7,324,186
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$5,979,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$1,043
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$3,404,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$3,935,454
Income. Interest from US Government securities	2011-06-30	$25,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$800,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$771,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$771,479
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$60
Asset value of US Government securities at end of year	2011-06-30	$3,112,875
Asset value of US Government securities at beginning of year	2011-06-30	$485,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$350,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$1,000,000
Income. Dividends from common stock	2011-06-30	$9,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$280,961
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$779,079
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$1,412,726
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$1,309,891
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	WEISERMAZARS LLP
Accountancy firm EIN	2011-06-30	131459550
2010 : RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN

2015: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: RICHARDS, LAYTON & FINGER, P.A. DEFINED BENEFIT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )

Policy contract number

SPG-21540

Policy instance

Insurance contract or identification number	SPG-21540
Number of Individuals Covered	14
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $32,079
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	Yes
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $32,079
Insurance broker organization code?	3
Insurance broker name	100 GRANDVIEW ROAD, SUITE 303

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Company Name:	RICHARDS, LAYTON & FINGER, P.A.
Employer identification number (EIN):	510226371
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers